THIS AGREEMENT made and entered into as of the 1st day of September, 1999, [1994,] by and between RIDER UNIVERSITY (hereinafter sometimes referred to as the "University") and the RIDER UNIVERSITY CHAPTER OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS (hereinafter sometimes referred to as the "AAUP").
 

TABLE OF CONTENTS

PREAMBLE
ARTICLE I: RECOGNITION OF UNIT
ARTICLE II: NON-DISCRIMINATION
ARTICLE III: AFFIRMATIVE ACTION
ARTICLE IV: ACADEMIC FREEDOM
ARTICLE V: ASSOCIATION PRIVILEGES
ARTICLE VI: DEFINITION OF RANKS
ARTICLE VII: APPOINTMENTS
 

PREAMBLE


The purpose of this Agreement is to provide the members of the bargaining unit and Rider University with a contract which will insure a healthy and viable institution of higher learning, capable of supporting a quality program of teaching, research, and public service. This Agreement seeks to maintain educational excellence, facilitate effective faculty participation, assure fair and reasonable conditions of employment, and provide techniques and procedures for the peaceful adjustment of disputes should they arise.
 

ARTICLE I

RECOGNITION OF UNIT


The University recognizes AAUP as the sole and exclusive bargaining representative of all full-time and part-time faculty members who are currently teaching at the University and only for the period during which they are teaching; all full-time and part-time librarians; clinicians in the Reading Clinic who are substantially involved in the teaching and evaluation of Rider University undergraduate and graduate students; and members of the athletic staff with a minimum of a baccalaureate degree, including all seasonal athletic staff. Excluded are all officers of the University, the Associate Provost, Deans, Associate Deans, Assistant Deans, Department Chairpersons, Acting Department Chairpersons, all Assistants to Deans, the Director of Choral Activities at Westminister Choir College, [military personnel serving in the Department of Military Science,] the [Director] Dean of Libraries[y] [Services], [Associate Directors of Library Services,] the Director and Associate and Assistant Director of Athletics, athletic staff employed for less than a full athletic season, and faculty holding visiting rank, with such appointments being for a period not to exceed one (1) year and reappointment for the subsequent academic year to be as a bargaining unit member, clerical library staff employees, and further excluded are all other employees of the University not specifically referred to herein. Also excluded from the bargaining unit shall be non-teaching personnel whose employment is funded by contract with an outside agency.
 
 
 

ARTICLE II

NON-DISCRIMINATION


There shall be no discrimination against any bargaining unit member or against any applicant for employment by reasons of race, creed, marital status, color, age, sex, religion, national origin, citizenship, relationship with any other persons employed by the University, sexual or affectional orientation, membership in or activity on behalf of AAUP except as provided in Article XX ("Agency Rights") or use of the grievance procedure. All advertisements for faculty positions shall contain the following statement: Rider is an equal opportunity/Affirmative Action employer and does not discriminate on the basis of age, race, sex, sexual orientation, national origin, religion, or any other non-job related criteria.
 
 
 
 

ARTICLE III

AFFIRMATIVE ACTION


There shall be a standing Affirmative Action Committee, comprised of six (6) members, with three (3) members representing the University and three (3) members representing the AAUP.

The Committee's functions are as follows:

A. Plan Development

Whenever updatings or other revisions of the Rider University Affirmative Action Plan are necessary, the Committee shall develop these revisions insofar as they pertain to the bargaining unit for submission to the Board of Trustees for approval. In the event a majority of the Committee is unable to agree upon appropriate revisions, more than one revision proposal may be submitted to the Board of Trustees for consideration. The University shall be free to meet its legal obligation to adopt an appropriate Affirmative Action Plan for the University, provided that such plan shall not be inconsistent with the terms and provisions of this Agreement, except as may be required by law.

B. Monitoring

The Committee shall meet regularly to monitor the Rider University Affirmative Action Plan insofar as such plan pertains to members of the bargaining unit and the process of implementation of the Affirmative Action Plan. Monitoring shall conform to the monitoring guidelines established in the Affirmative Action Plan and to any additional guidelines established by the Committee.

1. Meetings
The Committee shall meet periodically to conduct business and may, at its discretion, invite other members of the University community to join it for consideration of issues before it. The Committee shall maintain close contact with the Affirmative Action Officer of the University.

2. Negotiations With Government Agencies
In the event that any governmental agency seeks to negotiate any Affirmative Action Plan or settlement of any charges alleging discriminatory acts in violation of Article II of this Agreement, or to conciliate any dispute under any State or Federal law relating to alleged discriminatory acts set forth in Article II, the University shall notify the AAUP in advance of such negotiations and shall advise, in writing, the appropriate governmental agency of this collective bargaining agreement.

3. Grievances Under This Article
Grievances arising under this Article may be processed through the first two steps of the grievance procedure set forth in Article XXI, but may not be referred to outside arbitration. However, complaints alleging a failure to adhere to the procedures set forth in this Article may be submitted to outside arbitration. A grievant may not file a complaint on affirmation action with a government agency simultaneously with pursuing a grievance under Article XXI unless failure to do so would mean loss of the right to file such a complaint.
 
 

ARTICLE IV

ACADEMIC FREEDOM


As members of the community, bargaining unit members have the rights and obligations of all citizens. They measure the importance of these obligations in the light of their responsibilities to their subjects, to their students, to their profession, and to their institution. As citizens engaged in a profession that depends upon freedom for its health and integrity, bargaining unit members have a particular obligation to promote conditions of free inquiry and to further public understanding of academic freedom.

Except for reasons that constitute proper cause for discipline under any other provision of this Agreement, the University will not threaten, coerce, or discipline members of the bargaining unit because of what they say or what they do as private citizens, for promoting and preserving the conditions of free inquiry necessary to fulfill the obligations of their academic disciplines, or for discharging their responsibilities to their students, to their colleagues, to their professions, or to their institution.
 
 

ARTICLE V

ASSOCIATION PRIVILEGES

A. Office and Meeting Facilities


The AAUP shall be entitled to private office space similar to the space it presently occupies. In addition, the AAUP shall be permitted use of appropriate facilities at the University for its larger meetings, so long as such facilities are available and not committed to other purposes and the AAUP complies with the rules and regulations relating to the use of such facilities applicable to all members of the University community.
 

B. Bulletin Boards


The AAUP shall be entitled to post notices of its activities and matters of AAUP concern on bulletin boards at locations agreed upon between the AAUP and the University.
 

C. Use of Mailroom Facilities


The AAUP shall be entitled to use University mailroom facilities for the internal distribution of AAUP communications provided that this shall not interfere with or interrupt normal University operations, or for external distribution provided that AAUP pays U.S. Postal charges. All such communications shall be dated and identified as AAUP communications.
 
 

D. Use of Other University Services

The AAUP shall be entitled to the privilege of contracting for University duplicating, printing, audio-visual, photographic, computer, address label and food services, and such other services as may be contracted for by other campus organizations. Charges for such services shall be those in effect for all campus organizations and shall be billed on a monthly basis.
 

E. Directory Listing


The office, telephone numbers, and the AAUP's administrative assistant shall be listed in the Rider University Personnel Directory.
 

F. Membership List

The University shall provide the AAUP with a complete list of full-time members of the bargaining unit by September 1 for the Fall term and by January 25 for the Spring term of each year. The University shall also provide the AAUP a complete list of part-time members of the bargaining unit by October 1 and March 1 for the Fall and Spring terms, respectively, and by the end of the first week of classes for all other terms. The information provided shall include the bargaining unit member's name, rank, department, salary, home address, and for full-time members of the bargaining unit, dates of commencement of employment. The University shall provide the AAUP with information necessary for it to process grievances adequately and administer the terms of this Agreement, upon written request for such information from the AAUP.
 
 

ARTICLE VI

DEFINITION OF RANKS

 

A. Ranking System for [Classroom] Faculty and Librarians


All instructional appointments and promotions shall be to a designated faculty rank either as described in this Article or in accordance with the provisions of Article VIII ("Promotion and Tenure").

For all colleges of Rider University faculty ranks will be consistent with the standards described below and in Article VIII (Promotion and Tenure). Newly hired faculty with previous experience and advanced training may be appointed to any rank, depending on their qualifications, and as recommended by the appropriate department.

For purposes of this Article, as well as Articles VII, VIII, X, XII, XIV, XVII, and XXXIII, the library system shall be considered equivalent to a college and the Moore and Talbott Libraries as two departments. Until such time as there are four (4) full-time bargaining unit members assigned to the Talbott Library, the Talbott Library department will be deemed for purposes of Appointment, Reappointment, and Promotion and Tenure to include professional librarians working in the Talbott Library, plus a bargaining unit member(s) from the Moore Library selected by the professional librarians at the Talbott Library whose workload is half-time or higher. Whenever there are fewer than three (3) full-time professional librarians in the Talbott Library, two (2) bargaining unit members from the Moore Library shall be so selected. Whenever there are three (3) full-time librarians in the Talbott Libary, one (1) bargaining unit member from the Moore Library shall be so selected.
 

1. Lecturer
Appointments to faculty rank with the designation "Lecturer" shall be limited to those possessing specialized knowledge or skills without the usual regard for academic degrees. Such appointments shall be made on a year-to-year basis for a period which shall not, for full-time appointments, exceed six (6) successive academic years. Such appointees shall be subject to evaluations for reappointment as set forth in Article X ("Annual Reappointment and Non-Reappointment of Non-Tenured Bargaining Unit Members"). During the course of their appointment as Lecturers, such individuals shall not be eligible for promotion to the rank of Instructor or Assistant Professor I, but during their third successive year of academic employment within the rank of Lecturer, such appointees shall undergo a comprehensive evaluation by members of the appropriate department, which evaluation shall be comparable to that undertaken for consideration of promotion to the rank of Assistant Professor II. This comprehensive evaluation shall be for the purposes of aiding the University in determining whether such Lecturers shall be retained in such rank and of assisting such Lecturers in their professional development. During the sixth year of full-time appointment (which may include up to three (3) years of full-time teaching at another institution) within the rank of Lecturer, an individual must either achieve promotion to the rank of Associate Professor with tenure or receive a terminal appointment for the seventh year.
 
2. Instructor and Instructor-Librarian
The ranks of Instructor and Instructor-Librarian are pre-probationary ranks. Appointments to faculty rank made during the term of this Agreement with the designation "Instructor" shall be limited to individuals who, at the time of their appointment, have completed all course work for the applicable terminal degree and are "ABD." Such appointments shall be made only with the mutual agreement of the dean and the applicable department. Appointments with the designation "Instructor-Librarian" shall be limited to individuals who, at the time of their appointment, have not completed a graduate degree in a subject field other than Library Science. Such appointments shall be made only with the mutual agreement of the [Director of Library Services] Dean of the Libraries and the library faculty. Up to two (2) annual appointments may be made for Instructors or Instructor-Librarians and they shall be non-tenure track appointments. Instructors and Instructor-Librarians who receive the appropriate terminal degree shall be promoted to the rank of Assistant Professor I or Assistant Professor I-Librarian, effective the fall semester following receipt of the degree, without having to apply for promotion under Article VIII. The regular probationary period for such individuals shall begin in September of the year following completion of the appropriate terminal degree. At the expiration of an appointee's pre-probationary period as described herein, Instructors and Instructor-Librarians who have not received the appropriate terminal degree may be promoted to the rank of Assistant Professor I or Assistant Professor I-Librarian only with the mutual agreement of the dean and the department or of the Dean of the Libraries [Director of Library Services] and the library faculty. Promotion of Instructors or Instructor-Librarians to Assistant Professor I or Assistant Professor I-Librarian shall be subject only to the procedures for annual reappointment under Article X. Pre-probationary appointments, as described in this Section, shall not constitute grounds for a claim by the individual or the AAUP that service during the pre-probationary period may be counted towards the probationary period.
 
 
 
 
3. Assistant Professor and Assistant Professor-Librarian
Appointment [or promotion] to the rank of Assistant Professor or Assistant Professor-Librarian shall be either a first-term appointment (Assistant Professor I or Assistant Professor I-Librarian) or a second-term appointment (Assistant Professor II or Assistant Professor II-Librarian). For appointment [or promotion] to Assistant Professor I, the person should possess an appropriate terminal degree or qualification and appropriate graduate education. For appointment [or promotion] to the rank of Assistant Professor I-Librarian, the person should possess a master's degree in Library Science (hereinafter the "M.L.S."), and prior professional library experience. [and demonstrated competence and contributions to the University in performance of assigned jobs, as well as involvement in library activities beyond the scope of the position, and involvement in and contributions to the greater University community.] At this rank, possession of a graduate degree in a subject field (other than Library Science) is desirable. Appointments to Assistant Professor I or Assistant Professor I-Librarian shall be made on a year-to-year basis for a period not to exceed three (3) years at which time the individual will be given a second term appointment (Assistant Professor II or Assistant Professor II-Librarian) or a terminal contract. [Untenured full-time Westminster faculty hired prior to September 1, 1994, with fewer than three (3) years of full-time teaching or professional library experience will be awarded at least the rank of Assistant Professor I or Assistant Professor I-Librarian. For annual reappointment to Assistant Professor I or Assistant Professor I-Librarian, the person must fulfill the requirements and procedures of Article X.]

For appointment [or promotion to a second term appointment] to the rank of Assistant Professor II, the person must possess the appropriate terminal degree or qualification and two (2) years of acceptable teaching experience including scholarly activities. The minimum qualifications for appointment [or promotion to a second term appointment] to the rank of Assistant Professor II-Librarian include the M.L.S., a graduate degree in a subject field (other than Library Science), and demonstrated [continuing] professional growth and development. [Untenured full-time Westminster faculty hired prior to September 1, 1994, with between three (3) and seven (7) years of full-time teaching or professional library experience will be awarded at least the rank of Assistant Professor II or Assistant Professor II-Librarian.] A second term appointment shall be for a period not to exceed three (3) years, at which time the individual will be promoted to the rank of Associate Professor or Associate Professor-Librarian or will be given a terminal contract.

A person hired at the rank of Assistant Professor I, with either one (1) or two (2) years full-time teaching experience prior to coming to Rider University, shall apply during his/her second year at Rider for a second-term appointment to take effect in his/her third year. A person appointed [or promoted] to a second term appointment to Assistant Professor II or Assistant Professor II-Librarian shall not be subject to [annual evaluation for purposes of ] annual reappointment, but shall undergo such evaluation as requested by the candidate or deemed necessary, respectively, by the department or dean or by the library faculty or [Director of Library Services] Dean of the Libraries to prepare documentation required for promotion to Associate Professor or Associate Professor-Librarian with tenure.
 

4. Associate Professor and Associate Professor-Librarian
The rank of Associate Professor is the first senior rank of faculty at Rider University. This rank or the rank of Professor is [normally] held by all tenured faculty. Standards for appointment to [persons holding] the rank of Associate Professor include appropriate graduate education, appropriate terminal degree or qualification as defined above, and a record of effective teaching, and scholarly activity in the field of specialization, [and value to the department, college, and University.] Standards for appointment to [The minimum qualifications for] the rank of Associate Professor-Librarian include the M.L.S., a graduate degree in a subject field (other than Library Science), demonstrated evidence of scholarly activities and contributions to the library profession, [and effective support of the teaching-learning process at Rider University, as well as value to the Library and University. Normally, scholarly activity shall include completed work which shall be evaluated by the department. While research in progress shall be evaluated, this research must have reached a sufficient point of completion to provide the department a basis to judge the merits of that research. In the event that a candidate submits only uncompleted work as evidence of scholarly achievement in application for this promotion, the department shall thoroughly describe the basis by which this work has been evaluated and a recommendation reached.]
 
5. Professor and Professor-Librarian
The rank of Professor is the highest faculty rank at Rider University. Those appointed to [who hold] this rank are expected to exemplify distinguished achievement in the areas of classroom teaching, scholarly activities, and potential value to a department, a college, and the University.
[Distinguished achievement shall be characterized by teaching that is consistently exemplary, by scholarship that is ongoing and mature in nature, and by value that is sustained and varied. The rank of Professor-Librarian is the highest rank of librarian at Rider University. Persons holding this rank must document distinguished achievement in the areas of support of the teaching-learning process, scholarly activity, and value to the Library, colleges, and the University. Distinguished achievement shall be characterized by support of the teaching-learning process that is consistently exemplary, by scholarship that is ongoing and mature in nature, and by value that is sustained and varied. The M.L.S. and a graduate degree in a subject field (other than Library Science) are required.]
 
6. Adjunct, Acting, and Visiting


a. Appointments to faculty rank with the special designation "Adjunct" shall be limited to part-time appointments made on a semester-by-semester, or year-by-year basis. Bargaining unit members holding adjunct faculty rank shall be assigned such rank in and assigned to a department, program, or division within a college or the University. Persons with appropriate academic qualifications may be appointed Adjunct Lecturer, Adjunct Instructor, Adjunct Assistant Professor, Adjunct Associate Professor, or Adjunct Professor [on a part-time basis,] as needed.

b. Appointments to faculty rank with the special designation "Acting" shall be limited to temporary full-time appointments as provided for in Article VII, Section B.

c. Appointments to faculty rank with the special designation "Visiting" shall be limited to individuals deemed to be distinguished faculty on leave of absence, faculty holding emeritus status from another institution, or persons distinguished in their fields who are not faculty of other institutions. "Visiting" appointments shall not extend beyond one academic year without the concurrence of the AAUP.
 

B. Athletic Staff Ranks


Descriptions of titles and ranks for professional athletic staff are set forth in Article XV of this Agreement.
 
 
 

ARTICLE VII

APPOINTMENTS

 

A. Appointment


The following procedures shall apply to all persons appointed by the University to fill full-time bargaining unit positions:
 

1. Declaration of Vacancies
The members of the department or their representatives shall be responsible for maintaining regular contact with the department chairperson for the purpose of participating in the appointment procedure specified herein. In the event of a vacancy, the department shall request the dean to fill such vacancy. If there is disagreement between the department and the dean over the question of whether or not to fill the vacancy, the Provost shall convene a meeting of the dean, the department chairperson, and members of the department to discuss the reasons for the disagreement. As a result of this meeting, the Provost shall determine whether or not a vacancy shall be filled. If the Provost decides not to fill the vacancy, he/she shall provide in written form the reasons for his/her decision. [Final authority with regards to the decision to fill a vacancy or not rests with the Provost.] When a vacancy is not declared during the first academic year following such a decision there will be no restriction on the use of adjunct or overload faculty to teach courses that would otherwise be part of the regular workload of the vacated line. Thereafter, in no case shall the use of adjunct overload faculty in such instance involve more that 50 percent of the normal load of the vacated line.

Upon notifying the AAUP, the College may grant tentative authorization to fill a vacancy in a bargaining unit position. If the College chooses to designate an authorization as tentative, then the College may discontinue or defer the filling of the relevant position at any point during the search process. It is recognized that temporary authorizations to fill vacancies shall occur rarely; that is, for no more than 20 percent of the preceding year's total number of appointments. Once the Provost has authorized the filling of a vacancy in a bargaining unit position and such authorization has not been designated as tentative, the authorization may not later be rescinded or deferred, except when the College has invoked the lay-off procedures under Article XIV of the Agreement with respect to the affected department or discipline.
 
 

2. Designation of [Academic] Qualifications for a Vacant Position
Once a decision to fill a vacancy has been made, the department chairperson shall so advise the members of the department within five (5) working days. The department chairperson, together with the members of the department or its designated committee, shall meet to discuss the [academic] qualifications of the person required to fill the vacancy. The department chairperson and the members of the department shall forward their recommendation as to the requisite [academic] qualifications to the dean. Unless the dean disagrees with such recommendation, the University shall develop, through consultation with the department, a position announcement plan outlining where and how the University will seek candidates who possess the recommended [academic] qualifications.

In the event that the dean disagrees with the recommendation of the department as to the appropriate [academic] qualifications for the person required to fill the vacancy, the dean shall so advise the members of the department, and the Provost shall convene a meeting of the dean, the department chairperson, and the members of the department to discuss the appropriate [academic] qualifications for the person required to fill the vacancy. The Provost shall thereafter make a determination as to such qualifications. In the event that the determination of the Provost as to such qualifications differs from the recommendation of the department, he/she shall provide written reasons for his/her determination.

3. Waiver of Search
An academic department having an open full-time faculty position approved by the University to be filled may fill that position with a current Rider employee (the Proposed Appointee) under the conditions and procedures listed below. Under such circumstances that appointment shall not be governed by sections A4 and A5 of this article.

a. The department must approve the suspension of sections A4 and A5 of this article and the appointment of the Proposed Appointee by a two-thirds vote of the full-time members (including the chair). Where the two-thirds of all full-time members equals a fraction, the number of votes necessary for approval will be rounded upward. (Example: If the department consists of 13 members, including the chair, nine [that is, 13 x 2/3 - 8.6, rounded upward] votes are necessary for approval.) A department should take this step only when it believes that carrying out a full search would lead to exactly the same outcome as suspending the search.

b. The Proposed Appointee must be (1) a full-time academic administrator who will have been employed by the University in an academic position for a minimum of 24 months on the effective date of the appointment, whose administrative position is being eliminated, and who is nominated by the Rider administration, or (2) an "Acting" member of the faculty for a minimum of four consecutive semesters (irrespective of summer sessions) as of the effective date of the appointment, or (3) an adjunct faculty member holding Priority Appointment Status, or (4) an assistant coach for a minimum of four consecutive semesters as of the effective date of the appointment to a head coach position.
c. If the department approves the waiver of sections A4 and A5 in accordance with section (a) above, and approved the appointment of the Proposed Appointee, the appointment will proceed in accordance with all other relevant provisions of the Agreement. If the department does not approve the waiver and the appointment of the Proposed Appointee, a search will be conducted and a candidate selected in accordance with the provisions of this article. Such candidate may be the Proposed Appointee or any other individual who meets the requirements of the Agreement.
 

4[3]. Review of Applications and Interview of Candidates
Following the deadline for receipt of applications, the department chairperson shall notify the members of the department of the availability of the applications for purposes of review. Within ten (10) working days of receipt of such notice from the chairperson, the members of the department or their representative(s) shall have the responsibility to review all applications and provide the chairperson with a written list of preferred candidates, together with the reasons for such indicated preference. However, in the event the dean determines that an earlier response from the department is required, he/she shall so advise the department, which shall provide such written list and reasons as requested by the dean, but in no event shall the department be required to make such a response in less than five (5) working days. After the expiration of such period, the University shall invite the candidates preferred by the department to the University, where the department shall carry out interviews of all the candidates. The department chairperson, members of the department, the President, Provost, dean, or their designees shall [also] be provided with opportunities to meet with and interview the invited candidates. If no list of preferred candidates is received from the members of the department, the University may proceed to fill the vacancy.

If the percent of full-time female representation is less than 30% and/or the percent of combined full-time African-American, Asian/Pacific Islander, Native American, or Hispanic ("Protected Class") representation is less than 10% in one of the colleges with full-time faculty, the Library, or the Athletic Department, departments conducting a search to fill any vacancy in the relevant college, Library, or Athletic Department shall make a serious good-faith effort to identify at least one qualified female and/or Protected Class candidate as appropriate to the above underrepresentation. Such qualified female and/or Protected Class candidate shall be interviewed in the regular manner along with other candidates. Following the interviewing of all candidates, the hiring department shall proceed as indicated in A(4), below, but shall carefully weigh the need for appropriate female and/or Protected Class representation in the consideration of candidates.

If the hiring department is unable to identify a qualified female and/or Protected Class candidate for the final interview pool, a review of the departmental recruitment effort will be made by the Affirmative Action Officer before candidates are interviewed. If that review reveals that the hiring department has conformed with the position announcement plan approved by the Affirmative Action Officer prior to the initiation of the search but despite that effort has been unable to produce the desired candidate, it will be permitted to proceed with interviews and make an offer of appointment. If it is determined that the hiring department has not conformed with the position announcement plan approved by the Affirmative Action Officer prior to the initiation of the search, the Affirmative Action Officer may ask the hiring department to reopen the search, make an acting appointment for one year, or fill the position on a part-time basis until the next annual recruiting cycle.
 

5.[4]. Ranking of Candidates
Within five (5) working days of the completion of the last interview, the chairperson and those members of the department who have participated in the interviews shall jointly formulate a written list of all candidates who have been interviewed, ranked in order of preference. Such list shall be accompanied by written evaluations of each candidate documenting the reasons for the indicated preferences. If any interviewed candidates are deemed unacceptable to the department, that shall also be noted on the list, but under no circumstances shall the University offer a position to a candidate who has been found unacceptable by the department.
 
6.[5]. Resolution of Disagreements Between the Department and the University Concerning the Ranking of Candidates
The dean and the department chairperson shall discuss such list received from the department and shall accept the department's order of preference for candidates unless the dean determines that there are compelling non-academic reasons such as, e.g., financial considerations, for selecting an alternate candidate from the list. If no such list is received from the members of the department, the University may proceed to fill the vacancy from among the interviewed candidates. The dean may also select an alternate candidate from the list if he/she determines that the candidate preferred by the members of the department does not meet the established and stated [academic] qualifications for the person needed to fill the vacancy.

In the event the dean proposes to select an alternate candidate from the list, as aforesaid, he/she shall provide to the members of the department a written statement of the reasons why non-academic considerations, e.g. financial considerations, caused him/her to choose an alternate candidate or why the candidate's failure to meet the stated and established academic qualifications caused him/her to select an alternate candidate. Before the dean extends an offer of appointment to a candidate, he/she shall afford an opportunity to the members of the department to meet with him/her to discuss the matter.

For the purpose of appointing bargaining unit members of the Library and professional athletic staffs, the Dean of the Libraries [Director of Library Services] and the Director of Athletics shall function in the same manner as both the chairperson and the dean.
 

B. Temporary Appointments


In the event the University fills a temporary full-time vacancy, as described hereafter, the provisions of this Section shall apply. Temporary full-time appointments made hereunder shall be designated as appointments to the appropriate faculty rank with the designation "Acting" preceding the appropriate rank. Such appointees shall be included in the bargaining unit if the appointment is for a period of one (1) semester or longer. The University shall notify the members of the department and the AAUP, in writing, of its intent to make a temporary appointment hereunder, and shall as may be practical, follow the procedure in Section C of this Article in making such an appointment. The other provisions of this Article, as well as the provisions on reappointment, promotion, and tenure, shall have no application to such appointees. However, service as such temporary appointee shall be counted [considered] toward fulfilling the requirements for promotion and/or tenure, if said individual is subsequently appointed to a tenure track position.
Notwithstanding the foregoing, the University may fill vacancies described herein by following the other provisions of this Article.

The vacancies to be filled hereunder are vacancies caused by:

1. Leave of Absence
Vacancies created by a leave of absence granted to a full-time bargaining unit member, with such temporary appointment to be for no more than the duration of the leave of absence;

2. Disability, Death, or Resignation
Vacancies created by the disability, death, or resignation of a full-time bargaining unit member, when such vacancy occurs less than 145 days prior to the beginning of the term in which the vacancy must be filled, with such temporary appointment to be limited to one (1) full year, with any subsequent appointment of such individual to be a regular appointment following the other provisions of this Article;

3. Unstaffed Courses and/or Sections
Vacancies created by unstaffed courses and/or sections which become known to the University less than 145 days prior to the beginning of the term in which such courses and/or sections are to be given, with such temporary appointment to be limited to one (1) full year, with any subsequent appointment of such individual to be a regular appointment following the other provisions of this Article;

[4]. External Contracts
Vacant teaching positions funded by contract with agencies external to the University with such temporary appointment to be no more than for the duration of the contract funding and any renewal thereof;]

4.[5] Inability to Fill a Vacancy
In the event that the University, having followed the other procedures set forth in Section A, does not succeed in employing a person meeting the stated qualifications for the vacancy, such vacancy may be filled by a temporary appointee. Where the appointment is made less than 145 days before the beginning of the term in which the vacancy must be filled, the temporary appointment shall be for a period not to exceed one (1) full year, with a subsequent appointment of such individual to be a regular appointment in accordance with the other provisions of this Article. In cases where multiple vacancies exist within a department, the 145 day restriction in this paragraph shall be waived.
 

C. Visiting Appointments

(i) If, while following the appointment process, as provided for in this Article [VII], for a Fall or Spring semester appointment, a department determines that the selected candidate for appointment should be awarded the designation "Visiting," the department shall so inform the dean. If the dean and the department agree with regard to a determination to award the designation "Visiting," the candidate shall be offered the position with such designation. If the dean and the department disagree, the matter shall be referred to the Vice President for Academic Affairs and Provost ("Provost") for a final determination.

(ii) If the University seeks to award the designation "Visiting" to faculty teaching during the summer or other special term or session, the dean and the appropriate department shall first meet to seek a mutual decision about the number of faculty with the designation "Visiting" that the University should attempt to hire for that term or session. During the appointment process, the dean shall consult with the department or program on which candidates meet the qualifications for Visiting status. If the department or program and the dean disagree as to the appropriateness of the Visiting designation, the dean shall have the authority to make a final determination, provided he/she does not exceed the number previously agreed to by the dean and the department.
[C].D. Modifications in Appointment Procedures
The parties hereto recognize that resignations and withdrawals of candidates less than 145 days prior to the beginning of a term and the need to appoint new faculty members because of unforeseen enrollment, induce hardships for both parties to the Agreement. In such cases, the procedures described herein may be modified according to the circumstances. However, the University shall, in any event, request that members of the department meet with and interview candidates, giving to the members of the department or its representatives written notice of the scheduled interview whenever possible (except if it is scheduled less than twenty (20) days prior to the start of classes), and the members of the department shall be responsible for conveying their professional evaluations to the dean as promptly as possible. The members of the department may examine all candidates' credentials and make written recommendations whenever circumstances permit. In any case, when appointments are made under this paragraph, the dean shall, upon request, meet with the members of the department to discuss the basis for the appointment.
 

[D.] Review of Credentials and Selection of Part-Time Appointees


In an effort to assemble a list of qualified candidates for appointment to part-time faculty positions, it shall be the responsibility of members of the relevant department to review the credentials and applications of such candidates for part-time employment and to send the credentials of those deemed qualified to the dean(s) for retention in his/her/their office(s). Future initial part-time appointments shall be drawn from the candidates contained in such file unless no candidate from such file is available. When candidates from such file or qualified persons are not available, the University shall proceed to make an initial appointment from candidates not so listed, but shall in such cases provide an opportunity for appropriate consultation with members of the relevant department.]
 

E. Distribution of the Agreement and Initial Letters of Appointment


Terms and conditions of employment of bargaining unit members are set forth in this Agreement and a copy thereof shall be furnished by the University to each newly appointed bargaining unit member. The University shall continue to furnish to newly appointed members of the bargaining unit initial letters of appointment.
 

F. Prior Teaching Experience


The University shall provide to each new appointee a statement, agreed upon by the University and the AAUP, setting forth the consequences of a determination with respect to previous teaching experience as it relates to promotion and tenure. Within sixty (60) days of an appointment, the University shall provide to each new member of the bargaining unit a written statement, setting forth (a) the number of years (up to three years) of previous college teaching experience that will be credited toward such individual's completion of the probationary period, and (b) the dates on which such individual will be required to apply for and attain tenure and/or promotion in order to avoid the issuance of a terminal contract by the University. Copies of such written statement shall be forwarded to the AAUP. The number of years of previous college teaching experience and the dates for application for tenure and/or promotion, as set forth in such written statement, shall be binding on the bargaining unit member and the University.
 

G. Definition of Terminal Year


The terminal year shall end on June 30, by which date the faculty member must vacate his/her office and all University privileges will terminate. However, life insurance and medical insurance coverage will be maintained through August 31 of the terminal year.
 

H. Review of Credentials of Non-Bargaining Unit Members


The procedures under this Article shall apply only to bargaining unit members, but no non-bargaining unit member may teach courses for credit or non-credit courses required for the Rider curriculum, except for academic administrators who are exempted either explicitly by the Agreement or [by past practice] who have done so continuously since 1974 and whose credentials have been examined and approved by the members of the appropriate department, program, or division, or unless the non-bargaining unit member is under the direct supervision of an individual who is a bargaining unit member [has been granted faculty rank] and who is the faculty member of record for the course. New appointments to faculty rank or changes in existing faculty rank for non-bargaining unit members shall be conferred by the University, consistent with the descriptions of faculty rank as set forth in Article VI.
The awarding of faculty status to an academic administrator who has not been appointed to a full-time tenure-track faculty line under the provisions of this article of the Agreement does not entitle such administrator to a full-time tenure-track appointment. Nor shall possession of such faculty rank entitle that administrator to the corresponding rank if such individual becomes a full-time member of the faculty. Instead, if such individual loses her/his administrative position and wishes to join the faculty, s/he shall be required to undergo the appointment procedures in this article of the Agreement, and may be assigned such rank as may be appropriate.
 

I. Appointment after Separation from the Full-Time Faculty

In the event that a full-time member of the bargaining unit leaves the ranks of the full-time faculty, and then is subsequently reappointed to the full-time faculty, his/her starting salary shall be no greater than it would have been if his/her full-time appointment had not been interrupted, unless:

a. he/she has had no employment relationship with the University for two (2) or more years, or

b. he/she has spent at least two (2) years out of the bargaining unit in a non-faculty classification at the University.
 

ARTICLE VIII

PROMOTION AND TENURE

The procedure and requirements set forth in this Article [and Articles VI and VII] shall govern all applications for promotion and/or tenure with the following exception for faculty at Westminster Choir College. [Faculty who applied for promotion to Professor during the 1993-1994 academic year shall be permitted to complete the process and shall be held to the standards in place when that process began. Faculty hired prior to September 1, 1994, when applying for promotion to Assistant Professor II, will be reviewed by their departments in the manner specified for Lecturers in the third year of appointment, as provided for in Article VI, and will not be reviewed by the Promotion and Tenure Committee.] Faculty hired prior to September 1, 1994, will also be held to the applicable standards for tenure and for promotion to Associate Professor and Associate Professor-Librarian in place at Westminster Choir College in the year in which they were hired. All applications for promotion and tenure by faculty at Westminster Choir College not covered by the above exceptions shall be governed by the procedures and requirements set forth herein.
 

A. Responsibilities and Roles of the Parties in Promotion and Tenure

 
1. The Candidate


It shall be the responsibility of the candidate to maintain a documented record of his/her professional development, growth and accomplishments and to submit same to his/her departmental members and chairperson. (All references to "department" in this article shall be understood to refer to the department into which the candidate was appointed or transferred following the procedures for such appointment or transfer specified in this Agreement.) This record shall include an updated vita covering all three (3) relevant areas (teaching, scholarly activity and value); the candidate's statement, a copy of the departmental criteria, evidence of scholarly activity; appropriate evaluation of teaching effectiveness (including but not limited to evaluation from departmental peers); and evidence of value to department, college and University.
 

2. The Department


It is the responsibility of the department to develop in writing, clearly stated criteria for each rank. Said criteria will be consistent with the standards for promotion and tenure specified in this article and the department will apply those standards to the specific demands of the department's discipline or disciplines. It shall also be the responsibility of the department to provide guidance to new faculty members as to the departmental expectations for promotion and tenure. It is the responsibility of the bargaining unit members of the department to evaluate the academic competence and professional expertise of the candidate based upon the record and materials submitted by the candidate and to provide a thorough and documented recommendation to the appropriate Promotion and Tenure Committee.
 

3. Chairperson


It shall be the responsibility of the Chairperson to assure that new faculty members receive a copy of the departmental criteria and to provide guidance as to the departmental expectations for promotion and tenure. It shall also be the responsibility of the chair to evaluate the academic competency and professional expertise of the candidate and to provide a thorough and documented recommendation to the appropriate Promotion and Tenure Committee.
 

4. The Promotion and Tenure Committee


It is the responsibility of the members of the Promotion and Tenure Committee to evaluate the adequacy of the submitted documentation and the extent to which the candidate's qualifications and performance meet the departmental standards established for promotion and tenure. Members of the Promotion and Tenure Committee shall not substitute their judgments on the professional expertise of the candidate for properly documented judgements presented in the departmental recommendation(s). However, the Promotion and Tenure Committee is responsible for evaluating the adequacy of the doocumentation oof the departmental recommendation.
 

5. Board of Trustees


It is the responsibility of the Board of Trustees to review the Promotion and Tenure Committee's recommendation(s) and to render a decision concerning the candidate based upon the documentation and the written record forwarded to it. Members of the Board of Trustees shall not, without written substantive basis, substitute their judgements on the professional expertise of the candidate for the properly documented judgements presented in the departmental and Promotion and Tenure Committee recommendation(s).

All participants in the Promotion and Tenure process recognize that the burden of proof at each stage rests with the positive case.
 
 
 
 

B.[A] Committees

 
1. The Promotion and Tenure Committee
In each college/school in which there are members of the bargaining unit who are tenurable, a Promotion and Tenure Committee shall be established consisting of the Provost, the Associate Provost, the dean of the college, three (3) full-time tenured members of the bargaining unit of the college, and a tenured member of the bargaining unit at-large, who shall be nominated by the bargaining unit members of the University Academic Policy Committee and elected by members of the bargaining unit in an election run by the University Academic Policy Committee for a term of two (2) years. Such tenured member of the bargaining unit at-large shall not be a candidate for promotion during this term of office.

In the case of the Promotion and Tenure Committee for the School of Liberal Arts and Science and the School of Education and Human Services, the Dean of the College of Liberal Arts, Education and Science shall either sit as the Dean or may designate his/her Associate Dean to sit in his/her stead.

Such tenured member of the bargaining unit at-large shall serve as Chairperson and Convener of the Committee. In addition, for the [College] School of Liberal Arts and Science, and the College of Business Administration, [and Westminster Choir College,] there shall be two (2) tenured alternate bargaining unit members from the faculty of the colleges. For the [College] School of Education and Human Services, and Westminster Choir College there shall be three (3) alternate bargaining unit members for the faculty of the college. The Dean of the College of Continuing Studies shall serve as the "dean of the college" for promotion cases involving adjunct faculty teaching predominantly in the College of Continuing Studies. When an adjunct faculty member teaches both in the College of Continuing Studies and in one of the other colleges or schools, the Provost shall make a determination as to which dean shall serve on the Promotion and Tenure Committee for that faculty member.

No bargaining unit member of the Promotion and Tenure Committee, other than the departmental representative, shall participate at the Promotion and Tenure Committee level in the evaluation of a candidate from his/her department. In years when there are candidates from the Promotion and Tenure Committee chairperson's department, the bargaining unit members of the appropriate college committee shall elect a vice chairperson from among the members who shall preside over the Promotion and Tenure Committee in those cases where the chairperson is ineligible. If the Provost, Associate Provost or Dean is a member of the candidate's department, he/she shall not participate in the evaluation of the candidate at the departmental level.

The bargaining unit members of the college/school Academic Policy Committee shall serve as a nominating committee and run elections for the bargaining unit representatives and alternates from the college/school serving on the Promotion and Tenure Committee. The bargaining unit members of the individual colleges/schools shall elect the representatives and alternates from the college to the Committee for two-year terms. Initial terms of such representatives shall be on a staggered basis. Bargaining unit members may be re-elected. If a college/school is unable to elect a full complement of bargaining unit members on the Committee, the Academic Policy Committee of that college/school shall appoint eligible bargaining unit faculty from that college/school or, if necessary, from another college/school, to serve. In addition, for each candidate, a representative of the candidate's department and the department chairperson shall be members of the Promotion and Tenure Committee. The members of the candidate's department shall elect the representative in each case. The[role of the] departmental representative [will be to serve as] is a representative and spokesperson for the members of the department rather than [as] an advocate for the candidate. No person who has not been properly appointed chairperson or acting chairperson according to the provis
ions of Article XI below shall serve in such capacity or carry out the duties assigned to the department chairperson elsewhere in this Article. In the case of the graduate divisions, the associate dean or the director of the graduate program shall function as the department chairperson.
 

2. Promotion and Tenure of Librarians
a. The Promotion and Tenure Committee for Librarians shall consist of the Provost, the Associate Provost, the Dean of the Libraries, three (3) tenured librarians selected by the librarians, and the tenured member of the bargaining unit at-large nominated by the University Academic Policy Committee and elected by members of the bargaining unit.

For the purposes of promoting and/or tenuring librarians at Moore Library, the Director of Library Services shall act as the candidate's chairperson and will carry out all of the responsibilities and duties of a chairperson as set forth in this Article, including the submission of a written recommendation to the Promotion and Tenure Committee based on the departmental criteria.

For the purposes of promoting and/or tenuring librarians at Talbott Library, the Associate Director of Library Services/Director of the Talbott Library shall act as the candidate's chairperson and will carry out all of the responsibilities and duties of a chairperson as set forth in this Article, including the submission of a written recommendation to the Promotion and Tenure Committee based on departmental criteria.

b. Criteria for Tenure
To be eligible for tenure, a librarian must possess the M.L.S., a graduate degree in a subject field (other than Library Science), and must document significantly professional contributions and value to the operation of the Library and University. Such documentation shall include evidence of continuing effective support of the teaching-learning process and of professional and scholarly contributions to Library Science or the respective disciplines of the librarians.

Reference to a graduate degree in a subject field other than Library Science, both for the purposes of promotion and tenure, shall be deemed to include a doctorate in Library Science.

c. Procedures
Except as described above, the other applicable procedures described in this Article shall apply to promoting and tenuring librarians, including timetables and procedures for appeals. The parties agree that the requirements relating to successful applications for promotion to Assistant Professor II-Librarian or to Associate Professor-Librarian after a period not to exceed three (3) years each, with the alternative being a terminal contract, shall also have no application to librarians who were members of the bargaining unit prior to September 1, 1982.
 
 

3[2]. Board of Trustees Appeals Committee
The Board of Trustees shall establish a Trustees Appeals Committee consisting of no fewer than five (5) members from the regular membership of the Board. The membership of such Committee shall remain constant for each academic year.
C[B]. Evaluation Steps

[Each department shall describe, in writing, how judgments for each candidate are consistent with the standards for the relevant rank set forth in Article VI and the requirements for promotion and tenure set forth in this Article.]

1. Development of Departmental Written Criteria
Each department shall establish written criteria for each rank consistent with the standards for promotion and tenure specified in this article. These criteria will apply those standards to the specific demands of the department's discipline or disciplines. Departments acting through the Department Chair shall supply a copy of these criteria to each new tenure track faculty member and will provide guidance to new faculty members as to the departmental expectations for promotion and tenure. Candidates shall be held to those standards and criteria in place when they were initially hired. Departments may not require a candidate to include student course evaluations as part of his/her criteria for promotion and tenure. Nor may the members of the Department or any other individual or group involved in the promotion and tenure process draw a negative inference based upon a candidates decision not to submit student course evaluations as part of his/her credentials. [The Promotion and Tenure Committee shall evaluate the adequacy of the submitted documentation and its consistency with such standards and requirements]. Each department shall establish its own procedures for the preparation of its recommendation, [in accordance] consistent with the provisions of this Article: [following guidelines:]

2[1]. Candidate's Preparation [and Evaluation] of Credentials
The evaluation of a candidate for promotion and tenure shall begin at the departmental level. The applicant shall prepare documented credentials which may include references from colleagues. Credentials for promotion to Assistant Professor I or II shall include an updated vita covering all three (3) relevant areas; a candidate's statement; evidence of scholarly activity; appropriate evaluations of teaching; and evidence of value to department, college, and University. Credentials for promotion to Associate Professor or Professor or for tenure may be more comprehensive.

3. Departmental and Chairperson Evaluations
The department shall meet to discuss and evaluate the qualifications of each candidate for promotion and/or tenure from the department. Each full-time department member who is eligible shall attend the meeting and provide reasons for support or non-support of the candidate at such meeting. It shall be the professional responsibility of the department to complete a written recommendation(s) with respect to an application for promotion and/or tenure based upon the department's evaluation of the candidate's qualifications. Each such recommendation shall explain how those judgements are consistent with the standards and criteria for the relevant rank established in this article and applied to the candidate's discipline using the departmental criteria. It shall be the professional responsibility of each full-time member of the department to sign a written recommendation with respect to each such candidate, which recommendation shall indicate support or non-support of the candidate, with respect to an application for promotion and/or tenure.

In the absence of departmental unanimity, any dissenting member(s) shall make his/her/their objections known to the department at its discussion and shall be expected to write and to sign a minority report(s). Such recommendations shall also be filed by the department with the President of the AAUP. Notwithstanding the foregoing, the failure by any member(s) of the department to fulfill his/her/their professional responsibility hereunder shall not serve to delay the promotion and tenure process, nor serve as a basis to challenge the determination made with respect to an application for promotion or tenure.
Normally, only full-time department members shall participate in the evaluation of the candidate. In special cases in which an adjunct [a part-time] bargaining unit member with a record of long-time substantial involvement in department governance has special competence to participate in the evaluation process, the department may, with the agreement of the adjunct [part-time] bargaining unit member, permit such adjunct [part-time] bargaining unit member to participate. This determination must be made and written notice of that determination sent, by October 10, to the elected member of the bargaining unit at-large on the Promotion and Tenure Committee.

The department chairperson or the Dean of the Libraries [Director of Library Services] in cases in the Library, shall also meet with the candidate and submit an evaluation based upon the standards for the relevant rank established in this article and applied to the candidates discipline by the departmental criteria [departmental criteria], indicating his/her support or non-support.

4.[2]. Candidate's Review of Department's and Chairperson's Recommendations
The candidate shall receive a copy of both the department's and chairperson's written recommendations by November 15. The candidate shall have the right to raise specific concerns in writing regarding the validity and sufficiency of the documentation supporting these recommendations and to request an interview with the department and/or the chairperson within five (5) working days of receiving the recommendations. The department and/or chairperson shall consider, in its/his/her/their final written recommendations, the concerns raised by the candidate. The candidate shall receive a copy of the department's and the chairperson's final written recommendations prior to their being forwarded to the Promotion and Tenure Committee and to the President of the AAUP.

5.[3]. Candidate's Submission of New Material
The candidate shall have the right to submit to the Promotion and Tenure Committee of the college/school new materials responding to the final written recommendations of the department and the department chairperson. Copies of such materials must be submitted simultaneously to the candidate's department and/or chairperson. The department and/or chairperson shall have until December 20 to review and respond to such materials and to forward such responses to the Promotion and Tenure Committee.

4. [Use of Personnel File
The candidate's personnel file shall be made available to the Promotion and Tenure Committee of the college by the Provost and shall be made available to the candidate in accordance with Article XIII, Section D.]

6.[5]. [Procedures of the] Promotion and Tenure Committee Review
The Promotion and Tenure Committee shall meet to review the materials presented by the candidate, the department, the department chairperson, and as requested by members of the Committee, contained in the candidates personnel file (to be provided by the Provost), and shall make a recommendation concerning the candidate to the Board of Trustees in accordance with the following procedures: [guidelines:]

a. If one of the elected bargaining unit members, other than the member at-large, is a member of the candidate's department, any alternate elected to the Committee shall serve in his/her place.

b. The candidate shall have the right, upon request to the Committee Chairperson, to an interview with the Promotion and Tenure Committee. He/she shall also have the right to appoint as an advocate to represent his/her interest at any such interview with the Promotion and Tenure Committee any person holding faculty rank who is not a member of the relevant Promotion and Tenure Committee.

c. The department has the professional responsibility to judge the academic competence of the candidate and to provide a thorough and documented recommendation to the Promotion and Tenure Committee. The Promotion and Tenure Committee shall evaluate the adequacy of the submitted documentation and the extent to which the candidate's credentials, qualifications, and performance meet the standards established for promotion and tenure. Members of the Promotion and Tenure Committee shall not substitute their judgments on the professional expertise of the candidate on the grounds of inadequate departmental documentation for judgments presented in the departmental recommendation(s), unless the Promotion and Tenure Committee presents written substantive bases therefor. However, the Promotion and Tenure Committee is responsible for evaluating the adequacy of the departmental documentation.

If questions of accuracy of information arise concerning the candidate's credentials or departmental documentation, the Promotion and Tenure Committee shall make reasonable efforts to ascertain the accurate information. The Committee may elect, by majority vote, to remand to the department the entire file on the candidate's application, without prejudice to the candidate's application, for purposes of clarification. In such cases, the Promotion and Tenure Committee shall set a deadline within which the department must respond, but in no case shall such deadline be less than ten (10) working days. Any member with questions about facts or possessed of factual information helpful in resolving questions of accuracy shall share such questions or information with the entire Committee.

d. The Promotion and Tenure Committee shall make a specific written recommendation(s) concerning the granting or non-granting of tenure or promotion, documenting its reasons. Separate reports supporting different points of view shall be prepared when appropriate. At the conclusion of the discussion of a candidate's application for tenure or promotion, each member of the Promotion and Tenure Committee shall state his/her intention to support or not support the pending application. The subsequent written report(s) shall indicate the basis for such support or non-support, with reasonable specificity to permit the candidate to exercise meaningfully his/her options as provided for in Section e, below, and each Committee member shall be required to sign such a report which is consistent with such Committee member's prior statement of support or non-support. No Committee member shall be permitted to reverse his/her stated position of support or non-support subsequent to the conclusion of discussion of the pending application as referred to above.

e. The candidate shall receive a copy of the Promotion and Tenure Committee's recommendation(s) and any supporting materials prior to its forwarding such recommendation(s) to the Board. In addition, the candidate shall receive a list of any additional materials being considered and, upon request, a candidate may obtain a copy of any such additional material. When the Committee's recommendation or any minority recommendation is negative, the candidate may appear before the Committee to present such new information and/or request that the Committee remands his/her application to his/her department for reconsideration of the documentation of its recommendation(s).

If the candidate elects to appear before the Committee to present new information, he/she must do so within the time limits established by the Committee for such appearance. The candidate may also elect to be accompanied by an advocate or representative to represent his/her interests at such appearance. However, the Committee shall have the right to question the candidate directly during such appearance. The Committee, in considering the material presented by the candidate, shall not be limited by the recommendation(s) made by the candidate's department and may substitute its judgements of the professional expertise of the candidate for those judgements presented in the departmental or chairs recommendations. The Committee shall consider the material presented by the candidate in making its recommendation(s).

If the candidate asks the Committee to remand his/her case to the department, such request must occur within two (2) weeks of receipt of his/her report from the Promotion and Tenure Committee. Upon receipt of the candidate's written election, the Chairperson of the Promotion and Tenure Committee shall forward a copy of the Committee's recommendation to all members of the department and inform them that the candidate has elected to have his/her application remanded to the department for its reconsideration of the documentation. The Chairperson shall also return the entire file on the application to the office of the department chairperson. Members of the department shall return the file with such additional documentation as they may deem appropriate to the Committee within time limits set by the Committee for such reconsideration of the documentation. The departmental representative shall notify all members of the Promotion and Tenure Committee of any new materials added to the documentation. The candidate may appear before the Committee to discuss with it any additional material provided by the department. Any revised Promotion and Tenure Committee recommendation(s) resulting from such meeting and/or remand shall contain a specific written recommendation(s) concerning the granting or non-granting of promotion and/or tenure.

f. The Chairperson of the Promotion and Tenure Committee shall forward a copy of the Committee's recommendation(s) to the President of the AAUP, the chairperson of the candidate's department, and the departmental representative.

7.[6]. Decisions of the Board of Trustees
Upon receipt and study of the written recommendation(s) of the Promotion and Tenure Committee, together with all supporting materials and documents, the Board of Trustees shall review the Promotion and Tenure Committee's recommendation(s) and render a decision concerning the candidate based upon the documentation and recommendations in the written record forwarded to it. If there is more than one recommendation from the Promotion and Tenure Committee, or if the Promotion and Tenure Committee disagrees with the recommendation of a majority of the members of the department, all recommendations, including all of those from members of the department, will be forwarded to the Board of Trustees. Members of the Board of Trustees shall not, without written substantive basis, substitute their judgments on the professional expertise of the candidate for properly documented judgments presented in the departmental and Promotion and Tenure Committee's recommendation(s).

The Board of Trustees shall render its decision concerning the candidate and communicate its decision in writing to the candidate, the chairperson of the candidate's department, the departmental representative, the Chairperson of the Promotion and Tenure Committee, and the President of the AAUP. When the decision of the Board of Trustees is contrary to the recommendation(s) of the Promotion and Tenure Committee and the candidate requests in writing the reasons for such decision, the Board of Trustees shall provide its reasons in writing for such decision, and shall communicate such written reasons to the candidate, the chairperson of the candidate's department, the departmental representative, the Chairperson of the Promotion and Tenure Committee, and the President of the AAUP. When the Promotion and Tenure Committee has recommended against promotion and/or tenure and the Board decides to grant promotion and/or tenure, the Board of Trustees shall provide its reasons for its decision and shall communicate such written reasons to the candidate, the chairperson of the candidate's department, the departmental representative, the Chairperson of the Promotion and Tenure Committee, and the President of the AAUP.

8. [7] Confidentiality
It shall be the responsibility of all Committees and all individuals involved in the procedure under this Article strictly to maintain and preserve the confidentiality of all information and material pertaining to a candidate's evaluation hereunder, unless the candidate elects to disclose or have disclosed any or all of such information and material. If the candidate does so elect, the disclosure of any single document or item pertaining to the candidate's evaluation hereunder, shall authorize the disclosure of all of the information and material pertaining to the candidate's evaluation. Nothing herein shall be interpreted as to deny full access by the candidate to any and all information pertaining to his/her case, which may be pertinent in preparing his/her appeal of a negative recommendation. Nor shall anything contained herein be interpreted as to deny full access to any and all information needed by the AAUP in order to carry out its role as the bargaining agent.

9.[8] Committee Quorum
The Committees provided for hereunder shall be authorized to act and carry out their responsibilities despite vacancies or lack of complete staffing of such Committees, provided that a quorum of the Committee is present at the time the Committee takes action hereunder. For purposes of this [the] Article, a quorum shall be defined as a majority of the number of persons designated for membership on any such Committee under this Article.
 

C. Appeals Procedure

 
1. Eligibility and Procedures for Appeal
The following candidates may appeal in writing to the Board of Trustees Appeals Committee:

a. Candidates whose applications for tenure have not been supported by the Board of Trustees, after having been recommended for tenure by the Promotion and Tenure Committee,

b. Candidates whose applications have been denied by the Board of Trustees and for whom a denial of promotion and/or tenure mandates a terminal contract,

c. Candidates whose applications for promotion to Professor or tenured candidates whose applications for promotion to Associate Professor have not been supported by the Board of Trustees, after having been recommended for such promotion by the Promotion and Tenure Committee.

Such candidates may appeal in writing to the Board of Trustees Appeals Committee within fifteen (15) days from the day of the candidate's receipt of the Board's decision. The candidate shall also indicate in writing whether he/she wishes to be accompanied by representative member(s) of the AAUP at the Appeals Committee interview and whether he/she wishes to receive a written decision of the Appeals Committee's determination as allowed by Section C(4) herein.
 

2. Appearances Before the Board of Trustees Appeal Committee
A candidate making such an appeal may elect to appear in person before the Board of Trustees Appeals Committee on a date designated by this Committee, which shall be as soon after the Committee's receipt of the written appeal as may be practicable. If the candidate chooses to be accompanied by representatives of the AAUP, no more than two (2) such representative members shall attend the Appeals Committee interview. At least five (5) members of the Board of Trustees Appeals Committee shall be present for all such appeals.
 
3. New Evidence
The candidate shall not be permitted to submit any evidence in support of his/her application, unless such evidence was submitted to and considered by the Promotion and Tenure Committee, or unless such evidence relates to matters occurring subsequent to the rendering of the recommendation of the Promotion and Tenure Committee.
 
4. Written Decisions
If requested by the candidate in writing, the Board of Trustees Appeal Committee shall render a final decision in writing specifying the reasons for its decision. Copies shall be forwarded to the candidate, the Provost, the President of the AAUP, and the Chairperson of the Promotion and Tenure Committee, the chairperson of the candidate's department, and the departmental representative.
 

D. Requirements for Tenure

 
1. Appropriate Terminal Qualifications
The appropriate terminal degree or terminal qualification is required unless there is evidence of exceptional professional accomplishments which would be of substantial benefit to the University. A candidate lacking the appropriate terminal qualifications shall be awarded tenure only when a majority of the department and the Promotion and Tenure Committee have found that there exists such evidence of exceptional professional accomplishments and have recommended Tenure to the Board of Trustees. [are exceptional circumstances]. Terminal qualifications, such as the J.D. or the M.F.A., shall be accepted as well as terminal degrees. For Accounting faculty hired before the Fall semester of 1988, the M.B.A. or a M.S. with a concentration in Accounting along with a C.P.A., C.A., or C.M.A. is considered a terminal qualification. For Accounting faculty hired thereafter, a doctorate will be required. While possession of the appropriate terminal degree qualification is required, as aforesaid, possession of such a degree or qualification is not sufficient to serve automatically to entitle the candidate to the promotion or tenure sought.
 
2. Evaluation of Teaching
Effective teaching is a criterion for granting of tenure. The primary consideration in evaluating effective teaching shall be given to evaluation by members of the department of the candidate who have observed the candidate's classroom teaching. It shall be the responsibility of the members of the department to observe the candidate's teaching and to describe the procedures and standards used in judging the candidate's teaching effectiveness.
 
3. Value to Department, College, and University
The value of an individual to his/her department, college, and the University is a criterion. This requirement refers to the contributions a candidate has made to the life of his/her department, program, college/school and the University beyond the classroom and his/her scholarly activities. It includes but it is not limited to such qualities as the match between the candidate's abilities and interests and the goals of the department, college, and University, demonstrated performance in assisting students outside of the formal classroom, the promise of continued devotion to the strengthening and updating of courses and curriculum, and the ability to teach a variety of courses. Recognition shall be given to substantial service in student advising, committee service, and AAUP service that can be adequately documented. It shall be the responsibility of members of the department to describe how their procedures and judgments conform to the standards of this paragraph.
 
4. Scholarly Activity
Scholarly activity is a criterion for tenure. Scholarly activity shall be understood to include creative activities related to composing, producing or performing when appropriate to the candidate's discipline. A candidate must demonstrate scholarly activity in his/her field of specialization. Candidates for promotion and tenure must document a scholarly record appropriate to the rank sought as defined in this article. [Article VI]. It shall be the responsibility of members of the department to set forth the appropriate criteria for scholarly activity for the particular academic field or discipline and to judge the quality of the candidate's scholarly activity in relation to those criteria.
 
5. Westminster Choir College
Untenured faculty at Westminster Choir College hired prior to September 1, 1994, will be held to the applicable tenure standards in place at Westminster Choir College in the year in which they were hired. All faculty at Westminster Choir College hired as of September 1, 1994, shall be governed by the procedures and requirements set forth in this Article.
 
6. No Promotion or Tenure Quotas
Neither fixed minimum nor maximum number of faculty or tenured faculty either within a particular rank or within a department, a college/school, or the University, shall be considered as criteria for promotion or tenure.
 
7. Ranks of Faculty Receiving Tenure
Tenure for faculty will be awarded at the rank of Associate Professor or Professor [unless there are exceptional circumstances. Exceptional circumstances specified under Section 1 above shall be applied only to situations where a tenure appointment would be of substantial benefit to the University and shall be limited to those instances where the candidate for tenure has been endorsed by a majority recommendation of the Promotion and Tenure Committee.]
 
8. Application Notification of Faculty Members
The University shall notify in writing any bargaining unit member when such individual is required to apply for and attain tenure or promotion to avoid the issuance of a terminal contract by the University to such bargaining unit member. Such notification shall be sent to such bargaining unit member by August 1 in the academic year during which such an application must be made. However, the failure by the University to send the notification provided for herein by August 1, as foresaid, shall serve only to extend the time for such application by the same number of days as the number of days after August 1 that the notification is sent. In no event, shall such failure to give timely notice serve as a basis for a claim by such bargaining unit member that he/she is entitled to de facto tenure or to any other benefit or advantage by reason of the omission by the University to provide the notice as required hereunder.
 

E. Requirements for Promotion


The requirements for appointment or promotion to a given rank shall be [as contained in Article VI and] those stated below. The requirements for promotion shall also include the requirements set forth in Section D(2), D(3), and D(4) of this Article. [Notwithstanding the foregoing, untenured faculty at Westminster Choir College hired prior to September 1, 1994, shall for purposes of promotion to Associate Professor and Associate Professor-Librarian be held to the requirements in place at Westminster Choir College at the date of their hire. All faculty hired at Westminster Choir College as of September 1, 1994, shall be governed by the procedures and requirements set forth in this Article.]
 

1. Appropriate Terminal Qualifications
For promotion to Assistant Professor II, to Associate Professor, and to Professor, the appropriate terminal degree or qualification, as defined herein above, is required. [, except for those tenured members of the faculty who were employed by the University prior to September, 1968, and] except for exceptional circumstances as defined in D1 above. [which shall be applied only to situations where a promotion would be of substantial benefit to the University.] Terminal qualifications such as the J.D. or the M.F.A., shall be accepted, as well as terminal degrees. For Accounting faculty hired before the Fall semester of 1988, the M.B.A. or an M.S. with a concentration in Accounting along with a C.P.A., C.A., or C.M.A. is considered a terminal qualification. For Accounting faculty hired thereafter, a doctorate will be required. While possession of the appropriate terminal degree or qualification is required, as aforesaid, possession of such degree will not serve automatically to entitle a candidate to a promotion.

For promotion to Assistant Professor II-Librarian, Associate Professor Librarian and MLS and a graduate degree in a subject field (other than Library Science) is required except for exceptional circumstances as defined in D1 above. The Doctorate in Library Science may substitute for the graduate degree for a subject area.
 

2. No Promotion Quotas
Neither fixed minimum nor maximum number of faculty or tenured faculty within a particular rank within a department, a college or school, or the University shall be considered as criteria for promotion. Nor shall the number of years in rank be a consideration except as otherwise stated in this Article.
 
3. Assistant Professor and Assistant Professor-Librarian
For promotion to the rank of Assistant Professor II, the person must possess the appropriate terminal degree or qualification and two (2) years of satisfactory teaching experience and scholarly activities and value to the department and to the college and university. The minimum qualifications for appointment or promotion to a second term appointment to the rank of Assistant Professor II-Librarian include the M.L.S., a graduate degree in a subject field (other than Library Science), and demonstrated continuing professional growth and development. A second term appointment shall be for a period not to exceed three (3) years, at which time the individual will be promoted to the rank of Associate Professor or Associate Professor-Librarian or will be given a terminal contract. A person promoted to a second term appointment to Assistant Professor II or Assistant Professor II-Librarian shall not be subject to annual reappointment, but shall undergo such evaluation as requested by the candidate or deemed necessary, respectively, by the department or dean or by the library faculty or Director of Library Services to prepare documentation required for promotion to Associate Professor or Associate Professor-Librarian with tenure.
 
4. Associate Professor and Associate Professor-Librarian
The rank of Associate Professor is the first senior rank of faculty at Rider University. This rank or the rank of Professor is held by all tenured faculty. Standards for persons holding the rank of Associate Professor include appropriate graduate education, appropriate terminal degree or qualification as defined above, and a record of effective teaching, scholarly or performance activity in the field of specialization, and value to the department, college, and University. The minimum qualifications for the rank of Associate Professor-Librarian include the M.L.S., a graduate degree in a subject field (other than Library Science), demonstrated evidence of scholarly activities including contributions to the library profession, effective support of the teaching-learning process at Rider University, and value to the Library and University. Normally, scholarly activity shall include completed work which shall be evaluated by the department. While research in progress shall be evaluated, this research must have reached a sufficient point of completion to provide the department a basis to judge the merits of that research. In the event that a candidate submits only uncompleted work as evidence of scholarly achievement in application for this or any other promotion, the department shall thoroughly describe the basis by which this work has been evaluated and a recommendation reached.
 
5. Professor and Professor-Librarian
The rank of Professor is the highest faculty rank at Rider University. Those who hold this rank are expected to exemplify distinguished achievement in the areas of classroom teaching, scholarly activities, and value to a department, a college/school, and the University. Distinguished achievement shall be characterized by teaching that is consistently exemplary, by scholarship that is ongoing and mature in nature, and by value that is sustained and varied. The rank of Professor-Librarian is the highest rank of librarian at Rider University. Persons holding this rank must document distinguished achievement in the areas of support of the teaching-learning process, scholarly activity and value to the Library, colleges/schools, and the University. Distinguished achievement shall be characterized by support of the teaching-learning process that is consistently exemplary, by scholarship that is ongoing and mature in nature, and by value that is sustained and varied. The M.L.S. and a graduate degree in a subject field (other than Library Science) are required.
 
 
 
 

F. Timetable for Tenure and Promotion

 
1. Tenure


a. No member of the bargaining unit may apply for tenure prior to his/her second year of service at Rider University. The process of evaluation must be initiated no later than the beginning of the faculty member's sixth year of service, including up to three (3) years of prior service as defined below.

b. Applications for tenure prior to the sixth year of full-time teaching at the college level shall not prejudice the application.

c. Candidates who have spent periods of time on professional or personal leaves of absence at Rider University shall not have such years counted in computing years of teaching service at the University. In the computation of the number of years of teaching service for this Article, time on leave shall not be credited toward years of teaching service. However, such period of time on leave shall not interrupt the computation of consecutive years of teaching service for purposes of this Article.

d. The probationary period prior to the award of tenure shall not exceed seven (7) years of full-time teaching experience at the college level, including full-time teaching at other institutions of higher education, except that prior full-time teaching at other institutions of higher education in excess of three (3) years will not be considered.

e. Failure to receive tenure after six (6) years of full-time teaching at Rider or after six (6) years of full-time college teaching experience, the last three (3) of which were at Rider, will mean that any continued employment beyond the seventh year will be either on a part-time basis or in a non-faculty position, with no tenure resulting from such continued employment.

f. Notwithstanding any of the other provisions of this Article, members of the bargaining unit who receive a mid-year appointment to a full-time teaching position shall be treated for purposes of this Article as if such appointment commenced with the next ensuing September.
 

G. Application Notification of Faculty Members

The University shall notify in writing any bargaining unit member when such individual is required to apply for and attain tenure or promotion to avoid the issuance of a terminal contract by the University to such bargaining unit member. Such notification shall be sent to such bargaining unit member by August 1 in the academic year during which such an application must be made. However, the failure by the University to send the notification provided for herein by August 1, as foresaid, shall serve only to extend the time for such application by the same number of days as the number of days after August 1 that the notification is sent. In no event, shall such failure to give timely notice serve as a basis for a claim by such bargaining unit member that he/she is entitled to de facto tenure or to any other benefit or advantage by reason of the omission by the University to provide the notice as required hereunder.
 
 
 
2. Promotion


a. Except for the provision for Instructors in Article VI, Section A(2), no applications for promotion may be made in the first year of employment in a faculty position at Rider University. Application for promotion to the ranks of Assistant Professor I and II and Associate Professor may be made only once prior to the required application for such promotion so as to make the candidate eligible for continued employment by the University. Application for promotion to the rank of Professor [or application for promotion by a tenured Assistant Professor] may be made initially in two (2) consecutive years. Subsequent applications may be made only at the expiration of a three-year period after a denial of such application for promotion or upon the recommendation of the appropriate dean.

b. The timetable set forth in Section F(1g) relating to tenure shall be applicable to application for promotion as well.
 

3. The timetable for implementation of tenure application and/or promotion proceedings is as follows:


(i) The candidate's documented credentials shall be completed by October 10 and the department, or the committee thereof working on the departmental evaluation of the candidate, shall commence meeting by November 1. The department and chairperson shall forward their written recommendations to the candidate no later than November 15.

The candidate has five (5) working days to respond as is provided for in B(2) above. Final recommendations shall be forwarded to the Promotion and Tenure Committee by the department no later than December 5. Members of the Promotion and Tenure Committee shall sign a control sheet, to be placed with each candidate's documentation, indicating the date on which the documentation was reviewed. The candidate shall be responsible for notifying members of the Promotion and Tenure Committee of any materials added to the documentation after members of the Promotion and Tenure Committee have completed their review. Any materials to be submitted by the candidate to the Promotion and Tenure Committee must be received by December 15 and by the department or chairperson by December 20.

October 10 Candidate's documented credentials completed and submitted to his/her department.

November 1 The department or the committee thereof working on the departmental evaluations shall commence meeting.
November 15 Candidate shall receive a copy of both the department's and chairperson's written recommendations.

November 15 Candidate may state in writing specific concerns regarding the validity and sufficiency of the documents supporting either the department's or the chairperson's recommendations within this time period. The candidate may also request an interview with the department and/or the chairperson within this time period.

December 5 The written recommendations of the department and the chairperson shall be forwarded to the Promotion and Tenure Committee and the President of the AAUP. The candidate shall receive a copy of the final reports prior to this date.

December 15 The candidate may submit new documentation to the Promotion and Tenure Committee up to this date.
Any such materials must be simultaneously submitted to the candidate's department and chairperson.

December 20 The department and/or chairperson shall have to this date to review and respond to any new materialssubmitted by the candidate.

(ii) The Promotion and Tenure Committee shall commence meeting to review materials received in connection with tenure applications during the first week of January. The Promotion and Tenure Committee shall forward to the appropriate parties its written recommendation(s) concerning the granting or non-granting of tenure by February 1. Rehearings by the Promotion and Tenure Committee as specified in Section B (5e) above shall be completed by March 7.
 

G. Promotion and Tenure of Librarians

 
1. Promotion and Tenure Committee for Librarians
The Promotion and Tenure Committee for Librarians shall consist of the Provost, the Associate Provost, the Dean of the Libraries [Director of Library Services], three (3) tenured librarians selected by the librarians, and the tenured member of the bargaining unit at-large nominated by the University Academic Policy Committee and elected by members of the bargaining unit.

For the purposes of promoting and/or tenuring librarians at Moore Library, the Director of Library Services shall act as the candidate's chairperson and will carry out all of the responsibilities and duties of a chairperson as set forth in this Article, including the submission of a written recommendation to the Promotion and Tenure Committee based on the departmental criteria.

For the purposes of promoting and/or tenuring librarians at Talbott Library, the Associate Director of Library Services/Director of the Talbott Library shall act as the candidate's chairperson and will carry out all of the responsibilities and duties of a chairperson as set forth in this Article, including the submission of a written recommendation to the Promotion and Tenure Committee based on departmental criteria.
 

2. Criteria for Tenure
To be eligible for tenure, a librarian must possess the M.L.S., a graduate degree in a subject field (other than Library Science), and must document significant professional contributions and value to the operation of the Library and University. Such documentation shall include evidence of continuing effective support of the teaching-learning process and of professional and scholarly contributions to Library Science or the respective disciplines of the librarians.

Reference to a graduate degree in a subject field other than Library Science, both for purposes of promotion and tenure, shall be deemed to include a doctorate in Library Science.
 

3. Procedures
Except as described above, the other applicable procedures described in this Article shall apply to promoting and tenuring librarians, including timetables and procedures for appeals. The parties agree that the requirements relating to successful applications for promotion to Assistant Professor II-Librarian or to Associate Professor-Librarian after a period not to exceed three (3) years each, with the alternative being a terminal contract, shall also have no application to librarians who were members of the bargaining unit prior to September 1, 1982.
 

H. Request for Promotion and Tenure Documents by the AAUP


Upon the written request of the AAUP, the University will supply to the AAUP copies of any underlying documents pertaining to promotion and/or tenure which are referred to in any report or decision supplied under this Agreement and which are in the University's possession at the sole cost and expense of the AAUP.
 

I. Promotion and Tenure of Non-Bargaining Unit Members


All individuals who are candidates for promotion and/or tenure, whether members of the bargaining unit or not, shall be required to follow the same procedures as are applicable to bargaining unit members described in this Article. Both parties agree that any persons upon whom tenure or any faculty rank has heretofore been conferred shall retain such tenure and/or rank.
 
 

ARTICLE IX

DISMISSAL AND SUSPENSION


The University may not discharge or suspend a member of the bargaining unit who has tenure or whose term appointment has not expired, except for proper cause. Any discipline imposed, including additions to an individual's personnel file, shall be subject to the grievance procedure provided for in Article XXI, including submission to arbitration.

[All provisions contained in the existing University Statutes or any past practice concerning suspension or dismissal of a bargaining unit member shall be superseded by this provision.]
 
 

ARTICLE X

ANNUAL REAPPOINTMENT AND NON-REAPPOINTMENT OF NON-TENURED BARGAINING UNIT MEMBERS

 

A. Procedures for Reappointment

1. Preparation and Evaluation of Credentials
It shall be the responsibility of the individual being evaluated to maintain a documented record of professional development and growth and to submit same to his/her departmental members and the chairperson. The full-time members of the department shall have the professional responsibility to evaluate annually persons subject to reappointment decisions and to make a specific recommendation concerning such reappointment. In special cases in which a part-time bargaining unit member with a record of long-time substantial involvement in departmental governance has special competence to participate in the evaluation process, the department, with the agreement of the part-time bargaining unit member, may allow that part-time bargaining unit member to participate in the evaluation process.

Prior to the completion of their recommendation, the members of the department or committee designated by the members of the department, excluding the individual being evaluated, shall assess the documented materials necessary for their decision. Such materials shall include relevant information supplied by the candidate and the department members, and may include properly documented materials from competent sources other than those persons serving in the department.

The members of the department, or a committee designated by the members of the department, shall prepare written recommendation(s) presenting their reasons for reappointment or non-reappointment. Each full-time member of the department shall sign a written recommendation, indicating support or non-support, regarding reappointment or non-reappointment. The department chairperson shall prepare a separate written recommendation presenting reasons for reappointment or non-reappointment.
 

2. Candidate's Review of Department's and Chairperson's Reports
Prior to the forwarding of these recommendations to the dean, a copy of the department's recommendation shall be sent to the chairperson, and a copy of the chairperson's recommendation shall be sent to each member of the department. The candidate shall receive copies of each of these recommendations and shall have the right to review and respond to any or all of them at least five (5) working days prior to the forwarding of such recommendations to the dean.
 
3. Dean's Review
The dean shall then review the recommendations and shall normally support a well-documented recommendation by the members of the department. In the event that the dean has compelling reasons, which shall not be arbitrary, for not supporting the recommendation of the department, these reasons shall be stated in writing and forwarded to the members of the department, the chairperson, and the candidate. A candidate who is denied reappointment or is given a terminal appointment by action of the dean shall have the right to an appeal as set out in Section 5, below.
 
4. Deadlines
In the event that such a bargaining unit member fails to submit his documented record by the deadlines stated below, the department or professional staff shall be permitted to make a recommendation based on the best available evidence. Failure by the members of the department, Library, or professional athletic staff to forward their recommendation(s) by the deadlines stated below shall permit the dean, Director of Library Service, or Director of Athletics, as may be appropriate, to make a determination as to the reappointment or non-reappointment of the non-tenured bargaining unit member based on the best available evidence.

a. Bargaining unit members in their first year of employment at the University shall submit their documented records to the department by February 1. The department shall forward its recommendation(s) to the dean by February 20.

b. Bargaining unit members in their second year of employment shall submit their documented records to the department by October 15 for the purpose of annual review. The department shall forward its recommendation(s) to the dean by November 15.

c. Bargaining unit members who hold the rank of Instructor or Instructor-Librarian and who were employed by the University on or after September 1, 1988, will be assigned to the rank of Assistant Professor I or Assistant Professor I-Librarian, subject only to being granted reappointment under the provisions of Article X, where such individual has attained the applicable terminal degree. Where such individuals have not attained the applicable terminal degree, they may be assigned to the rank of Assistant Professor I or Assistant Professor I-Librarian only with the concurrence, respectively, of the dean and the department or of the Director of Library Services and the library faculty. Such individuals must be successful candidates for the rank of Assistant Professor I or Assistant Professor I-Librarian by the end of their second year of the pre-probationary period, or they shall not be reappointed. Standards of notification and submission of documented records contained in Section E (1 and 2) shall apply, respectively, to appointees in the first and second years of a pre-probationary period. In the first and second probationary years following the expiration of a pre-probationary period, the schedule for notification of reappointment or non-reappointment shall be as set forth in Section E(2).
d. Bargaining unit members with three or more years of prior teaching experience at the college level shall, in their third year of employment at the University, apply for tenure according to the terms and conditions of Article VIII.
 

5. Appeals Procedure
Within ten (10) days of the notification to a candidate of a denial of reappointment or a terminal appointment, the candidate may request, in writing, a meeting with the Provost to permit the candidate to present an appeal of the decision of the dean. A meeting between the candidate and the Provost shall thereafter be held. After consultation with the dean and department, the Provost shall make a final written decision that shall not be arbitrary or capricious and shall forward copies to the candidate, the dean, and the AAUP.
 

B. Reappointment of Librarians


For reappointment of librarians, the librarians, functioning as a department, shall forward their recommendation to the Director of Library Services, who shall act on it in the same manner as the dean in Section A.
 

C. Reappointment of Members of the Professional Athletic Staff


For reappointment of professional athletic staff members, the professional athletic staff, functioning as a department, shall forward its recommendation to the Director of Athletics, who shall act on it in the same manner as the dean in Section A.
 

D. Criteria for Evaluation


For bargaining unit faculty members, criteria for evaluation for reappointment shall include demonstrated effective teaching, the value of an individual to his/her department, college, and the University, and demonstrated scholarly activity in his/her field of specialization. For bargaining unit staff, criteria for evaluation for reappointment shall include appropriate professional performance and activity and value to the staff and University.
 

E. Notification


Standard of notification for reappointment and non-reappointment shall be as follows:
 

1. First Year Notification
Not later than March 1 of the first academic year of service, if the appointment expires at the end of that year; or, if a one-year appointment terminates during an academic year, at least three (3) months in advance of such termination;
 
2. Notification in the Second Year of Employment and in the First and Second Probationary Years Following the Expiration of a Pre-Probationary Period
Not later than December 15 of the second academic year of service (or of the first and second years of probationary service following the expiration of a pre-probationary appointment), if the appointment expires at the end of that year, or, if an initial two-year appointment terminates during the academic year, at least six (6) months in advance of such termination;
 
3. Minimum Notification
At least twelve (12) months before the expiration of an appointment after two (2) or more years at the University.
 
4. Notification of Librarians
The procedures and standards of notification shall apply to annual reappointment of non-tenured librarians, except that when the initial appointment occurs during an academic year, such librarian shall be entitled to at least three (3) months' notice in that year.
 
 

ARTICLE XI

DEPARTMENT CHAIRPERSONS/PROGRAM DIRECTORS

 

 
 
 
 
 

A. Department Chairpersons [Rights, Privileges and Teaching Responsibilities of Department]


[The parties agree to the principle that the faculty within the various academic departments shall play a strong role in the formation and conduct of academic programs within their disciplines.] It is understood and agreed by the parties that a Department consists of an academic unit in which there are at least two tenured or tenure-track faculty who have been appointed or transferred to that unit by the procedure specified in either Article VII (Appointments) or Article XXXIV (Transfer of Faculty. All such departments shall be headed by a chairperson appointed or reappointed in the manner prescribed in this Article. Such chairpersons shall not be a member of the bargaining unit; however such chairpersons shall be fully recognized as a member of the faculty and entitled to the rights and privileges of such status. The chairperson's duties include teaching which shall not exceed a teaching load equivalent to the required teaching load for a full-time faculty member in his/her college/school, as specified in Article XXV (Workload), reduced by one course release per semester. This teaching and only this teaching shall be exempt from the prohibition under Article XIV (Lay-Off), Section F. Each department shall be headed by a department chairperson appointed or reappointed in the manner prescribed in this Article. The parties agree that it is desirable that a candidate for the position of department chairperson be acceptable to both the dean of the college in which the department is located and the full-time faculty of the department. [The parties agree that the department chairperson is not a member of the bargaining unit; however, such chairperson shall be fully recognized as a member of the faculty and entitled to the rights and privileges of such status.] [The parties recognize that a chairperson's duties include teaching which shall not exceed a teaching load equivalent to the required teaching load for a full-time faculty member in his/her college, as specified in Article XXV ("Workload"), reduced by one course release per semester. This teaching, and only this teaching, shall be exempt from the prohibition under Article XIV ("Lay-Off"), Section F]
 

B. Program Director

All majors, minors, courses of study or other academic units not housed within a department shall be designated a program (the term "program" within this Agreement shall be recognized as referring to such units) and shall be appointed or reappointed in accordance with the provisions of this article a lead person to be referred to as the director (or the program [director]). Such directors of programs shall be members of the faculty and the bargaining unit with all rights and privileges of those statuses.
 

C. Review of Chairpersons/Directors


Department chairpersons and Program Directors shall serve a five-year renewable term of office and may be reviewed by the members of the department or program in any year of that term. [Five-year terms for department chairs appointed prior to September 1, 1994, shall begin on September 1, 1994. Five-year terms for department chairs appointed on September 1, 1994, or thereafter shall begin on the effective date of appointment.] If the members of the department or program choose[s] to carry out a review of the chairperson, the written [departmental] review shall be given to the chairperson or director with a copy to the dean of the college by March 1.
 

D. Vacancies Declared by the Dean and/or the Department


A vacancy in the position of department chairperson or program director shall occur for the following reasons:

1. resignation, disability, or death of the chairperson or director.

2. in all cases when, as a result of a review, both the dean and a majority of the department agree that a vacancy should occur;

3. the dean determines that a chairperson's or director's term should be ended and the majority of the members of the affected department or program do not state opposition to that determination in writing within fourteen (14) days of the dean's notification of intent to terminate. The fourteen-day response period may be extended by agreement between the AAUP and the University during times other than the Fall and Spring semesters.

A department chairperson who leaves such office and returns to
the bargaining unit shall be treated like all other bargaining unit members by both the AAUP and the University.
 

E. Procedures for Resolving Disagreements Regarding Vacancies


Policy in all cases in which the dean and a majority of the department or program disagree as to the occurrence of a vacancy, the disagreement shall be submitted to a panel of three (3) persons. Such panel shall be appointed as follows: the majority of the department or program shall appoint one (1) member, the dean shall appoint one (1) member, a chairperson or director from the college shall be chosen by a majority of the chairpersons or directors of the University. A new panel shall be elected for each case of disagreement. Both parties agree that anyone serving on such panel shall not be subject to any economic or other type of reprisal as a result of any determination made by such panel. Such panel shall investigate all aspects of the disagreement, consult with members of the department or program, the dean, and the incumbent chairperson or director, and shall submit a written report and recommendation to the Provost. The Provost may meet with the panel to discuss the recommendations and findings. The Provost shall make a final and binding determination as to the resolution of the disagreement between the dean and a majority of the department or program. The Provost shall not improperly substitute his/her judgment for the properly documented judgment and recommendations of the panel nor shall his/her determination be made in an arbitrary or capricious manner. In the event that the Provost does not follow the recommendations of a majority of the panel, he/she shall submit in writing to the panel, the department, the dean, and the President of the AAUP substantive written reasons for his/her action.

The AAUP may grieve an alleged failure to follow the procedure provided for under this Article through the grievance procedure including outside arbitration, but shall not have the right to grieve the determination of the Provost. The arbitrator's authority shall be limited to remanding the matter back to the panel and Provost, with a mandate that a new determination shall be made consistent with the procedure provided for under this Article.
 

F. Timetable for Dispute-Resolution Procedures


The timetable for the procedures under this Section shall be as follows: the dean's declaration of disagreement with the department or program shall occur no later than March 8; the three-member panel shall be constituted and shall complete its investigation and submit a written report by April 15; the Provost shall make a determination and, where required, submit his/her written reasons for his/her action by April 22.
 

G. Procedures for Filling a Vacancy


When a vacancy in the position of department chairperson or program director occurs, the dean shall notify the full-time members of the department or program and consult with them concerning such replacement. Such consultation shall include both the academic and administrative criteria to be used in filling the vacancy. The dean and the members of the department or program shall examine credentials of applicants and interview candidates. Such consultation shall also include discussion of the candidates interviewed.

The dean shall nominate a person to fill such vacancy. If the majority of the department or program does not concur with the dean's choice of nominee, the dean shall nominate a second candidate. The majority of the department or program shall then choose between the two (2) nominees of the dean to fill such a vacancy. An incumbent chairperson or director may not be nominated by the dean. The dean shall be free to make a recommendation for filling the vacancy either from within or without the University, provided, however, that due consideration be given candidates from within and that no appointment from outside the University shall result in the loss of a bargaining unit position.
 

H. Promotion and Tenure Procedures for Department Chairpersons

Department chairpersons who are candidates for promotion and/or tenure shall be required to follow the same procedures as are applicable to bargaining unit members described in this Agreement. In such cases, the chairperson's position on the Promotion and Tenure Committee shall be filled by a designee of the dean. Such designee shall be in a field as close as possible to the candidate's field of teaching and research.
 

I. Acting Chairpersons


An acting chairperson or director may be appointed by the dean after consultation with the department or program for a period not to exceed one (1) year. In the event a vacancy still exists at the end of one (1) year, the dean, with the consent of a majority of the department or program, may continue the appointment of an acting chairperson on a year-to-year basis. An incumbent chairperson or director may not be appointed acting chairperson or director by the dean.
 

J. Notification of the Appointment of a Chairperson


The dean shall notify each full-time member of the department or program of the appointment of a chairperson or an acting chairperson, or a director or acting director.
 
 

ARTICLE XII

ACADEMIC GOVERNANCE

 

A. Academic Policy Committees

 
1. College Academic Policy Committees
An Academic Policy Committee ("APC") for each college or school will be constituted from the faculty and students of that college or school. Members of the professional athletic staff, if elected, shall be eligible to serve as members of the [College] School of Education and Human Services APC. Thus, the College of Liberal Arts and Science, the College of Business Administration, the College of Education and Human Services, the College of Continuing Studies, and Westminster Choir College will each have an APC. The committees from the Colleges of Liberal Arts and Science, Business Administration, and Education and Human Services shall each be composed of four (4) members of the bargaining unit from the respective colleges, two (2) department chairpersons from the respective colleges, the dean of the respective college, and a Student Government Association representative. The Westminster Choir College APC shall be composed of four (4) members of the bargaining unit from Westminster Choir College, two (2) department chairpersons from Westminster Choir College, the dean of Westminster Choir College, and a student representative chosen by agreement between the Undergraduate and Graduate Student Associations of Westminster Choir College. The APC of the College of Continuing Studies shall be composed of four (4) members of the bargaining unit who regularly teach in the College of Continuing Studies, one (1) department chairperson, one (1) associate or assistant dean of such college, the Dean of the College of Continuing Studies, and a Student Government Association representative.

The deans of the respective colleges shall designate the department chairpersons and associate or assistant dean who shall serve on such committees, and may designate alternates to fill in for such persons as well as alternates to fill in for the deans.

The bargaining unit members of the committees and alternates for each committee will be elected by the respective members of the bargaining unit from each college except that the bargaining unit members of the APC for the College of Continuing Studies will be elected by procedures designated by the AAUP. The AAUP will conduct such elections.

The Student Government Associations shall select their representatives.

From among the full-time bargaining unit members, each college APC shall elect a chairperson, a permanent secretary, who shall also be vice chairperson, and a liaison to the University Academic Policy Committee ("UAPC"). The liaisons from each college APC to the UAPC shall be elected by the bargaining unit members of each college APC. In the event that no one agrees to serve as permanent secretary, the position of secretary shall be rotated in accordance with past practice, and the committee shall elect a vice chairperson, who will not be paid any additional compensation.
 

2. Library Academic Committee
The library faculty will elect four (4) librarians, at least one of whom shall be from Talbott Library, to an APC for the Libraries. The Director of Library Services, and the Associate Director of Library Services, and the Associate Director of Library Services/Director of the Talbott Library will be standing members of the LAPC. The librarian members will serve two-year terms. From among the bargaining unit members, the LAPC shall elect a liaison to the UAPC. A representative of the Student Government Association, designated by the Association, will also serve as a member of the LAPC.
 
3. The UAPC
The APC for the University shall consist of eighteen (18) persons, as follows: ten (10) members of the bargaining unit, with two (2) each from the College of Liberal Arts and Science, College of Business Administration, College of Education and Human Services, and Westminster Choir College, and one (1) each elected from the College of Continuing Studies and the Libraries; the deans of the colleges libraries; the Provost; the Associate Provost; and a representative of the Student Government Association. Six (6) bargaining unit members of the UAPC are the liaison members of the APCs of the five colleges and the Libraries specified above. Four (4) bargaining unit members of the UAPC and alternates will be elected by the respective members of the bargaining unit from the [College] School of Liberal Arts and Science, College of Business Administration, [College] School of Education and Human Services, and Westminster Choir College. The AAUP will conduct such elections.

The Student Government Associations shall select a representative. The deans, Provost, and Associate Provost may designate alternates to fill in for them at committee meetings.

From among the bargaining unit members, the UAPC shall elect a chairperson and a permanent secretary, who shall also be vice chairperson. In the event that no one agrees to serve as permanent secretary, the position of secretary shall be rotated in accordance with past practice, and the UAPC shall elect a vice chairperson, who will not be paid any additional compensation.

The bargaining unit members of the UAPC shall appoint the bargaining unit members of subordinate committees.
 

4. Vacancies
Any APC positions designated for bargaining unit members which positions are not filled as aforesaid shall remain vacant until filled with no change in the voting requirements set out hereafter.
 

B. Scope of Academic Governance


The University agrees that new academic policies pertaining to matters at the college and Library levels, listed in Section C, and at the University level, listed in Section D, will not be adopted unless they have been enacted in accordance with the provisions of this Article. APCs shall not intrude into areas of professional competence traditionally the responsibility of the department and/or individual faculty members. If any administrator above the rank of chairperson designates a task force or committee with responsibilities overlapping those of an APC or any of its standing committees, and if that administrator proposes to include bargaining unit members, he/she shall notify the appropriate APC, and the bargaining unit members of the APC shall designate the bargaining unit representatives to the task force or committee. The relevant administrator may select the chair, set forth the charge, and otherwise organize the task force or committee as he/she sees fit. When the work of the task force or committee is completed, its report shall be forwarded to the relevant APC. Actions with respect to any recommendations shall be subject to the Agreement.
 

C. College and Library APCs

 
1. Scope of Jurisdiction of College APCs
The following matters shall be the primary responsibility of college APCs: oversight of requirements for degrees, majors, minors and programs within the college or school, procedures for academic advising, procedures regarding academic standing, and approval of course proposals and the creation of new departments and programs. The college APC shall have the primary responsibility for the initial formulation and development of new academic policy for the college.

The college APCs shall have jurisdiction over the following matters:

a. student advising;
b. departmental and program curriculum; establishment of new departments and programs;
c. course review and approval;
d. grading standards;
e. academic standing;
f. degree requirements;
g. [major and minor program] requirements for majors, minors or courses of study
h. honors standards;
i. subordinate committee creation, deletion, and oversight;
j. methods of instruction;
k. academic aspects of orientation for new
students;
l. decisions to pursue and maintain
accreditation;
m. high school course requirements for applicants for admission to Rider University in programs of such college.

Notwithstanding the foregoing, upon agreement of the dean and five (5) other members of a college APC, other than the Student Government Association representative, such Committee may extend the scope of its jurisdiction to other academic matters not set forth on the foregoing list.

Programs with faculty drawn from more than one college or school shall be reviewed and be under the jurisdiction of the APC of the College or School from which the majority of the faculty of the program are drawn.

Matters not within the scope of the jurisdiction of the Committee, as aforesaid, nor added thereto by the required number of votes, may be considered and discussed by the Committee, but will not be subject to the procedures set out hereafter, nor may the Committee adopt binding policies with respect thereto.
 

2. Scope of Jurisdiction of the LAPC
The LAPC is the sole academic policy body and the primary consultative and advisory body with respect to policy matters affecting the Libraries. The LAPC shall also have the responsibility to formulate proposed library policies with potential impact on one or more of the colleges and to convey such proposed policies to the appropriate college APC or the UAPC, according to the policy distribution and response procedures described below. No newly adopted policy affecting the Libraries will be implemented until the LAPC has been afforded a reasonable opportunity to fulfill its consultative and advisory responsibility hereunder.

In addition to the foregoing, the LAPC shall have the primary responsibility for the formulation and development of the Libraries' academic policy with respect to the following matters:

a. development of priorities for professional activities;
b. development of directions for new library services;
c. policies that affect the accessibility of
collections;
d. library support of academic programs;
e. development of general directions for new technologies;
f. policies involving cooperation with other libraries;
g. editorial review of library public relations printed
material;
h. subordinate committee creation, deletion, oversight.
 

3. Policy Implementation Procedures
Before the academic policy developed by a college APC or the LAPC may be implemented, the following procedure shall be followed:

a. Distribution of Proposed Policies
Copies of the proposed policy shall be distributed to all other college APCs, the LAPC, and the UAPC.
 

b. Responses From Other APCs and Resolution of
Disagreements
The other college APCs and the LAPC shall have a period of thirty (30) days from receipt of the proposed policy to advise the enacting committee that there will be a substantial adverse impact created by the proposed policy. Such written statement shall describe why the responding committee believes such adverse impact will occur. The responding APC(s) shall meet with the enacting committee in an effort to adjust and resolve any such impact.

c. Application to the UAPC to Serve as Mediator in
Disputes Between College APCs
If not resolved as a result of the discussions at such a meeting, a college APC may request that the UAPC consider the matter and serve as a mediator in attempting to adjust and resolve any such impact. The UAPC shall act only upon the written request from a college APC or the LAPC, which request shall be accompanied by written documentation of the substantial adverse impact of the proposed policy.

d. Procedures for Mediation
The UAPC shall then meet with each of the affected APCs or with the LAPC, if affected, and attempt to mediate the dispute. If the UAPC is unable to resolve the dispute to the satisfaction of the affected APC(s), it shall submit a written summary of the matter and a recommendation to the Provost, who shall make a final determination to resolve the dispute. If he/she does not follow the recommendation of the UAPC, he/she shall furnish to it written reasons for his/her determination.

e. Review and Approval of New Programs

1. Proposal for new programs must be submitted for review and approval by the appropriate APC. Proposals may be submitted by the Dean, or by faculty members working as a group for the purposes of submitting a proposal. Proposals will include the following material for review:

i. A list of the faculty who will constitute the faculty of the program along with the qualifications of that faculty (demonstrated scholarly activity, publications, workshops, course work, etc). Evidence should be provided that the submitting committee has attempted to recruit all interested and qualified faculty. Once approved by the APC this faculty will constitute the faculty of the program and may add additional faculty who apply to faculty of the program by majority vote, (such additional names to be provided to the Dean so that an accurate list of the faculty of the program may be kept). This faculty will then play the same role vis a vis the running of the program as the faculty of a department plays in running the department. This will include proposing new courses to the APC, proposing changes in the program requirement to the APC, development of a workload plan. The removal of a bargaining unit member from the list of program faculty without his/her approval will be considered an act of discipline.

ii. A clear and concise statement of the academic need, purpose and objectives of the program and why those objectives can not be met by existing departments and programs.
 

iii. An analysis of potential student interest and the budgetary impact of the new program. Such budgetary analysis will include additional faculty support; equipment and additional library resource needs in order to offer the new program.

iv. The curricular requirements of the new program should be described in detail. These should include the courses which will comprise the program and whether they are existing courses which are to be cross-listed or new course which would fall under the program's workload. New course proposals must be included with the proposal but will be reviewed for approval once the program is established. In addition, the requirements for the programs major, minor, course tracks, concentrations or certificates shall also be included. When reviewing program requirements and courses the APC should reference the standards and guidelines of the relevant national associations when such standards and guidelines are available.
 

Programs established prior to September 1, 1999 shall be deemed to have been reviewed and approved without going through the above except that they shall follow the procedure in E1 above for the purpose of establishing the faculty of the program. Once that faculty is established such programs shall be governed by majority vote as outlined above.
 
 
 

D. The UAPC


The University Academic Policy Committee shall have the primary responsibility for the formulation and development of the University's academic policy with respect to the following matters:

1. student advising;
2. core curriculum or other curriculum not specific to a particular
college;
3. course review and approval;
4. grading standards;
5. academic standing;
6. degree requirements;
7. major and minor program requirements;
8. honors standards;
9. subordinate committee creation, deletion, and oversight;
10. methods of instruction;
11. academic aspects of orientation for new students;
12. academic aspects of the University calendar pertaining to
length of class sessions, length of the semester, final
examination periods, and reading days;
13. library support of academic programs;
14. high college course requirements for applicants for admission
to Rider University;
15. admissions policies and programs.*
*Subject to the restriction in Section F(2b).

The Dean of the Libraries will meet with the UAPC and review the acquisition budget of both Moore and Talbott Libraries each year prior to the adoption of those budgets. The UAPC may make recommendations for changes in those budgets and while the University shall not be bound by those recommendations it shall give them serious consideration.

Notwithstanding the foregoing, upon a vote of twelve (12) members of the Committee, other than the Student Government Association representative, such Committee may extend the scope of its jurisdiction to other academic matters not set forth on the foregoing list.

Matters not within the scope of the jurisdiction of the Committee, as aforesaid, nor added thereto by the required number of votes, may be considered and discussed by the Committee, but will not be subject to the procedures set out hereafter, nor may the Committee adopt binding policies with respect thereto.
 

E. Committee Procedure

The chairperson of each committee shall preside at committee meetings in such a manner as to facilitate the orderly and deliberative consideration of the committee's business and in accordance with procedures established by the committee by a majority of the committee members. Any dispute over committee procedures or the conduct of the committee's business shall be resolved by a majority of the committee members. During the academic year, committees shall normally meet at least twice a month. Each committee other than the College of Continuing Studies APC shall call a faculty meeting at least once a semester. In order to avoid conflicts in scheduling between the AAUP and the UAPC, the Chair of the UAPC and the President of the AAUP shall meet on an annual basis to coordinate the scheduling of UAPC and AAUP Executive Council and Chapter meetings. It is understood that meetings of the UAPC, AAUP Executive Council, and the AAUP Chapter will normally occur during the Tuesday open period, 11:30 to 1:10. Other APCs will normally meet during the Thursday open period, 11:30 to 1:10.

Upon the request of any committee member, committee voting shall be by secret ballot. Minutes shall be limited to a list of the topics discussed, the actions taken, if any, in regard to such topics, a brief recital of the substance of such discussions and debate relating to such topics, and the proposed agenda for the next meeting.

Minutes of each college APC will be distributed to each department, with a sufficient number of copies for each full-time member of the department. Distribution to part-time faculty will be handled by the College of Continuing Studies. The UAPC will distribute copies of its minutes to each college for distribution to all members of the faculty in each college. The University shall provide for such distribution.
 

F. Committee Enactment of Policies

 
1. College APCs and the LAPC
College APCs and the LAPC may enact academic policy with respect to matters within the scope of their jurisdiction, as set out above, by an affirmative vote of at least five (5) members of the Committee. Enactment of policy by college APCs and the LAPC are subject to the requirements for the closing of debate and the limitations on the implementation by the University of any such enacted policy, as set out hereafter.

A proposed academic policy may be brought to a vote concerning its enactment only in one of the following ways:

a. A vote of at least four (4) members of the Committee, including the dean or Director of Library Services, in favor of curtailing discussion and debate and voting on the proposed policy.

b. A vote of at least four (4) members of the Committee, not including the dean or Director of Library Services, in favor of curtailing discussion and debate and voting on the proposed policy, in which case such a vote concerning the enactment of the proposed policy may only occur if (i) Committee meetings in three (3) separate months have included discussions of the proposed policy and (ii) an arbitrator, in accordance with the following procedure has directed that discussion on such policy be concluded and a vote concerning enactment of the policy take place. The arbitrator shall be an individual from the panel of arbitrators contained in Article XXI ("Grievance and Arbitration Procedure") of this Agreement, and shall be selected from such panel by the Committee members voting in favor of curtailing discussion and debate (in such case the otherwise secret ballot shall be opened up) [(the maximum otherwise secret ballot shall be an open vote if at least four (4) Committee members, not including the dean or [Director of Library Services], have voted in favor of curtailing discussion and debate)]. In such case, the Committee members favoring curtailment of discussion and debate and those members of the Committee opposing such curtailment shall prepare and exchange statements in support of their respective positions within ten (10) days of the meeting at which at least four (4) Committee members (not including the dean or [Director of Library Services)] voted to curtail discussion. Within seventeen (17) days of such meeting, the respective groups of Committee members shall transmit to the designated arbitrator their statements in support of their respective positions, revised and supplemented as they deem appropriate, and shall also forward copies thereof to the other members of the Committee. No hearing or testimony before the arbitrator shall be required, and the arbitrator's authority shall be strictly limited to either directing that discussion and debate be curtailed and a vote be taken on the enactment of the proposed policy, or that discussion and debate be continued. The arbitrator shall not be authorized to place a time limit or any other limit on further discussion and debate, if he/she directs that discussion and debate be continued.
 

2. The UAPC
The UAPC may enact academic policy with respect to matters within the scope of its jurisdiction, as set out above, by a vote of ten (10) members of the Committee, subject to the requirements for closing the debate and the limitations on the implementation by the University of any such enacted policy, as set out hereafter.

A proposed academic policy may be brought to a vote concerning its enactment only in one of the following ways:

a. A vote of at least eleven (11) members of the Committee in favor of curtailing discussion and debate and voting on the proposed policy.

b. A vote of ten (10) members of the Committee in favor of curtailing discussion and debate and voting on the proposed policy, in which case such a vote concerning the enactment of the proposed policy may occur only if (i) Committee meetings in three (3) separate months have included discussions of the proposed policy and (ii) an arbitrator, in accordance with the following procedure, has directed that discussion on such policy be concluded and a vote concerning enactment of the policy take place. The arbitrator shall be an individual from the panel of arbitrators contained in Article XXI ("Grievance and Arbitration Procedure") of this Agreement and shall be selected from such panel by the ten (10) Committee members voting in favor of curtailing discussion and debate (the otherwise secret ballot shall be an open vote if ten (10) Committee members, but only ten (10), have voted in favor of curtailing of discussion and debate). In such a case, the ten (10) Committee members favoring curtailment of discussion and debate and those members of the Committee opposing such curtailment shall prepare and exchange statements in support of their respective positions within ten (10) days of the meeting at which ten (10) Committee members voted to curtail discussion. Within seventeen (17) days of such meeting, the respective groups of Committee members shall transmit to the designated arbitrator their statements in support of their respective positions, revised and supplemented as they deem appropriate, and shall also forward copies thereof to the other members of the Committee. No hearing or testimony before the arbitrator shall be required, and the arbitrator's authority shall be strictly limited to directing either that discussion and debate be curtailed and a vote be taken on the enactment of the proposed policy or that discussion and debate be continued. The arbitrator shall not be authorized to place a time limit or any other limit on further discussion and debate if he/she directs that discussion and debate be continued.

Notwithstanding the foregoing, the Committee may enact academic policy with respect to admissions policies and programs (item 15 on the above list of jurisdictional subjects) only by a vote of eleven (11) or more members of the Committee, excluding the Student Government Association representative. Each Fall the Dean of Admissions, or his/her designee, shall appear before the Committee to address it with respect to recently enrolled students and current admissions strategies.
 

G. Information


In order that Committee discussions be well-informed, each Committee member shall supply to the Committee that non-confidential information which is reasonably available to him/her and which bears on matters of academic policy under discussion.
 
 
 
 

H. Eligibility for Committee Membership


Eligibility to fill bargaining unit positions on the University or college APCs shall be limited, except for adjunct member(s) of the College of Continuing Studies APC, to persons who have completed at least two (2) years of full-time academic service at the University. Bargaining unit members who serve as regular members of one (1) APC may not simultaneously serve as regular members of another APC, except that one (1) member of each college APC and the LAPC shall serve on the UAPC.
 

I. Term of Office: Vacancies


Bargaining unit members who serve as regular or alternate members of the University, college, or Library APC shall serve for two-year terms, beginning and ending on September 1. In the event of a bargaining unit vacancy on such a committee resulting from resignation, death, or other unavailability of a bargaining unit committee member, the vacancy shall be filled by a special election among the affected bargaining unit members with such election to be conducted by the AAUP.
 

J. Implementation of Enacted Academic Policies

 
1. Implementation of Policy
Within thirty (30) days of the enactment of an academic policy by either University, college, or Library APC, the University agrees either to implement the enacted policy or to give notice to the members of the Committee which enacted the policy and to the AAUP of its intention either to implement or not implement the enacted policy.
 
2. Reasons for Refusing to Implement Policy
The University shall implement policies duly enacted under this Article, except for the following reasons:

a. demonstrable impact on University finances or resources, which is substantial in terms of the program(s) which the policy affects;

b. demonstrable impracticability resulting from the policy's impact on University administrative procedures;

c. demonstrable incompatibility with other separate, but related, existing University policies not included in the policy under review;

d. demonstrable conflict with laws, governmental regulations, or licensure requirements;

e. inconsistencies with provisions of this Agreement;

f. the enacted policy affects terms and conditions of employment.
 

3. Notification
In the event of an election by the University not to implement an academic policy duly enacted under this Article, the University shall provide the appropriate Committee and the AAUP within forty-five (45) days of the enactment of the policy written reasons explaining such election.
 
4. Arbitration Under This Article
In the event that the AAUP grieves the University's election not to implement a duly enacted academic policy, and the matter is referred to arbitration, upon proof by the AAUP that the University knowingly withheld from the Committee reasonably available and pertinent information during the course of Committee discussion of the enacted policy, the arbitrator may disregard any reason for non-implementation based on such information. The arbitrator shall have the authority to direct implementation.
 
5. Modification of Policies
During a thirty-day period after the University either commences implementation of a newly enacted academic policy or gives notice of its intention to implement the enacted policy, as referred to in Subsection 1 of this Section, the University may give notice to the members of the Committee which enacted the policy and to the AAUP that, because of another conflicting policy brought to its attention after previously implementing or giving notice of its intention to implement the new policy, the University declines to implement the newly enacted policy. In such event, the newly enacted policy may be reconsidered by the Committee which enacted it so as to attempt to modify and adjust the policy (and the conflicting policy if it is within the scope of the jurisdiction of the Committee) to avoid conflict between the policies.
 

K. Open Meetings


All meetings of the APCs shall be open to members of the University community except as those committees may elect to meet in executive session.
 
 

ARTICLE XIII

PERSONNEL FILES

 

A. Location of Files


Personnel files for all members of the bargaining unit shall be kept in the Provost's Office.
 

B. Contents


The contents of these files will be restricted to correspondence or documents received from the member of the bargaining unit or to correspondence or documents of which the bargaining unit member has received a copy. Bargaining unit members may reply, in writing, to any correspondence or documents placed in their files and such response shall be retained in their files as long as the correspondence or documents to which the response relates are similarly retained in the files.
 

C. Availability to Bargaining Unit Members


Each bargaining unit member may inspect his/her personnel file at the Provost's Office by appointment on reasonable notice. The bargaining unit member may not remove any materials from these files but may obtain copies of any part or all of the material contained in his/her personnel file upon payment of the cost of reproduction thereof.
 

D. Access to Contents


Each personnel file shall be available only to the named bargaining unit member to whom it relates, the appropriate members of the administration for relevant and pertinent information in applicable situations, or Trustees of the University in appropriate or applicable circumstances.
 

E. Pre-Appointment Files


Pre-appointment files containing information about bargaining unit members shall be maintained on a confidential basis and shall not be accessible to the bargaining unit member involved or to any committee or individuals for the purposes of reappointment, evaluation, promotion, tenure, or discipline, suspension, or discharge.
 

F. Other Files or Records


Other files or records pertaining to bargaining unit members, such as files maintained by a dean or a department chairperson, shall be available, in accordance with the terms of Section C, to the bargaining unit member to whom they relate and the appropriate members of the administration for relevant and pertinent information in applicable situations, other than for the specifically excluded uses referred to in the preceding paragraph. The contents of these files will be restricted to correspondence or documents received from the member of the bargaining unit or to correspondence or documents a copy of which the bargaining unit member has received. If a bargaining unit member finds, upon inspection of his/her file, materials placed into that file prior to September 1, 1992, that do not conform to the above standard, such material will be removed within a reasonable period of time at the request of the bargaining unit member. Regardless of the time at which the material was placed in the bargaining unit member's file, the University will provide a copy of such material to the bargaining unit member if he/she so requests. A bargaining unit member may place a response, in writing, to any correspondence or documents placed in his/her file(s) in accordance with the terms of Section B of this Article. A bargaining unit member shall be entitled to have deleted any item or items placed in his/her file(s) after September 1, 1992, in accordance with the terms of Section G of this Article.
 

G. Deletion of Items


In the event a member of the bargaining unit requests, in writing, that any item or items be deleted from such bargaining unit member's personnel file, and if the University agrees to such deletions, such item or items shall thereafter be deleted. Documents which a tenured bargaining unit member requests, in writing, be removed from his/her personnel file shall be removed at the expiration of a two-year period from the date of such request, unless the University agrees to such removal at an earlier time. However, notwithstanding the foregoing, in no event shall the following documents be subject to such removal:

1. appointment letters and non-reappointment letters;

2. staff information forms;

3. any report(s) from Promotion and Tenure Committees concerning such individual.
 

H. Allegations of Professional Misconduct

In the event the University receives allegations of professional misconduct by a bargaining unit member, the Provost will evaluate such allegations and make a preliminary determination as to whether statements of such allegations shall be placed in the bargaining unit member's personnel file. If he/she determines that such statements shall be placed in the personnel file, he/she shall so advise the bargaining unit member, who may either elect to schedule a meeting with the Provost to discuss the matter or to submit a written response to the allegations for inclusion in the file. If such a meeting is held and, thereafter, the statements of such allegations are placed in the file, the bargaining unit member may then submit a written response to the allegations for inclusion in the file.
 
 
 
 

ARTICLE XIV

LAY-OFF

A. Reasons for Lay-Off

The University may lay off members of the bargaining unit because of either financial exigency or the demonstrated financial need to eliminate or curtail programs or courses of instruction to protect the well-being of the University. Notwithstanding the foregoing the University will not layoff any bargaining unit members during the life of this Agreement, except for reasons of financial exigency.
1. Bonus for Voluntary Separation [Early Retirement]
Prior to any notice of lay-off, the University may offer a bonus of one (1) or more year's pay, in addition to any other benefits available under Article XXXII for those eligible thereunder, to any full-time bargaining unit members in departments which may be subject to lay-off who agree to voluntary separation from the University. [retire]. The University will determine the number of such bonus offers it will make and will approve such proposed bonus recipients in the order of seniority within each department of those accepting the University's offer. If extending such a bonus or bonuses, the University will make such offer as early as possible but no later than 21 days before October 15. Such bonus offers will be open for acceptance for a 21-day period.
 
2. Notice of Lay-Off
In the event the University determines that a lay-off is still necessary, the University shall be required to notify the affected faculty member(s) by October 15. By October 15, the University shall also be required to provide the AAUP the material set forth in Sections a, b, and c:

a. written notice of lay-off, together with documenting evidence supporting the conclusion that financial exigency exists. [one or both of the above reasons for lay-off exists;]

b. a proposed lay-off plan identifying the number of lay-offs needed, the departments (or disciplines in multi-disciplined departments), or professional staffs to be eliminated or curtailed, and the bargaining unit positions proposed for lay-off in accordance with the order of lay-off provided for in this Article;

c. evidence demonstrating that there has been, or will be, contemporaneously with the lay-off of bargaining unit members, other reasonable and prudent savings effected by the University through means other than by the lay-off of members of the bargaining unit.
 

B. Conference with the AAUP

Within a 21-day period following the University's notice to the AAUP, representatives of the University and the AAUP shall meet to discuss and confer concerning the University's proposed lay-off plan.
 

C. Arbitration Concerning Lay-Off

The AAUP may refer the matter to arbitration, but notice to arbitrate must be given within two (2) days of the expiration of the aforesaid 21-day period following the University's notice to the AAUP. The grievance procedure steps prior to arbitration, as set forth in Article XXI, shall be omitted, and the matter shall, if the AAUP proceeds to arbitration, immediately be referred to an arbitrator selected by the AAUP from the panel listed in Article XXI.

In the event of such an arbitration, the University and the AAUP shall each submit to the designated arbitrator their respective proposals [as to the appropriate number of lay-offs, if any,] and the arbitrator shall be absolutely required to adopt and accept either the proposal of the University or that of AAUP as to the appropriate number of lay-offs, if any, the departments, disciplines or professional staffs to be eliminated or curtailed and the bargaining unit members to be laid off, if any. The parties' final proposals shall be the subject of a hearing before the arbitrator. At the same hearing, the AAUP may also raise issues with respect to whether the procedure under this Article has been followed by the University and whether the University's proposed lay-offs conform to the required order of lay-offs as set forth in this Article. The arbitrator shall not have any authority to pass on any other issues relating to the proposed lay-off.
 

D. Order of Lay-Off


Lay-offs of bargaining unit members within an affected department (or discipline in a multi-disciplined department) under this Article shall take place in the following order:

1. part-time members of the bargaining unit;

2. non-tenured members of the bargaining unit based on the inverse order of seniority;

3. tenured members of the bargaining unit based on the inverse order of seniority.

During this Agreement, the departments which are multi-disciplined, and their separate disciplines are as follows:

Department
Disciplines
 

Fine Arts
Art, Music, Theater, Dance
 

Foreign Languages
French, German, Italian, Russian, Spanish
 

Math, Physics
Math, Physics
 

Communications
Journalism, Speech
 

Business Policy and Environment
Business Law, Business Policy
Piano/Organ
Piano, Organ
 

E. Seniority


Seniority, for purposes of this Article, shall be computed based on a bargaining unit member's date of last appointment letter indicating appointment to full-time faculty status. In computing seniority, authorized leaves of absence, either full or part-time, from the University for personal or professional reasons, shall be counted as years of service. Members of the bargaining unit who have engaged in other service at the University shall have such period of other service at the University treated as follows:
 

1. Department Chairpersons
Department chairpersons, during the period they serve in such capacity, shall continue to accrue seniority as if they were members of the bargaining unit.
 
2. Other Administrators
[Persons, other than department chairpersons, who hold faculty rank and/or tenure and who were employed in administrative positions prior to September 1, 1982, shall continue to accrue seniority as if they were members of the bargaining unit.] All [other] persons employed in administrative positions, except for department chairpersons, shall, [as of the date of this Agreement,] accrue no [more] seniority for any period of such service at the University.
 
3. Procedures for Breaking Ties
In the event that two or more members of the bargaining unit have equal seniority under this Article and one or more of such persons are subject to lay-off, such tie shall be resolved in favor of the individual who has any part-time or full-time teaching experience at the University prior to such person's most recent date of appointment to full-time teaching. In cases where either both or neither of the individuals has such previous experience, then such tie in seniority shall be resolved by a random selection method, such as drawing the names from a hat with the first such name being deemed the least senior, etc. Representatives of AAUP shall be present at any such random drawing.
 

F. Conditions Regarding Bargaining Unit Work


Bargaining unit faculty members in an affected department or discipline shall not be laid off while bargaining unit work is being performed by any non-bargaining unit members, other than department chairperson teaching as referred to in Article XI, Section A, in such department or discipline. Bargaining unit members of a professional staff in an affected area of the University shall not be laid off while their unique professional duties are being performed in such affected area by non-bargaining unit members.
 

G. Written Notice of Lay-Off


For purposes of this Article, written notice of lay-off for bargaining unit members with two or more years at the University shall be given by October 15 to take effect the following August 31. The standards of notification referred to in Article X, Section E(1), E(2), and E(4) shall apply to all other bargaining unit members who are laid off.
 

H. Alternate Service


Before proposing a lay-off plan under this Article, the University shall consider alternate service for tenured bargaining unit members otherwise subject to lay-off, which alternate service may include professional part-time non-teaching responsibilities, or professional full-time non-teaching responsibilities. In addition to the foregoing, tenured bargaining unit members being laid off shall, on written request to the Provost, be given the opportunity to transfer to another department or discipline, provided that they are academically qualified to teach in such other department or discipline and provided that as a result of the transfer, no other bargaining unit member with greater seniority shall be laid off as a result thereof. A final decision as to whether a particular bargaining unit member is academically qualified to teach in a particular department or discipline shall be made by the dean of the college in which such department is located after consultation with the members of the department or discipline to which such bargaining unit members seek assignment.
 

I. Data Concerning Lay-Off


The University will make available to the AAUP any reasonably available data relevant to the proposed lay-off at the time that it gives notice to the AAUP of its election to lay off bargaining unit members. Data relevant to the proposed lay-off which becomes available thereafter will also promptly be made available to the AAUP. No data relevant to the proposed lay-off will be submitted by the University or the AAUP to an arbitrator to whom the subject of the proposed lay-off has been submitted, unless such data have previously been made available to the AAUP and the University.
 

J. Recall From Lay-Off


Recall from lay-off in an affected department or discipline shall be by groups as follows:

1. tenured bargaining unit members by order of seniority;

2. non-tenured bargaining unit members by order of seniority;

3. part-time bargaining unit members.

In order to be entitled to recall from lay-off, bargaining unit members laid off under this Article shall be required to make an annual written request to the University for reinstatement or recall, which written request shall also set forth the bargaining unit member's address to which notification of reinstatement or recall may be sent. A copy of such annual request shall also be forwarded by the bargaining unit member to the AAUP. Bargaining unit members laid off under this Article shall have recall rights hereunder for a period of three (3) years from the date of lay-off. The University shall give reasonable notice of any such offer of reinstatement or recall to the bargaining unit member at the address in his/her last request, or, if prior to the receipt of any such request, to the address contained in the University's records for such bargaining unit member.

A bargaining unit member who is recalled after lay-off shall be reinstated to his/her former tenure status, his/her former rank and title, his/her years of seniority accumulated prior to lay-off, and salary at least equivalent to that salary he/she was receiving immediately prior to lay-off plus all additional base salary increments which he/she would have received had his/her years of service at the University not been interrupted by lay-off. A bargaining unit member rehired subsequent to the expiration of his/her recall rights will be rehired at the rank and with the seniority in effect at the date of lay-off and with the same tenure status. Such person's salary will be no less than the salary he/she was receiving at the time of his/her lay-off.

A tenured bargaining unit member who is laid off under the provisions of this Article shall be permitted to enroll in a graduate program at Rider University, free of any applicable tuition charge, provided that the bargaining unit member qualifies for admission to such graduate program. This benefit to laid-off bargaining unit members shall be available only while such persons are on the three-year recall list and, if recalled sooner, such bargaining unit member shall thereupon be subject to all restrictions otherwise imposed on bargaining unit members actively employed by the University.

Subject to the provisions of Article XXX, the University shall continue to provide tuition remission assistance benefits at Rider University to certain members of the household, as defined in Article XXX, Section B(12), of a laid-off tenured bargaining unit member or laid-off non-tenured professional staff member who is not on a terminal appointment and who has more than six (6) years of service at the University. Such benefits shall continue in effect only for the three-year period while such bargaining unit member has recall rights under this Article.
 

K. Seniority List


By September 1 of each academic year, the University shall supply to the AAUP a current seniority list of full-time bargaining unit members.
 

L. Exclusions


Reductions in the size of the bargaining unit resulting from attrition, such as retirement, resignation, leaves of absence, or other forms of non-renewal of bargaining unit members shall be excluded from the provisions of this Article.

M. Return from Transfer


A bargaining unit member who has transferred from one department or division to another according to the provisions of Article XXXIII shall, for a period of five (5) years, accrue seniority in both the department or division to which the bargaining unit member has transferred and the department or division from which he/she has transferred. Such accrual of seniority in the department or division from which the bargaining unit member has transferred shall be added to the years of seniority he/she has already accrued in said department or division. If the University invokes a lay-off during the aforesaid five-year period in either the previous or new department or division, the transferred bargaining unit member shall return to his/her previous department or division. If, after a period of five (5) years, the bargaining unit member has not returned to the previous department or division, he/she shall continue to accrue additional seniority only in his/her new department or division. The accrued seniority in the previous department or division shall remain in effect with no additional accrual unless the bargaining unit member later returns to that department or division. Such return to the previous department or division may occur:

a. according to the procedures of Article XXXIII ("Transfer of Faculty") or

b. in order to avoid lay-off, as follows. If lay-off is invoked after the expiration of the aforesaid five-year period, a previously transferred bargaining unit member holding more seniority than some other member(s) of the previous department or division may choose to return to his/her previous department or division. Seniority in such previous department or division shall be calculated from the date of hire at the University to the date of transfer, plus five (5) years of seniority accrued immediately following transfer.
 
 

ARTICLE XV

PROFESSIONAL ATHLETIC STAFF

 

A. Governance

 
1. Academic Policy Committees


a. Members of the professional athletic staff shall be eligible, if elected, to serve as members of the College of Education and Human Services Academic Policy Committee and, if elected by the bargaining unit members of such Committee, to serve as members of the University Academic Policy Committee.

b. In addition, two (2) members of the professional athletic staff shall serve as ad hoc members of the University Academic Policy Committee as defined in Article XII ("Academic Governance") when it is considering matters concerning the athletic program. When such professional athletic staff members have occasion to meet with the University Academic Policy Committee, the Director of Athletics shall join the meetings.
 
 

B. Appointments


The procedure specified in Article VII ("Appointments") shall apply to the hiring of professional athletic staff members, except that the President shall take the place of the Provost in the appointment of members of the athletic staff.
 

C. Annual Reappointment and Non-Reappointment of Athletic Staff


The procedures specified in Article X ("Annual Reappointment and Non-Reappointment of Non-Tenured Bargaining Unit Members") shall apply to the annual reappointment of all full-time members of the professional athletic staff for the first six (6) years of such full-time employment at Rider University, except that the President shall take the place of the Provost in the reappointment of members of the athletic staff. After a full-time professional athletic staff member has completed six (6) years of full-time service at Rider University, non-reappointment of such staff member, other than under the procedures of Article IX ("Dismissal and Suspension"), shall occur as follows:

When, in the judgment of the Director of Athletics, the performance of a full-time member of the professional athletic staff has not continued at an acceptable level with respect to his/her contributions to the entire program of the Athletic Department and the University community, leadership in sportsmanship, ethical standards, human development, and participation in clinics, seminars, workshops, or institutes, the Athletic Director shall provide, in writing, to the staff and the affected bargaining unit member his/her recommendation of non-reappointment of such member of the professional athletic staff, with a statement of his/her reasons for such conclusion. The staff will then meet to consider the matter of non-reappointment and will provide an opportunity for the affected staff member to meet and discuss the matter with the staff. Within thirty (30) days of the receipt by the staff of the recommendation of non-reappointment from the Director, the staff shall make a written recommendation to the Director and send a copy to the affected staff member. The Director shall have two (2) weeks to reconsider his/her original recommendation of non-reappointment in light of the written recommendation from the staff and any written statement submitted by the affected staff member. If the Director decides to maintain his/her original recommendation of non-reappointment, he/she shall send a written statement, together with a copy of the written recommendation of the staff and any statement submitted by the affected staff member, to the President, the Provost, the athletic staff, the affected staff member, and the AAUP. The President shall then make a determination as to whether or not the affected staff member shall be reappointed and shall provide to all parties written substantive reasons for his/her decision. Notice of non-reappointment, as required under this Article, shall be effective upon transmittal of the determination of the President to the affected staff member, if such determination is that the staff member shall not be reappointed. The determination of the President shall be subject to the Grievance and Arbitration provisions of this Agreement.
 

D. Notice of Non-Reappointment


The following periods of notice shall be given by the University in the event of non-reappointment hereunder.
 

1. Members of the Athletic Staff With Fewer Than Seven (7)
Years of Service
For members of the professional athletic staff with fewer than seven (7) years of service, the standards of notification for reappointment specified in Article X ("Annual Reappointment and Non-Reappointment of Non-Tenured Bargaining Unit Members") apply.
 
2. Members of the Athletic Staff With Seven (7) Years of Service
For members of the professional athletic staff with seven (7) or more years of service, two (2) years' notice shall be given.
 

E. Requirements for the Promotion of Athletic Staff Members


Members of the professional athletic staff shall be eligible for promotion from Athletic Staff I to Athletic Staff II and from Athletic Staff II to Athletic Staff III in accordance with the following requirements and procedures:
 

1. Requirements for Athletic Staff II
a. Members of the professional athletic staff shall be eligible to apply for promotion to Athletic Staff II after completing a minimum of two (2) years of full-time service on the athletic staff at Rider University.

b. A master's degree in an appropriate area is required unless there [are exceptional circumstances.] is evidence of exceptional professional accomplishments which would be of substantial benefit to the university. A candidate lacking the master's degree will be awarded the promotion only when a majority of the athletic staff and Promotion and Tenure Committee have found that there exists such evidence of exceptional professional accomplishment and have recommended the promotion to the Board of Trustees.

c. A candidate must present documented evidence of effective coaching and/or athletic training as evaluated by members of the department who have observed his/her coaching, athletic training, or intramural supervision.

d. A candidate must present documented evidence of continued professional growth through participation in course work, athletic clinics, or other comparable experiences.
 
 

e. A candidate must present documented evidence of high professional standards of leadership and sportsmanship as evaluated by members of the department who have observed his/her coaching, athletic training, or intramural supervision.

f. Consideration shall also be given to the candidate's recruitment activities, sports public relations, and participation in University and community affairs.
 

2. Requirements for Athletic Staff III
a. Members of the professional athletic staff shall be eligible to apply for promotion to Athletic Staff III after completing a minimum of five (5) years of full-time service on the athletic staff at Rider University.

b. A master's degree in an appropriate area is required unless there [are exceptional circumstances.] is evidence of exceptional professional accomplishments which would be of substantial benefit to the university. A candidate lacking the master's degree will be awarded the promotion only when a majority of the athletic staff and Promotion and Tenure Committee have found that there exists such evidence of exceptional professional accomplishment and have recommended the promotion to the Board of Trustees.
 

c. A candidate must demonstrate evidence of appropriate continued professional growth in his/her field of specialty including, but not limited to, participation in clinics, seminars, and institutes, or appropriate accredited course work beyond the master's degree.

d. A candidate must present documented evidence of distinguished coaching and/or athletic training as evaluated by members of the department who have observed his/her coaching, athletic training, or intramural supervision.

e. A candidate must present documented evidence of ongoing effectiveness in recruiting.

f. A candidate must present documented evidence of continuing high professional standards of leadership and sportsmanship as evaluated by members of the department who have observed his/her coaching, athletic training, or intramural supervision.

g. A candidate must present documented evidence of sustained contributions to sports public relations, to the University community, and to the broader community.

h. The candidate must have completed at least three (3) years' experience at Rider University as a head coach for at least one (1) sport or as a head trainer by the time the promotion takes effect.
 

F. Procedures for Promotion of Athletic Staff Members


The Promotion Committee for the Professional Athletic Staff shall consist of the Provost, the Associate Provost, the Director of Athletics, three (3) athletic staff members with a minimum rank of Athletic Staff II selected by the athletic staff, and the standing member of the bargaining unit selected to serve on the University Promotion and Tenure Committee.

Candidates meeting the requirements for Athletic Staff II may apply for promotion in their third year or thereafter; candidates meeting the requirements for Athletic Staff III may apply in their sixth year of service or thereafter. In the event an application for promotion is denied, the candidate may not reapply for promotion until the expiration of an additional year of service at Rider University. In the event a second or subsequent application is denied, a candidate may make further application only at the end of a three-year period after such denial or if the candidate is nominated by the Director of Athletics.

Except as described above, the other applicable procedures for promotions described in Article VIII above, including timetable and procedures for appeals, shall apply to promoting athletic staff members. The Director of Athletics shall perform the duties of the department chairperson under the promotion procedures of Article VIII.
 

G. Salaries for New and Additional Head Coaching Responsibilities


If there is no external search to fill a vacant head coaching position and a current member of the professional athletic staff is subsequently appointed who either had no previous head coaching responsibilities or will have his/her responsibilities extended to include an additional head coaching position, he/she shall receive twice the annual increment for which the professional athletic staff member would otherwise have been eligible. If an external search is conducted to fill a vacant head coaching position and a current member of the athletic staff is subsequently appointed, he/she may enter into negotiations with the University to establish his/her new base salary. In no circumstance shall that new base salary be less than his/her previous base salary plus twice the annual increment for which he/she would otherwise have been eligible. A full-time member of the professional athletic staff with head coaching responsibilities for more than one individual sport shall have an annual salary that is at least $2,000 above the annual minimum for his/her rank. The designation of those sports constituting "individual sports" shall be governed by past practice.
 
 
 

H. Driving Restrictions


Members of the professional staff shall not be required to drive University vans or other vehicles transporting University teams to locations more than 150 miles from the University.

Professional athletic staff members shall not be required to drive their personal vehicles to away contests. In the event a University vehicle is not available for away contests, the University shall be required to rent or otherwise provide additional vehicles to transport student athletes and professional athletic staff.

The University agrees to indemnify and hold harmless all members of the professional staff who are assigned by the University to drive University vans or other vehicles transporting college teams from liabilities that may arise as a result of their performing such assignments, other than for acts of gross negligence or willful neglect.
 

I. Assistants


The University agrees that the following athletic programs shall have, for at least the duration of the season, at least one part-time assistant, who may be a graduate assistant, a seasonal part-time athletic staff member, or an otherwise unassigned full-time staff member. However, no otherwise unassigned full-time staff member shall be assigned as an assistant if the season in which he/she would be assisting and the season in which he/she has head coaching responsibilities are, during any academic year, as follows: fall and winter, winter and fall, winter and spring, or spring and winter.

Athletic Training
Women's Intramurals
Men's Intramurals
Women's Varsity Basketball
Men's Varsity Basketball
Women's Varsity Field Hockey
Men's Varsity Soccer
Women's Varsity Softball
Men's Varsity Swimming
Women's Varsity Swimming
Men's Varsity Track
Women's Varsity Track
Men's Varsity Wrestling
Women's Varsity Volleyball
Men's Varsity Baseball
Women's Varsity Soccer

Assignment of such part-time assistants is subject to the continuation of the designated sport at the University.
 

J. Length of Seasons


The official length of each varsity sport season shall comply with NCAA policy and shall extend from two (2) weeks prior to the start of practice through the second week after the last contest. For purposes of Section I of this Article, the season for both Men's and Women's Intramurals shall be deemed to be 36 weeks and the season for Athletic Training shall be deemed to be 39 weeks.
 

K. Secretarial Support


A full-time, 10-month secretary shall be assigned to the Maurer Building to provide service to the athletic programs housed there.
 

L. Athletic Facilities


The University recognizes that the condition of the athletic facilities (playing fields, tracks, locker rooms, coaches' offices, etc.) have a direct and immediate impact upon the ability of the athletic staff to carry out its duties.

The University therefore, shall make those reasonable efforts it deems appropriate, consistent with the overall needs of the institution, to provide adequate athletic facilities, and to maintain them in a good state of repair.
 

M. Budget


The University shall provide each head coach with an annual budget for his/her sport prior to the beginning of the fiscal year, and shall not reduce the monies allocated in that budget during the fiscal year.
 

N. Athletic Staff Workload


1. Full-time professional athletic staff will have a base contract of ten months, with two "out of contract" months to fall between May 1 and August 31. The exact date of the out of contract periods will be determined by the full-time coach/coaches in each sport consistent with the needs of the program, and shall be taken in no more than two blocks of time.

2. The parties recognize that while a full-time coach's primary responsibility to the University extends only during his/her ten month contract period, he/she may carry out some professional activities during his/her "out of contract" months without being considered a twelve month employee. Such professional activities are at the discretion of that coach and may include such things as professional development, team planning and recruiting. Nothing in this Agreement will be construed as creating an obligation on the part of any member of the professional staff to carry out such activities during his/her "out of contract" months, and no member of the professional staff shall be penalized in any way for failing to carry out such activities during his/her "out of contract " months. Further, no member of the athletic department shall require or assign any coach such activities during his/her "out of contract" months, except as specified below.
 

3. A full-time Head Coach will be considered to be a twelve month employee and therefore entitled to the additional compensation specified under Article XV only when:

a. he/she is assigned additional and specific duties by the Athletic Director, above and beyond those duties normally and typically expected of all full-time head coaches, and those additional and specific duties extend into his/her two month "out of contract" period, or

b. his/her normal assigned coaching activities extend into his/her two month "out of contract" period provided, however, that when, under exceptional circumstances, such as NCAA championship play, a full-time head coach performs services (in addition to those already excepted under [2] above) during a limited portion of her/his "out of contract" period, such exceptional services shall not convert that coach into a twelve month employee; rather s/he shall be compensated on a pro rata weekly basis.
 

4. A full-time Assistant Coach will be considered to be a twelve month employee and therefore, entitled to the additional compensation specified under Article XV only when:

a. he/she is assigned or required by a member of the athletic department to perform any duties connected with the Athletic Program during his/her two month "out of contract" period, or
b. his/her normal assigned coaching activities extend into his/her two month "out of contract" period, provided, however, that when, under exceptional circumstances, such as NCAA championship play, a full-time assistant coach performs services (in addition to those already excepted under [2] above) during a limited portion of her/his "out of contract" period, such exceptional services shall not convert that coach into a twelve month employee; rather s/he shall be compensated on a pro rata weekly basis.

5. A full-time Athletic Trainer will be considered to be a twelve month employee and therefore entitled to the additional compensation specified under Article XV when:

a. he/she is required by the Athletic Director to perform any professional training duties for the university during his/her two month "out of contract" period,

b. Provided, however, that when s/he chooses to perform such services for a brief period under exceptional circumstances during her/his time "out of contract" period, such as NCAA championship play, s/he shall not be converted to a twelve month employee; rather s/he shall be compensated on a pro rata weekly basis.
 

6. Professional Athletic Staff on a twelve month contract shall accrue vacation time on the basis of twenty vacation days a year, and may accumulate and carry over to a subsequent year up to a maximum of twenty (20) days of paid vacation.

7. The AAUP will be notified of each Professional Athletic Staff member who is on a twelve-month contract with the reasons therefore.

ARTICLE XVI

ADJUNCT [PART-TIME] FACULTY

[Promotion]
Part-time members of the bargaining unit shall be eligible, after the completion of at least four (4) semesters, to apply for promotion from Adjunct Instructor to Adjunct Assistant Professor, at least six (6) semesters after appointment or promotion to Adjunct Assistant Professor for promotion to Adjunct Associate Professor, and at least six (6) semesters after appointment or promotion to Adjunct Associate Professor for promotion to Adjunct Professor. All of the above requirements refer to teaching at the University during the Fall and Spring semesters.
Candidates shall apply for promotion by contacting the appropriate department, program, or division and making arrangements for evaluations by the department chairperson or director and the members of the department, program, or division. Such evaluations shall be forwarded to the appropriate college Promotion and Tenure Committee and the application shall be processed by such with all of the procedures provided for in Article VIII. For processing of applications for promotion of adjunct faculty members who are not assigned to a college, three (3) faculty bargaining unit members selected by the members of the program, as defined by the UAPC, the director, the Provost, the Associate Provost, and the Chairperson of the Promotion and Tenure Committee shall serve as a Promotion Committee. Standards for promotion shall be as follows:
 
1. Effective Teaching or Support of the Teaching-Learning Process
Candidates must show evidence of effective teaching or, for library faculty, effective support of the teaching-learning process, as required under Article VIII for full-time members of the bargaining unit.
 
2. Scholarly and/or Appropriate Professional Activity
For promotion from Adjunct Instructor to Adjunct Assistant Professor, candidates must show evidence of scholarly and/or appropriate professional activity. For promotion to a higher rank, evidence of some scholarly activity of the nature described in Article VIII for full-time members of the bargaining unit is required.
 
3. Contributions to Department, College, or University
Candidates must show evidence of contributions to the department, colleges, or University.

Part-time members of the bargaining unit who teach graduate level courses shall be required to meet all of the standards for promotion established for full-time bargaining unit members in Article VIII.

A. Initial Hiring of Adjunct Faculty
Both parties to this Agreement recognize the importance of assuring the quality of teaching that occurs in Rider University regardless of whether that teaching is done by a full-time member of the faculty or an adjunct member of the faculty. In order to assemble a pool of qualified adjunct faculty the following procedures shall be followed in hiring and evaluating adjunct faculty.

1. It shall be the responsibility of the member of the relevant department or program to review the credentials of candidates for adjunct faculty positions and to make recommendations to the appropriate dean for appointment. The Dean consistent with the other elements of this Agreement shall offer an adjunct contract to the individual(s) recommended by the faculty of the department or program.

2. It shall be the responsibility of the faculty of the department or program within which an adjunct faculty member is teaching to evaluate the quality of that adjunct faculty member's teaching for the purpose of the professional development of the adjunct faculty member and for purposes of future recommendations to the Dean for adjunct appointment. Such evaluations and recommendations shall be based solely on the teaching effectiveness of the adjunct faculty member.
 

B. Seniority Status of Adjunct Faculty

1. Adjunct faculty who have taught thirty-six (36) hours for the University shall be given seniority status for courses for which they are qualified. Appointment to courses from this pool of qualified adjunct faculty shall occur in the following order:

a. Adjunct faculty with Priority Appointment Status shall first be offered courses up to their maximum allowed workload. If there are insufficient available courses or sections of courses to provide qualified Priority Appointment Status appointees with as many courses/sections as they have requested and if there is more than one Priority Appointment Status appointee requesting available courses, the courses shall be awarded on the basis of seniority. Seniority for purposes of this section shall be computed on the basis of the number of semesters of service, excluding summer sessions. The system of seniority to be applied shall be agreed to by the AAUP and the University.

b. Adjunct faculty in the seniority pool who do not hold priority appointment status will then be offered courses up to their allowable workload.
If there are insufficient available courses or sections to provide qualified adjunct faculty in the seniority pool with, as many courses/sections they have requested, the available courses shall be awarded on the basis of seniority. Seniority for the purpose of this section shall be computed on the basis of the number of semesters of service, excluding summer sessions. The system of seniority to be applied shall be agreed to by the AAUP and the University.

B. Faculty Rank and Tenure

Appointment of part-time faculty on a continuing basis under this Article does not entitle such part-time faculty members to full-time tenure-track appointments. Nor shall possession of an adjunct faculty rank entitle an individual to the corresponding rank if such individual becomes a full-time member of the faculty. Instead, such individual shall be required to undergo the appointment procedure under Article VII and may be assigned such rank as may be appropriate.

C. Hiring of Part-Time Teaching Faculty

1. Priority Appointment Status
Certain part-time members of the bargaining unit shall be granted priority in appointment for bargaining unit work for which they are qualified ("Priority Appointment Status"). Such part-time members of the teaching faculty are as follows:

a. Part-time of the bargaining unit appointed to departments on the Lawrenceville campus who, [as of September 1, 1991, taught an average of twelve (12) hours per year during the Fall semester, January Term, and/or Spring semester for the previous three (3) years shall continue to maintain Priority Appointment Status if they continue to teach an average of twelve (12) hours per year during the Fall and/or Spring semester in the most recent three-year period.

C. Adjunct Priority Appointment Status

1.[b] [Part-time] Adjunct members of the bargaining unit appointed to teaching departments or programs on the Lawrenceville campus who, as of September 1, 1994, have taught an average of twelve (12) hours per year during the Fall and/or Spring semester of the previous three (3) years and who have previously been granted Priority Appointment Status according to the procedures of Section E shall continue to maintain such status if they continue to teach an average of twelve (12) hours per year during the Fall and/or Spring semester in the most recent three-year period.

2.[c] [Part-time] Adjunct members of the bargaining unit appointed to departments on the Lawrenceville campus who, [subsequent to September 1, 1994,] attain an average of twelve (12) hours of teaching per year during the Fall and/or Spring semester for the previous three (3) years and who apply for and are approved for Priority Appointment Status according to the procedures of Section E shall be granted Priority Appointment Status and shall continue to maintain such status if they continue to teach an average of twelve (12) hours per year during the Fall and/or Spring semester in the most recent three-year period.

d. Part-time members of the bargaining unit appointed to departments on the Westminster campus who, as of September 1, 1994, have taught an average of twelve (12) classroom hours (or the equivalent applied hours) per year during the Fall and/or Spring semester of the previous three (3) years shall be granted Priority Appointment Status and shall continue to maintain such status if they continue to teach an average of twelve (12) classroom hours (or the equivalent applied hours) per year during the Fall and/or Spring semester in the most recent three-year period.

e. Part-time members of the bargaining unit appointed to departments on the Westminster campus who, subsequent to September 1, 1994, attain an average of fourteen (14) classroom hours (or the equivalent applied hours) per year during the Fall and/or Spring semester for the previous three (3) years and who apply for and are approved for Priority Appointment Status according to the procedures of Section E shall be accorded Priority Appointment Status and shall continue to maintain such status if they continue to teach an average of fourteen (14) classroom hours (or the equivalent applied hours) per year during the Fall and/or Spring semester in the most recent three-year period.

2. Maximum Teaching Load
Part-time members of the bargaining unit appointed to departments on the Lawrenceville campus who held Priority Appointment Status as of September 1, 1994, who taught three (3) courses in any single semester prior to September 1, 1994, and who continue to hold Priority Appointment Status shall continue to be eligible to teach up to three (3) courses in a single semester but shall not be eligible to claim full-time status because of such teaching load. All other part-time members of the bargaining unit appointed to departments on the Lawrenceville campus shall teach no more than two (2) courses in a single semester. Part-time members of the bargaining unit appointed to departments on the Westminster campus shall be eligible to teach up to three (3) courses in a single semester or the equivalent in applied hours.

3. Seniority
If there are insufficient available courses or sections of courses to provide qualified Priority Appointment Status appointees with as many courses/sections as they have requested and if there is more than one Priority Appointment Status appointee requesting available courses, the courses shall be awarded on the basis of seniority. Seniority for purposes of this Article, shall be computed on the basis of the number of semesters of service, excluding summer sessions. The system of seniority to be applied shall be agreed to by the AAUP and the University.

4. Advance Notice of Workload
The University shall provide [part-time] adjunct faculty with as much advance notice as practicable of their next term's workload assignments so as to allow them reasonable time to prepare course materials and to order books and supplies at the same time as the full-time faculty. The University may grant annual contracts to [part-time] adjunct members of the faculty who have held Priority Appointment Status for a minimum of three (3) years. Such annual contracts are contingent upon sufficient enrollment for the assigned courses. If a course assigned to a faculty member holding Priority Appointment Status is canceled because of insufficient enrollment, unstaffed courses or courses previously assigned to part-time members of the faculty without Priority Appointment Status shall be reassigned to the faculty member whose course was canceled. Courses assigned to a faculty member holding Priority Appointment Status may be reassigned to a full-time member of the faculty whose course assignment, through cancellation of a course or courses, fails to meet the required minimum load. However, unstaffed sections, overload sections, and sections previously assigned to a part-time member of the faculty without Priority Appointment Status will be reassigned to such full-time member of the faculty before a section or sections are reassigned from a part-time member of the faculty holding Priority Appointment Status. Sections assigned to a member of the faculty holding Priority Appointment Status shall not be reassigned to a full-time member of the faculty to accommodate a request from the full-time member of the faculty for an overload assignment, if such request was not made by the deadline set by the department chair during the workload planning process.

D. Hiring of Part-Time Library Faculty

Certain part-time librarians shall be granted priority in appointment for bargaining unit work for which they are qualified ("Priority Appointment Status"). Such part-time members of the library faculty are as follows:

3.[1] [Part-time] Adjunct members of the bargaining unit who, as of September 1, 1994, have been employed as library faculty and who have previously been [on at least a half-time basis during the previous three years shall be] granted Priority Appointment Status [and] shall continue to maintain such status if they continue to work, on average, on at least a half-time basis in the most recent three-year period.

4.[2][Part-time Adjunct members of the bargaining unit who, [subsequent to September 1, 1994,] are employed as library faculty on at least a half-time basis during the previous three (3) years and who apply for and are approved for Priority Appointment Status according to the procedures of Section E shall be accorded Priority Appointment Status. They shall continue to maintain such status if they continue to work, on average, on at least a half-time basis in the most recent three-year period.

D. Adjunct Workload

Adjunct members of the bargaining unit appointed to departments or programs on the Lawrenceville campus who held Priority Appointment Status as of September 1, 1994, and who continue to hold Priority Appointment Status shall continue to be eligible to teach up to nine (9) contact hours in a single semester but shall not be eligible to claim full-time status because of such teaching load. All other adjunct members of the bargaining unit appointed to departments or programs on the Lawrenceville campus shall teach no more than six (6) contact hours in a single semester. Adjunct members of the bargaining unit appointed to departments on the Westminster campus prior to September 1, 1999 shall be eligible to teach up to nine (9) contact hours in a single semester or the equivalent in applied hours, but shall not be eligible to claim full-time status because of such teaching load. All other adjunct members of the bargaining unit appointed to departments or programs on the Westminster campus shall teach no more than six (6) contact hours in a single semester.

D. Notice of Workload
The University shall provide [part-time] adjunct faculty with as much advance notice as practicable of their next term's workload assignments so as to allow them reasonable time to prepare course materials and to order books and supplies at the same time as the full-time faculty. The University may grant annual contracts to [part-time] adjunct members of the faculty who have held Priority Appointment Status for a minimum of three (3) years. Such annual contracts are contingent upon sufficient enrollment for the assigned courses. If a course assigned to a faculty member holding Priority Appointment Status is canceled because of insufficient enrollment, unstaffed courses or courses previously assigned to adjunct [part-time] members of the faculty without Priority Appointment Status shall be reassigned to the faculty member whose course was canceled. Courses assigned to an adjunct faculty member holding Priority Appointment Status may be reassigned to a full-time member of the faculty whose course assignment, through cancellation of a course or courses, fails to meet the required minimum load. However, unstaffed sections, overload sections, and sections previously assigned to an adjunct [part-time] member of the faculty without Priority Appointment Status will be reassigned to such full-time member of the faculty before a section or sections are reassigned from an adjunct [part-time] member of the faculty holding Priority Appointment Status. Sections assigned to an adjunct member of the faculty holding Priority Appointment Status shall not be reassigned to a full-time member of the faculty to accommodate a request from the full-time member of the faculty for an overload assignment, if such request was not made by the deadline set by the department chair during the workload planning process.

E.[D] Application Procedures for Priority Appointment Status

To apply for Priority Appointment Status, an adjunct faculty member who meets the eligibility requirement set forth in this article shall notify his/her departmental chairperson, program director [To apply for Priority Appointment Status, a part-time faculty member who meets the eligibility requirements set forth in Section C (1c), C (1e), or D (2) shall notify his/her department chairperson or the Director of Library Services] by October 15. The full-time members of the department shall have the professional responsibility to evaluate the teaching effectiveness or support of the teaching-learning process of such individual and to submit to the dean [or Director of Library Services] by November 15 a recommendation concerning Priority Appointment Status for such individual. This recommendation shall be based solely on the evaluation of the adjunct member's teaching effectiveness or support of the learning process. The evaluation shall follow the same procedures for departmental participation, candidate's review of department's and chairperson's reports, and dean's review as set forth for non-tenured faculty members in Article X, Sections A (1-3) and B. The dean [or Director of Library Services] shall send to the candidate a written evaluation by December 15, specifying whether the candidate has been granted Priority Appointment Status. A candidate, who is denied Priority Appointment Status by the dean or Director of Library Services may reapply for such status in any succeeding year, provided the candidate remains eligible.

F. Extension of Priority Appointment Status

1. Procedures for Applying for the Extension of Priority
Appointment Status to a New Department
If a part-time member of the bargaining unit holding Priority Appointment Status wishes to teach in a department in which he/she does not hold such status, he/she shall make a written application to the new department, declaring that he/she holds Priority Appointment Status and specifying which course or
courses he/she requests to teach in the department. The full-time members of the department shall evaluate the applicant's credentials for the specified course(s) and, if a majority of such full-time members deem the applicant academically qualified, the department shall assign him/her up to two (2) available sections of a requested course on a trial basis. Applicants who are deemed unqualified shall not be offered courses in the department. After an applicant who has been deemed qualified has taught two (2) sections in the department, the full-time member of the department shall provide the applicant with a written evaluation or evaluations of his/her teaching with their reasons for approving or denying the extension of Priority Appointment Status to the department. To receive departmental approval for the extension of Priority Appointment Status, the applicant must receive the approval of a majority of full-time department members. If the department is in a college other than the college in which the applicant originally held Priority Appointment Status, the department shall forward any approval of extension of Priority Appointment Status to the dean, who will render a decision in the manner provided for the dean in Section E. Applicants who are denied extension of Priority Appointment Status by the department or, when relevant, by the dean shall not be offered further courses in the department.

2. Procedures for Applying for Extension of Priority Appointment Status to a New Discipline in a Multi-Disciplined Department
If a part-time member of the bargaining unit holding Priority Appointment Status wishes to teach in a discipline within a multi-disciplined department other than a discipline in which he/she holds Priority Appointment Status, he/she must apply for extension of Priority Appointment Status to the second discipline, following the procedures in Section 1.

G.[A.] Promotion of Adjunct Faculty Members
Adjunct [Part-time] members of the bargaining unit shall be eligible, after the completion of at least four (4) semesters, to apply for promotion from Adjunct Instructor to Adjunct Assistant Professor, at least six (6) semesters after appointment or promotion to Adjunct Assistant Professor for promotion to Adjunct Associate Professor, and at least six (6) semesters after appointment or promotion to Adjunct Associate Professor for promotion to Adjunct Professor. All of the above requirements refer to teaching at the University during the Fall and Spring semesters.
Candidates shall apply for promotion by contacting the appropriate department, program, or division and making arrangements for evaluations by the department chairperson or director and the members of the department, program, or division. Such evaluations shall be forwarded to the appropriate college/school Promotion and Tenure Committee and the application shall be processed by such with all of the procedures provided for in Article VIII. For processing of applications for promotion of adjunct faculty members who are not assigned to a college, three (3) faculty bargaining unit members selected by the members of the program, as defined by the UAPC, the director, the Provost, the Associate Provost, and the Chairperson of the Promotion and Tenure Committee shall serve as a Promotion Committee. Standards for promotion shall be as follows:

1. Effective Teaching or Support of the Teaching-Learning Process
Candidates must show evidence of effective teaching or, for library faculty, effective support of the teaching-learning process, as required under Article VIII for full-time members of the bargaining unit.

2. Scholarly and/or Appropriate Professional Activity
For promotion from Adjunct Instructor to Adjunct Assistant Professor, candidates must show evidence of scholarly and/or appropriate professional activity. For promotion to a higher rank, evidence of some scholarly activity of the nature described in Article VIII for full-time members of the bargaining unit is required.

3. Contributions to Department, College, or University
Candidates must show evidence of contributions to the department, colleges, or University.

Part-time members of the bargaining unit who teach graduate level courses shall be required to meet all of the standards for promotion established for full-time bargaining unit members in Article VIII.

H.[B.] Faculty Rank and Tenure

Appointment of part-time faculty on a continuing basis under this Article does not entitle such part-time faculty members to full-time tenure-track appointments. Nor shall possession of an adjunct faculty rank entitle an individual to the corresponding rank if such individual becomes a full-time member of the faculty. Instead, such individual shall be required to undergo the appointment procedure under Article VII and may be assigned such rank as may be appropriate.
G. Salary Limits

In the event that a full-time member of the bargaining unit leaves the ranks of full-time faculty, and is subsequently hired as an adjunct, his/her salary will be no greater than that which he/she would have earned if he/she had remained on the full-time faculty, reduced by the proportion of the full-time load he/she is teaching.
 
 

ARTICLE XVII

EVALUATION


Evaluation Procedures for Reappointment, Promotion, Tenure, Retention
All evaluations relating to reappointment of non-tenured faculty, librarians, and professional athletic staff, promotion, tenure, and retention shall be conducted in accordance with the Articles on Reappointment, Promotion and Tenure, Professional Athletic Staff, and Lay-Off contained in this Agreement.
 

B. Department/ Program Assignments for [to] Adjuncts


Each adjunct bargaining unit member will be assigned to a department or program for purposes of [annual] evaluation.
 

C. Course Evaluations


Each semester, it shall be the professional responsibility of each member of the faculty, for his/her professional development, to solicit the students' evaluations of each course section taught by such faculty member. Prior to the final week of classes each semester, the University shall provide each faculty member with a sealable envelope and the faculty member shall provide the applicable dean a copy of the form to be used for that semester's evaluations. Completed course evaluations collected from students shall be placed in the sealable envelopes. The faculty member shall sign his/her name across the seal, seal the envelope, and deliver it or have it delivered to the office of the dean of the college offering the course. After the faculty member submits his/her grades for the semester, the dean shall return the sealed envelope, unopened, to the faculty member. Upon written request from the dean or associate dean, faculty members shall forward copies of all completed course evaluations from each requested course section. Such request must occur within a period of four (4) months from the end of each course section and a copy of each such request shall be forwarded to the AAUP. Normally deans and associate deans will be selective in requesting copies of completed course evaluations; however, circumstances may, from time to time, make it appropriate to request all faculty within a college to submit such evaluations. For the professional development of the faculty member, the dean or associate dean may schedule a meeting with the faculty member to review the course evaluations. The University may not use course evaluations for purposes of discipline, promotion, or tenure, unless introduced for such purposes by the faculty member.
 
 

ARTICLE XVIII

PAST PRACTICES


This Article is intended to deal with matters not specifically referred to in other provisions of this Agreement. Except as modified by this Agreement, substantive past practices and policies in effect at the date of the execution of this Agreement, which affect terms and conditions of employment, shall be continued in effect. At Westminster Choir College, such past practices and policies refer to those past practices and policies in effect as of the date of the merger between Westminster Choir College and Rider University and those created thereafter. For the purpose of this Article, substantive practices shall be defined according to factors such as the impact on the number of bargaining unit members affected and/or the inherent quality of such policies or practices. If the continuation of any such practices or policies shall entail substantially increased expenditures, then the parties will attempt to resolve any disagreement concerning the continuation of such practices or policies, pursuant to the grievance procedures specified in this Agreement. In the event that such resolution cannot be arrived at through the grievance procedures, then the matter shall be determined by arbitration, as provided by this Agreement. In reaching a determination of such an issue, the arbitrator shall balance the amount of substantially increased expenditures with the impact upon the unit member or members. In the event such arbitrator shall determine that the benefit of continuation of such past practice and policy shall outweigh such increased expenditure, he/she shall direct its continuation. In the event that he/she shall determine that such benefit does not justify the increased expenditure, he/she shall direct that such past practice or policy need not be continued in effect; or he/she may direct an alternative solution to the issue. In addition, a contention by the AAUP that a substantive past practice or policy affecting terms and conditions of employment has not been continued in effect in violation of this Article may be processed under the grievance procedures including arbitration specified in this Agreement, even if continuation of such past practice or policy does not involve substantial expenditures of monies by the University.
 
 
 
 

ARTICLE XIX

MANAGEMENT RIGHTS


The authority and right of the Board of Trustees to govern the affairs of the University, except as modified or limited in this Agreement, is recognized by the AAUP. All management rights and functions, except those which are changed or modified by this Agreement, shall remain vested in the Board of Trustees and its designees. The power and duties of the Board of Trustees under the laws of this State and the Charter granted to this University shall not be impaired or limited, except as may be set forth in the provisions of this Agreement.
 
 

ARTICLE XX

AGENCY RIGHTS

 

A. Association Security


The parties recognize that this is an agency shop agreement and in accordance with such it is understood that each bargaining unit member who is not a member of the AAUP shall, nevertheless, thirty (30) days following commencement of employment or the execution date of this Agreement, whichever is later, be required to contribute to AAUP as representation costs, an amount equivalent to such dues as are from time to time authorized, levied, and collected from the general membership of AAUP. Bargaining unit members who are not members of AAUP and who, annually in the case of full-time members of the bargaining unit and upon each appointment for part-time faculty, file an affidavit with the University, together with a copy thereof with the AAUP, to the effect that such individuals conscientiously object to participation in and support of collective bargaining activities on their behalf shall be required to make a contribution to the Rider University Memorial Scholarship Fund in an amount equivalent to the representation costs for which they would otherwise have been responsible. Such individuals shall forward to the AAUP a check payable to the Rider University Memorial Scholarship Fund and the AAUP shall promptly transmit the check to such Fund. Upon payment of such contribution, a bargaining unit member shall have no further obligation under the provisions of this Article for the balance of such academic year or, in the case of a part-time bargaining unit member, for the balance of such semester or season.
 

B. Enforcement


The parties recognize that the failure of any member of the bargaining unit to pay his/her dues or representation costs to AAUP or his/her in lieu contribution to the Scholarship Fund as aforesaid shall be deemed just and reasonable cause for the termination of such individual's employment and for the non-reappointment of such individual in a bargaining unit position at Rider University. The procedure to be followed in the event of a violation of the requirements of this Article shall be as follows:
 

1. Notification Regarding Non-Compliance
The AAUP shall notify the member of the bargaining unit of non-compliance with the terms of this Article by certified mail, return receipt requested, or by personal service. Said notice shall state the fact of non-compliance, shall quote the language and terms of this Article, and shall advise such individual that a 30-day period shall be afforded for compliance. In addition, such notice shall indicate that failure to effect compliance within such 30-day period may result in a request being filed with the University by AAUP for the termination of such individual's employment and/or the non-reappointment of such individual in a bargaining unit position at Rider University.
 
2. Termination for Non-Compliance
In the event that such member of the bargaining unit, after receipt of the aforesaid notice and the expiration of such 30-day period, shall fail to comply with the requirements of this Article, the AAUP shall notify the University of such failure, in writing. The University shall then send a letter to such non-complying member of the bargaining unit, terminating his/her employment and advising him/her that he/she will not be appointed or reappointed to a bargaining unit position at Rider University. Such termination shall observe the standards of notification for other terminations referred to elsewhere in this Agreement. The AAUP agrees to indemnify and hold harmless the University against any and all expense, liability, damage, or loss, including attorney's fees, resulting from a termination under this Article, which termination is found to be wrongful by reason of any action or failure to act by the AAUP.
 

C. Dues Check-Off


The University will deduct from the salary of all members of the bargaining unit AAUP dues or representation costs, as aforesaid, required to be paid by such members of the bargaining unit upon the condition that AAUP furnish the University in due and proper form in conformity with the provisions of the Taft-Hartley Act and amendments thereto, authorization cards, in writing, duly executed by the members of the bargaining unit permitting such deductions. Such deductions shall be made from the salary check due each such member of the bargaining unit each month when dues or representation costs are due, and the University shall remit same to the AAUP no later than fifteen (15) days after the date of such deduction.
 
 
 

ARTICLE XXI

GRIEVANCE AND ARBITRATION PROCEDURE

A. Purpose


The purpose of the Article is to provide a prompt and efficient procedure for the investigation and resolution of grievances as defined herein.
 

B. Definition


A grievance may be an allegation by either the AAUP or the University that there has been a breach, misinterpretation, or improper application of the terms of this Agreement. Except as set forth in Section E, the grievance procedure provided for herein shall not include any complaints relating to appointments, reappointment (except as specifically set forth in Article XV), annual evaluations, academic governance (except as specifically set forth in Article XII), promotion and tenure, provided, however, that either party to this Agreement may file a complaint in the areas mentioned previously, solely on the basis that due process under the procedures set forth elsewhere herein with regard to appointment, reappointment, annual evaluations, academic governance, promotion and tenure, has not been followed. Such procedural complaint shall not be filed until the grievant has exhausted such appeals procedures as are provided for herein. In such cases, the arbitrator's jurisdiction shall be limited to a determination, including appropriate remedies, as to whether the procedures called for herein have been adhered to so that due process as required under this Agreement shall not be violated. In the case of academic governance, questions as to whether a matter is within the scope of jurisdiction of an Academic Policy Committee are arbitrable hereunder.
 

C. Grievance Procedure


Where special procedures relating to arbitration have been provided for elsewhere in this Agreement, they shall apply. Otherwise, the following procedure shall apply. Grievances may be filed by the AAUP on behalf of any member or group of members of the bargaining unit, or by the University. A written grievance by the AAUP must be filed in duplicate with the dean or the associate dean of the respective college, the Provost or the Associate Provost, or, in the case of the Library and Athletic Department, with the Dean of the Libraries the[ Director of Library Services] or the Director of Athletics, or in the case of a grievance by the University, with the President of the AAUP or other officers of the AAUP, within thirty (30) calendar days after the event or state of facts giving rise to the grievance becomes known to the grieving party. However, in all cases the initiation of a grievance must be filed within ninety (90) calendar days after the occurrence of the facts upon which it is based.
 

1. Step One
The grievance must be stated, in writing, setting forth the basis therefor and the relief requested. A meeting regarding the grievance will be held within fourteen (14) calendar days from the date of filing of the grievance, between the bargaining unit member or members involved and a representative of the AAUP, and a representative designated by the University from the affected college, library, or athletic staff. A decision shall be rendered in seven (7) days and the AAUP shall have seven (7) days thereafter to appeal to Step 2.
 
2. Step Two
If the response to Step 1 does not resolve the grievance, it may be appealed at the second step to the Provost, or his/her designee, by either side within seven (7) calendar days after the Step 1 decision has been rendered, and the Step 2 meeting shall be held within seven (7) calendar days after written notice of appeal from Step 1 has been delivered. The meeting at the second step of the grievance procedure shall include the Provost of the University, the dean or his/her designee, and such other representatives for the University as the Provost may designate, and representatives of the AAUP. It may include the bargaining unit member(s) involved. A decision shall be rendered within fourteen (14) calendar days after the Step 2 meeting.
 
3. Step Three
If the grievance is not resolved at Step 2, then within thirty (30) calendar days after the determination reached at Step 2, either party may request arbitration. The parties shall bear equally the costs of such arbitration; however, each party shall bear its own costs for counsel fees, witness fees, and transcripts, if any. There shall be no outside arbitration with regard to issues arising in connection with appointment, reappointment, annual evaluation, academic governance, promotion and tenure, except as provided in Section B alleging violation of the procedural requirements assuring due process as set forth under the appropriate sections of this Agreement or as provided in Section D or as provided in Articles XII and XV.

By mutual consent of the AAUP and the University, in writing, any one or all of the steps provided for herein (except Step 3) may be waived, and the grievance may be submitted directly to arbitration in accordance with Step 3.

The decision of the arbitrator shall be final and binding on the parties. However, the arbitrator may not alter, modify, add to, or change the terms of this Agreement.

Arbitration hearings may be held on the Rider University campus or another mutually agreed-upon site and shall be administered under the Labor Arbitration Rules of the American Arbitration Association.

Arbitrators shall be chosen from the following list, which has been agreed upon by the parties.

Robert E. Light
Bonnie Siber Weinstock
Stanley Aiges

Grievances processed to arbitration shall be assigned to the listed arbitrators sequentially for each successive arbitration during this Agreement. However, in the event the arbitrator who is next in line to hear a case cannot provide a hearing date within sixty (60) days of the request, the next named individual shall be contracted for a hearing date, unless this time limitation is waived by the parties. In the event that both parties agree that a grievance is of such a nature that time is of the essence, the arbitrator from the list who can provide the earliest hearing date shall be selected.

The calendar day limitations in Steps 1 through 3 shall be suspended during scheduled University vacations and holidays and during the summer session or upon mutual agreement by both parties. The time limitations during these periods shall be agreed upon in writing by the Chief Grievance Officer of the AAUP or his/her designee and the Provost or his/her designee within ten (10) days of the filing of the grievance by the AAUP or the University.
 

D. Expedited Arbitration


In the event either party to this Agreement alleges a violation of Article XXII ("No Strike; No Lockout") or alleges immediate irreparable injury to its interests, the aggrieved party may waive Steps 1 and 2 and proceed immediately to expedited arbitration. The parties shall cooperate in scheduling a hearing date for such expedited arbitration as soon as may be practicable. Under such circumstances, the arbitrator shall have the same powers and constraints as otherwise specified in the Agreement, but shall issue an oral decision before the written award.

In the event a matter is submitted for expedited arbitration, the parties agree not to implement the intended action or to cease and desist any ongoing action that is under challenge for forty-five (45) days. Notwithstanding the foregoing, the University may proceed immediately to implement actions concerning dismissal or suspension of a bargaining unit member if the University has compelling concerns about his/her ability to maintain minimal order in the classroom or there is reason to believe that the bargaining unit member poses a substantial danger to the University or the community. In such cases, the AAUP shall be notified as soon as the University initiates dismissal or suspension procedures so as to meet and discuss the matter.
 

E. Application of Grievance Procedure


It is understood and agreed that AAUP may utilize the full grievance procedure provided for herein with respect to action by the Board of Trustees which the AAUP claims is violative of the requirement that the Board of Trustees not, without written substantive basis, substitute its judgment on the professional expertise of the candidate for properly documented judgments submitted to the Board of Trustees in connection with Promotion and Tenure pursuant to Article VIII. However, no such grievance may be filed on the basis that any recommending body has substituted its judgment on the professional expertise of the candidate on the grounds of inadequate departmental documentation for the judgment of another body. No such grievance may be filed in the event of denial of promotion and/or tenure unless the bargaining unit member in question has completed an appeal to the Trustees Appeals Committee.

In the event of such a grievance, the arbitrator's authority shall, in all events, be limited with respect to a remedy, to remanding the matter to the Board of Trustees for redetermination. In no event may an arbitrator direct the granting of tenure or the awarding of a promotion.
 
 

ARTICLE XXII

NO STRIKE; NO LOCKOUT


The AAUP, its officers, agents, affiliates, members, and employees agree that so long as this Agreement is in effect, there shall be no strikes, slowdowns, stoppages of work, concerted efforts not to meet classes, boycotts, or any other concerted acts that interfere with the normal operations of the University. During the term of this Agreement, there shall be no lockout of the members of the AAUP by the University. Any violation of the foregoing may be made the subject of a disciplinary action, including discharge or suspension, and this provision shall not be by way of limitation to any other remedy under law for such violation.

Nothing contained in this Article shall compel any bargaining unit member to cross a picket line established at the University by any other union. Bargaining unit members honoring such a picket line shall not be paid for any days on which they miss scheduled work assignments as a result of honoring such picket line. The AAUP shall not be liable to the University by reason of any bargaining unit member's refusing to cross such a picket line.
 

ARTICLE XXIII

GENERAL WORK CONDITIONS

 

A. Keys


Upon written request, the University shall provide each of the faculty bargaining unit members or members of the professional athletic staff with a key to the building in which such person's office is housed. Said key must be returned upon termination of employment with the University.
 

B. Offices


The University shall provide each full-time bargaining unit member with suitably equipped private office space and the necessary supplies for such person's work [and acknowledges the desirability of providing individual suitably equipped offices for all members of the bargaining unit.] The University shall provide each full-time faculty member working in Talbott Library professional librarian a private office by August 31, 2000 [1995]. Such offices shall be constructed according to the plans mandated by Article XXIII, Section B of the 1991-1994 Agreement between the University and the AAUP. Such offices shall be secure, subject to applicable engineering or regulatory requirements. [Plans for the renovation of Erdman Hall at Westminster Choir College shall include private offices/studios for Piano and Voice faculty.] Private office/studios for [other] Westminster faculty shall have priority for available space on the third floor of Erdman Hall at such time as such renovation of Erdman Hall shall be implemented.

The University recognizes the desirability of having offices for bargaining unit members that provide at least 110 square feet of usable office space and, where practicable, will achieve such a standard for any newly constructed offices.

Offices shall be equipped with a desk, chair, and such file cabinets, bookcases, and shelving as may be needed and as space permits. Requests for such additional file cabinets, bookcases, and shelving shall normally be made by the bargaining unit member through the annual department budget requests, which requests shall be funded. The parties both recognize the desirability of providing each full-time faculty member or full-time member of the professional athletic staff with a private office near his/her professional colleagues. The University shall furnish a list of all office assignments to the AAUP. The carrels in the Library shall be reserved exclusively for the use of the faculty. The University [is] committed to providing shall provide tuned pianos and appropriate sound system equipment for those Westminster faculty who have professional need for such equipment.
 

C. Parking


The University shall, during the term of this Agreement, maintain, without charge, parking areas for members of the bargaining unit, near or adjacent to the buildings in which bargaining unit members have their offices. The University shall provide at least as many parking spaces near or adjacent to these buildings as there are bargaining unit members with offices in those buildings. All faculty will be provided the means of access to faculty/staff parking lots on both campuses.

During all times that classes are being taught, priority shall be given by Security to ticketing cars parked in the faculty parking lots, especially during the first three (3) weeks of classes in the Spring and Fall. Faculty lots shall be checked regularly thereafter and cars ticketed. Building Faculty complaints regarding illegally parked vehicles shall be handled promptly.
 

D. Faculty Lounges


The University shall provide one (1) faculty lounge in each of the following building[s] building in which bargaining unit members have offices. College of Business Administration, Fine Arts, Memorial Hall, Science Hall, and Moore Library. The parties agree that the present lounge facilities, where they exist, in each of such buildings constitute compliance with the requirement for faculty lounges. The University shall provide for lounges in any future buildings in which bargaining unit members regularly perform their professional duties. A faculty lounge shall be included in the plans for the renovation of Erdman Hall, Westminster Choir College.
 

E. Dining Facilities


The University shall make reasonable efforts to maintain a faculty dining room on the Lawrenceville campus as a dining facility for use by members of the bargaining unit and other employees of the University during the periods of University activity. The hours of the faculty dining room will be such that faculty teaching classes around the lunch and dinner periods will have at least one (1) hour to use the room.
 

F. Secretarial Aid


The University shall continue to provide secretarial services for the bargaining unit members of each department on the Lawrenceville campus. At Westminster, the University shall provide, by September 1, 1995, a central office secretary dedicated to departmental use. The University shall continue to provide secretarial services for the bargaining unit members of each department at least equal to that which it provided during the 1998-99 academic year. Under no circumstances shall there be fewer than one full-time secretarial support person for each twenty bargaining unit members in a college or school.
 

G. University Equipment and Service

 
1. Information Technology
The University acknowledges the desirability of supplying faculty shall provide each full-time bargaining unit member[s] with a modern computer workstation[s] connected to the campus network that meets the minimum computer standard established by the Information Technology Advisory Committee. The University shall replace [and replacing] obsolete academic and library computing facilities and upgrade [ing] them on an ongoing basis. A bargaining unit member designated by the AAUP Executive Committee shall be included on all committees established by the University to discuss information technology.
2. Duplicating and Postal Services
Each member of the bargaining unit shall have adequate access to duplication equipment and postal service. On the Lawrenceville campus, in addition to the Duplicating Center, the University shall continue to provide and maintain satellite photocopying facilities with at least their current level of equipment in each building in which bargaining unit members have offices. At Westminster, the University will continue to maintain at least two photocopy machines (at least at their current level of equipment) in Williamson Hall. The University will also provide include duplicating equipment in each building in which bargaining unit members have offices. the plans for the renovation and equipping of Erdman Hall, Westminster Choir College, and will discuss selection of such duplicating equipment with the AAUP.
 
3. Cleaning
Offices, classrooms, laboratories, rest rooms, and hallways shall be kept in a clean and orderly condition. The regular cleaning schedule arranged by the University shall be adhered to. The University shall continue to provide, within each building where bargaining unit members regularly carry out their duties, an employee whose primary responsibility shall be to maintain such facilities in a clean and orderly state.
 
4. Telephones
Each faculty bargaining unit member's office shall continue to be equipped with a telephone with its own extension number voice mail and connected to the University phone network. On the Lawrenceville campus, such telephone extension shall be connected to the secretary's office of that department. At Westminster, the telephone switchboard will be staffed from at least 7:30 am to 10:00 PM during the normal workweek.
 
5. Classroom Facilities
The University shall provide safe classrooms and/or laboratories for each section of a course assigned to a bargaining unit member and shall continue its past practice of appropriately equipping such classrooms and/or laboratories. The maximum occupancy rates for all such classrooms and/or laboratories shall be clearly posted.
 
6. Audio-Visual Support
Upon forty-eight (48) hours' advance notice to the Audio-Visual Center, a bargaining unit member shall have in a classroom a record player, an overhead projector, a computer projection system, a tape recorder, a slide or film projector and screen, and/or a video cassette recorder and television monitor, to the extent such equipment is available. The University shall use its best efforts to provide such equipment on less than forty-eight (48) hours' notice. The University shall continue to provide two (2) VCR-monitor units for the second floor and two (2) VCR-monitor units for the third floor of Memorial Hall.
 
7. Princeton University Library Access
The University shall provide for the use of bargaining unit members five (5) Princeton University Library Corporate Access Cards for the Lawrenceville campus and two (2) Princeton University Library Corporate Access Cards for the Westminster campus.
 
8. Mileage Rates
University vehicles, when available, may be used by members of the bargaining unit in fulfillment of their professional responsibilities, provided that requests for reservations for the use of such vehicles are made in advance and approved by the University. Except as set out hereafter, for any use of a private vehicle by a bargaining unit member, which use is approved by the University, such member shall be reimbursed at the then-prevailing Internal Revenue Service approved rate.
 
9. Photocopies of Journal Articles
Library personnel will photocopy and provide one copy of journal articles from hard copy or microform for faculty within forty-eight (48) hours of receiving a journal reference or citation. Requests for copies of articles from journals not subscribed to by the Rider University Libraries will be transmitted within forty-eight (48) hours of their receipt.
 

H. Environmental Conditions

 
1. Facilities Monitoring Committee
A joint Facilities Monitoring Committee will be comprised of two (2) members of the AAUP Executive Committee, the Associate Vice President for Institutional Services, the Provost, the Director of Facilities, and the Associate Provost. The Committee shall monitor the general condition of campus buildings, facilities, and services; determine long-range space needs for academic programs; and develop a plan for future allocation and use of space for academic purposes. Problem areas will be discussed, and the University will promptly correct any conditions that endanger the health and safety of bargaining unit members. The Committee will meet regularly (no less frequently than twice each semester and once during the summer). Among other subjects, the Committee will make recommendations with respect to building temperatures, parking regulations and restrictions, campus lighting, cleaning of campus buildings, availability of supplies, and campus conditions which affect the comfort and physical well-being of members of the bargaining unit.
 
2. Environmental Audit of Moore Talbott Library
The University shall retain a reputable firm to complete an environmental audit of the Talbott Moore Library by August 31, 2000. by the end of this Agreement. Such audit shall include recommendations for remediation of any problems with:

a. environmental asbestos,
b. the storage or use of harmful, hazardous, or toxic materials,
c. the quality of the air,
d. the quality of the drinking water,
e. the condition of the heating and cooling units.

In addition, the air exchange rates of the Talbott Moore Library will be checked to see if they are below recommended levels for healthy buildings. Where such air exchange rates are below acceptable levels, recommendations for remediation shall be provided. The University shall consult with the Facilities Monitoring Committee concerning the selection of the consulting firm, and a copy of the audit report will be provided to the Facilities Monitoring Committee and the AAUP. The University will continue to make improvements as it deems necessary.
 

3. Temperature Range
Classrooms, offices, and laboratory temperatures shall normally be maintained within the range of 68oF to 75oF . Complaints in regard to this matter shall be transmitted to the Office of the Associate Vice President for Institutional Services and will be answered promptly.
 
4. Noise
The University shall continue to prevent, with rare exceptions, routine environmental maintenance activities, such as lawn mowing, and bush trimming, leaf blowing, and vacuuming from occurring within the vicinity of classroom buildings during regularly scheduled class periods. Efforts will be made to limit trash collection during these times as well. Complaints in regard to noise shall be transmitted to the Office of the Associate Vice President for Institutional Services.
 
I. University Store


The University Store on the Lawrenceville campus and members of the bargaining unit teaching on the Lawrenceville campus will continue to adhere to the policy for ordering books agreed upon between the University and the AAUP. A copy of this policy will be provided to all faculty in each semester in which they are scheduled to teach. The respective deans will consult with the appropriate University Store, from time to time, to assist in determining appropriate initial and follow-up book orders for courses, and will monitor the book-ordering process on an ongoing basis, advising of changes of which the dean becomes aware. The University and the AAUP acknowledge their mutual commitment to making available to teaching faculty, on a timely basis, an adequate supply of books needed for instructional purposes. The University shall require any outside management company to conform in its management of the University Store to all relevant sections of the present or any future agreements between the University and the Rider University Chapter of the American Association of University Professors. The University also agrees to require such management company to abide by any relevant award of an arbitrator. In fulfillment of this obligation the University will use all of its rights and authority under its contract with such management company, up to and including termination of that contract. The University agrees not to alter the management of either University Store without prior discussion with the AAUP.
 

J. Disabled Students


Faculty members who are assigned students whose physical or learning disability requires special adjustments in the methods of instruction will be advised by the University of the enrollment of any such students in courses being taught by any such faculty members as soon as may be practicable after the University learns of the enrollment of any such students.
 

K. Faculty Benefit Information


The University shall distribute to each member of the bargaining unit and to each candidate for a bargaining unit position interviewed on campus a copy of this Agreement and shall distribute a summary of employee benefits available to full-time bargaining unit members, which summary shall be prepared by the AAUP and agreed to by the parties. The University will also distribute all information concerning employee benefits required to be distributed by law. In addition, the University shall provide 100 copies of the Agreement to the AAUP.
 

L. December Pay Check


The University shall provide the December pay check on or before December 15, whenever practicable.
 
 
 
 

M. Personnel Directory Listing

By November 1 of each year, the University shall distribute to each bargaining unit member, a copy of the Rider University Personnel Directory. Such directory will include the rank and title of each bargaining unit member as of the date of its publication along with each bargaining unit member's campus address, phone number and home and office email address. Home addresses, [and] telephone numbers and e-mail addresses will be provided except for cases in which the affected individual has requested that one or more of these either or both be withheld.
 

N. Check Cashing


The University shall provide check-cashing facilities on both campuses. Bargaining unit members shall be entitled to cash checks in amounts up to $100, except during regularly scheduled non-check cashing periods during the year, which will be announced by the University on an annual basis.
 

O. Library Acquisitions Budget


The University Academic Policy Committee shall have access to the acquisitions budgets of both Moore and Talbott Libraries each year.
 

ARTICLE XXIV

UNIVERSITY RESPONSIBILITY FOR LEGAL DEMANDS ON FACULTY


The University shall ensure effective legal and other representation and indemnification in the first instance for any bargaining unit member named or included in lawsuits or other extra-institutional legal proceedings arising from an act or omission in the discharge of institutional or other related professional duties or in the deference of academic freedom at the University. Such representation and indemnification shall:
a. Include all stages of such legal action, threatened or pending, in a judicial or administrative proceeding, and all aspects of the use of compulsory service whether or not the bargaining unit member is a party in the proceeding.
b. Include effective legal representation of the bargaining unit member's interests, either by the University's regular counsel or by specifically retained counsel, with due attention to potential conflicts or interest.
c. Be applicable whether or nor the University is also names or included in the legal action.
d. Provide for all legal expenses, for all other direct costs and for court judgements and settlements.
e. Include legal demands for untimely, intrusive, disruptive or confidence-breaking disclosure of research data or materials.
In addition, in cases where the University possesses the subject data or has the legal and/or physical capacity to respond directly to compulsory process or other demands for research data it shall actively enlist the involvement of the affected bargaining unit member in resisting disclosure and shall refuse to make any such disclosures or to surrender any such data, until all legal remedies for protection of the data have been exhausted.
 

ARTICLE XXV [XXIV]

OPEN CLASSROOM


The parties acknowledge that the activities of the classroom are an integral part of the teaching-learning process and constitute a significant aspect of the professional role of the faculty member. Members of the Board of Trustees, the academic dean of each college, and others holding academic rank at Rider University, shall be welcome to visit classes. Such visitors shall observe the professional courtesies and amenities of the academic environment and shall always honor the integrity of the classroom. Visits shall be made with at least forty-eight (48) hours' advance notice, unless waived by the affected faculty member, or unless an emergency exists which threatens the physical or psychological well-being of students, the affected faculty member, or others, giving rise to a need to visit the classroom without such prior notice. Such visits may produce formal written evaluations of classroom instruction. No evaluation of the faculty member shall be made and submitted to any third party unless the faculty member is notified thereof and given a copy of the written evaluation.
 
 
 

ARTICLE XXVI [XXV]

WORKLOAD


Workload Preamble

The parties acknowledge that, in addition to a faculty member's classroom teaching assignment, a member of the faculty has responsibilities to the University which include scholarly activities as well as activities referred to as "value" in Article VIII, Section D(3). The AAUP acknowledges that the University's continuing rights with respect to workload planning under this Article include the following:

1. Courses taught out-of-load, whether on an overload basis or by adjuncts, are subject to the dean's approval;

2. The University has the right to determine maximum and minimum enrollment levels subject to the procedures set forth in Section C;

3. The dean, subject to the procedures set forth in Section C, may reject an annual workload plan that fails to:

a. provide for required core, major, and service courses;

b. distribute classes throughout the class day in such a way as to fit into available classroom space and to otherwise meet the demonstrated scheduling needs of students;

c. provide for projected student enrollments;

d. utilize fairly and effectively the professional competencies of the faculty;

e. reflect appropriate consideration of the information provided to a department or program by the dean;

f. satisfy the needs for courses and sections consistent with the relative priorities of courses, as set forth in this Article.

4. The dean, subject to the procedures set forth in Section D of this Article, has the right to determine the frequency with which courses shall be offered.

5. Both the dean and the Provost will continue to have the authority to offer workload release for special projects, but some activities previously supported by workload releases will continue to be absorbed as part of normal departmental or program responsibilities.

A. Workload Information

By October 15 of each academic year, the dean or associate dean shall meet and discuss with his/her respective departments and programs course and workload information for the following year or shall provide such course and workload information to the departments and programs by written presentation. Such information may include recent enrollment history, enrollment projections, and known curricular changes from elsewhere in the institution that may affect enrollment in a particular department or program. The purpose of such meeting and/or written presentation shall be to assist the departments or programs in understanding the anticipated needs for their courses in the general institutional context.

B. Formulation and Submission of the Workload Plan

The department chairperson or program director shall convene a meeting of the members of the department or program or their representatives by December 15 to begin formulating the workload plan for the following year. Such workload plan shall include:

1. the courses required to satisfy departmental or program major(s), minor(s), college, and University core requirements, service requirements (courses required by other departments, programs or colleges/schools), and electives. In the case of programs the plan will only include those courses that are exclusive to that program;

2. the sequence and frequency with which all such courses shall be offered;
3. Maximum and minimum numbers of students permitted or required in particular courses.

4.[3] a plan for staffing all such courses, including courses and/or sections for which assignable full-time staffing is insufficient;

5.[4] proposed workload credit through special projects and/or sections pursuant to Section E of this Article and predicted reduced loads for department members who will be AAUP officers or chair of the Promotion and Tenure Committee pursuant to Sections Q and R of this Article.

Whenever possible, the plan will also include any changes in scheduling from normal class hours. Such workload plan shall be consistent with the information provided by the dean or associate dean pursuant to Section A of this Article. Determination of course offerings shall reflect the current program requirements as stated in the Academic Catalog. Past practice with respect to consultation with the Dean of the College of Continuing Studies will continue to be followed.

The members of the department or program and the chairperson or director, by majority vote, shall formulate the workload plan and recommend such plan to the dean. It shall be the responsibility of the members of [the] a department to recommend the staffing of their [in such] workload plan using the assignable full-time faculty within the department, including the department chairperson. It shall be the responsibility of the members of a program to recommend the staffing of their workload plan using the available faculty and to note whether that teaching would be in-load or out of load for those faculty members. The dean shall notify each department and program by October 15 of the deadline for the submission of such workload plan, which deadline shall be no more than three (3) weeks prior to the date by which the dean must send the workload plan to the Registrar. A department's or program's failure to submit such workload plan to the dean by the deadline shall leave the workload plan to the discretion of the dean. The workload plan shall effectively and fairly utilize the professional competencies of the members of the department or program.

C. Dean's Review of the Workload Plan

The dean will implement a workload plan which provides for projected student enrollments and otherwise reflects appropriate consideration of the information provided to a department or program pursuant to Section A of this Article, satisfies the needs for courses and sections established in this Article, and fairly and effectively utilizes the professional competencies of the members of the department or program. In the event the dean declines to implement a recommended workload plan because it does not meet the preceding requirements, he/she shall return it to the members of the department or program within five (5) working days with his/her written comments. The members of the department or program shall have a period of five (5) working days after return of the workload plan to make such changes in the plan as they deem appropriate and to make any other responses to the dean's comments. If the dean and members of the department or program still disagree over the proposed workload plan, including a disagreement over appropriate maximum and minimum numbers of students permitted or required for enrollment in particular course(s), the matter shall be referred to the Provost by members of the department or program. The Provost shall make a final decision within five (5) working days with respect to such disagreement. If such decision disagrees with the position of the department or program, written reasons, which shall not be arbitrary or capricious or out of keeping with past practice, therefore shall be provided to the department or program.

D. Priority of Scheduling

The order of priority for scheduling sections of courses shall be as follows:

1. core requirements;
2. major/minor or certification requirements;
3. service requirements (courses required by other departments, programs or
colleges);
4. electives;
5. special projects.
Where a particular course may fit into more than one of the foregoing categories, it shall be deemed to be in the highest of those categories into which it fits unless the course can be counted toward a major but is not required for that major. In such case, the course shall be considered for purposes of this Section as an elective.

Subject to the foregoing, where the major requirements of a department (or a discipline in a multi-disciplined department) or program exceed forty-two (42) credit hours (inclusive of introductory course work), only forty-two (42) credit hours from such a major, as designated by the department (or discipline) or program, will be assigned to the priority designated above for major/minor requirements. The balance of the courses comprising the credit hours in excess of forty-two (42) for such major will have a priority designation as electives, and, as to such courses, the dean may adjust the frequency of scheduling of such courses in accordance with their lower level of priority. Major requirements offered by another department (or discipline in a multi-disciplined department) or program will not be included in the forty-two (42) credit hours referred to above.

Department or program course offerings specifically required for departmental or program majors will be offered no less frequently than once every other academic year, unless the enrollment for such a course fails to meet the established course minimum, in which case the dean may elect not to have such course offered, or unless the dean and the department agree that the course should not be offered for other reasons. Even where the enrollment for such a course continues to fail to meet the established course minimum, it will be offered no less frequently than once every third year, unless alternative arrangements satisfactory to both the dean and the department or program are adopted.

E. Distance Learning Courses
The term "Distance Learning Course" as used in this Agreement, refers to any course where communication at a distance between teacher and student(s) substitutes in part or in whole for the normal face-to-face classroom contact mandated by the regular class schedule as approved by the appropriate APC. Such communication at a distance may be accomplished by any one or more media including but not limited to, television, radio, Internet, compact disc, video or audio tapes, film or print.

1. All aspects of Distance Learning courses (or modification thereof) shall comport with all of the standard practices, procedures, and criteria which have been established for traditional in-the-classroom courses. This includes, but is not limited to departmental review and recommendation of such courses to the appropriate APC which will have oversight of all such courses in order to ensure conformity with previously established traditions of course quality and relevance. The above review shall occur even when the proposed Distance Learning Course is a section of an already existing and approved course.
2. No faculty member shall be required to develop or teach a Distance Learning Course.
3. Faculty will have the same responsibility for the selection and presentation of materials and points of view in a Distance Learning Course as they have in a traditional in-the-classroom course.
4. Enrollment maximums for Distance Learning Courses shall be no greater than for the same or similar level in-the-classroom courses offered by that department or program.
5. Distance Learning Courses will be credited as a separate preparation so that a faculty member teaching two sections of a course, one using a traditional classroom modality and the other being taught as a Distance Learning Course shall be credited with two (2) separate preparations.
6. Any recording of a Distance Learning Course will occur only with the permission of the instructor and such recording will remain the property of the instructor.

F.[E] Special Projects

There shall be four (4) classifications of special projects as set forth hereafter. Such special projects shall exist only at the discretion of the University. Each special project shall provide for a minimum of three (3) hours per semester of workload credit. The classifications of special projects are:

1. Deans' Discretionary Projects
Special projects assigned by and at the discretion of the dean.

2. Provost's Discretionary Projects
Special projects assigned by and at the discretion of the Provost.

3. Ongoing Projects
Special projects of an ongoing nature. Individuals shall be assigned to such projects by the University after consultation with the appropriate Academic Policy Committee or other appropriate faculty advisory committee.

4. Continuing Projects
Special projects continued into the next year from the current year, or from past years.

Proposals for special projects with attached reductions in teaching load may originate from a department or program, a bargaining unit member, a dean, an Academic Policy Committee of a particular college or of the University, or from any other source. Any such proposals shall be the subject of consultation between the appropriate dean and the affected department(s) before approval of the project by the University.

G.[F]. Assignment of Overloads

If the assignable full-time faculty within the department is not sufficient to staff the needed courses and/or sections, the department shall so advise the dean at the time it delivers the workload plan. The University may elect to staff the remaining needed courses and/or sections by assigning them to full-time bargaining unit members who wish to teach compensated overload or to hire part-time faculty to staff such courses and/or sections. In the event the University does assign such courses and/or sections on an overload basis during the Fall and Spring terms, qualified full-time bargaining unit members will be given preference for such courses and/or sections, provided that they apply by the deadline set by the department chairperson. All full-time members of the bargaining unit shall be eligible to apply for and shall be given preference for compensated overload or assignment for teaching during special sessions of the University at the then prevailing overload rates (provided that they apply by the stated deadline), except that priority shall be given to faculty who have not received a summer fellowship. [, except that bargaining unit members in the College of Business Administration are ineligible for overload assignment during the academic year.] Assignments for compensated overload shall be made by the University upon the recommendation of the appropriate department. Bargaining unit members shall not be required to accept overload assignments.

H.[G]. Unassigned Teaching

If the needed courses and/or sections have been staffed, but the assigned teaching workload of each full-time faculty member within the department has not reached the normal teaching limits stated below, then the members of the department shall so advise the dean, indicating the total amount of unassigned teaching within the department, at the time it delivers the workload plan to the dean. After appropriate consultation with the dean, the members of the department shall then make a proposal to the dean for projects which shall benefit the department, college, and/or the University and which will utilize the unassigned workload for the members of the department. Such projects may include, but shall not be limited to the following:

1. curriculum and disciplinary study;
2. teaching methodology;
3. mastering of new disciplinary subject matter and/or techniques;
4. basic skill support;
5. advising support;
6. research;
7. student recruiting; and
8. grant applications.

The dean shall review the proposal from the members of the department and make a final determination as to which projects shall be undertaken based on their benefit to the department, college, and/or University. Members of the department who have been assigned such projects shall provide to the dean a written report on the accomplishment of such projects by the end of the academic college year for which they have been assigned. Special projects under this Section in lieu of in-load teaching assignments will be limited to full-time members of the bargaining unit. It is understood and agreed that the availability of special projects in lieu of in-load teaching assignments shall not be deemed to be any evidence of the lack of a need for lay-offs under Article XIV.

I. Alteration of Workload Plan

It is understood that unanticipated events occurring subsequent to completion of a workload plan may require revision of the workload plan by the dean in order to address problems of unstaffed or understaffed required courses. Such changes in the affected portion of the workload plan shall be made so as to use effectively and fairly the professional competencies of the department. The dean shall normally refer such problems back to the department so that the department may recommend revisions of the workload plan in accordance with the procedures set forth in Section D. When time constraints do not permit reconsideration of the workload plan by the department, the dean shall have the authority to revise the workload plan in order to address the above problems. The dean shall, when circumstances permit, confer with the chairperson and the affected members of the department before making any such changes. Courses will not be cancelled for failing to meet the minimum student enrollment until at least one-week after the end of the registration period for that semester and the affected faculty member has been offered an opportunity to discuss the cancellation with the Dean.

J. Length of the Semester and Academic Year

The number of teaching hours in a semester and the length of the academic year shall not be altered without the prior agreement of the AAUP and the University.

K. Contact Hours

The required teaching load of [a] full-time bargaining unit member s [whose department is in the College of Business Administration, Liberal Arts and Science, or Education and Human Services] shall not exceed eighteen (18) classroom contact hours during the academic year, and or [. The required teaching load of a full-time bargaining unit member whose department is at Westminster Choir College shall not exceed thirteen (13) classroom contact hours and/or twenty-one (21)] twenty-seven (27) applied class hours during the academic year. [ in a semester.] The ratio of applied to classroom hours at Westminster Choir College shall be 1.5 to 1. [remain 1.6 to 1, according to past practice.] Beginning in 1995-96, [b]Bargaining unit members at Westminster Choir College who teach Performance Class shall receive one applied workload credit per semester for each [such] Performance Class they teach and shall receive one-quarter (1/4) applied workload credit for supervision of a half-recital and one-half (1/2) an applied workload credit for supervision of a full recital. Bargaining unit members who teach applied courses shall not be required to make up class hours missed when a student is absent for personal reasons or attendance at institutionally sponsored events.

Faculty members who supervise credit-bearing learning experiences and who are not otherwise receiving workload credit for such supervision shall receive credit for one-half [one-third] of a classroom contact hour per project per semester. Compensation for such credits may at the discretion of the faculty member occur in the term in which the supervision occurs at the then prevailing overload rates [which] or may be accumulated until the equivalent of three (3) classroom hours has been accrued. When the equivalent of three (3) classroom contact hours has been accumulated, the bargaining unit member shall receive a three-hour workload credit during the following academic year or, at the election of the bargaining unit member [dean], compensation in lieu of such credit at the then prevailing overload rates. Already accumulated workload credit for such supervision shall be compensated as per the 1994-97 Agreement. The University shall not be required to compensate an individual member of the bargaining unit for the completion of such projects at a rate equivalent to more than one overload course in any single semester but if the University elects not to compensate a member of the bargaining unit at a rate equivalent to more than one overload course in a single semester, any completed projects for which the bargaining unit has received no compensation shall be carried over to the following semester.

Faculty members who have graduate students enrolled in an undergraduate class for graduate credit shall not receive additional workload credit unless the University requires the faculty member to establish different course requirements for such graduate students. In such cases, the faculty member shall receive credit for one-third of a classroom hour per student which will be compensated in the same manner as in the paragraph above. [may be accumulated in the same manner as in the paragraph above.]

Faculty members who are required to teach a section which has ten (10) or more students in excess of the section limit, when such section limit is more than sixteen (16) students, shall receive an additional three (3) workload credits. Faculty members who are required to teach a section which has five (5) or more students in excess of the section limit, when such section limit is sixteen (16) students or fewer, shall receive an additional three (3) workload credits. The University shall not offer sections that enroll more than twice the section limit.

No full-time member of the bargaining unit shall be required to teach classes on a given day on which classes extend from the beginning of the first class to the end of the last class for a period in excess of nine (9) hours. A full-time bargaining unit member shall not be required to teach a class at 8 a.m. the morning following an evening class which he/she is scheduled to teach.

L. Normal Class Hours

Any change in scheduling of classes from the normal hours for such classes will require approval of the affected bargaining unit member, the applicable department, and the appropriate dean. Whenever possible, any such changes will be provided for during the normal workload planning process.

M. Non-Teaching Responsibilities

Each full-time member, in addition to the foregoing, shall be required to advise students as assigned by the dean or department chairperson; to attend scheduled meetings of the department, college, or University, including Commencement and Convocation; to provide accurate and timely reports as requested by the University concerning student enrollment and performance; in accordance with prevailing policies and practices, shall arrange and schedule office hours each instructional week of the Fall and Spring semesters at times reasonably convenient to students; and assist in registration and orientation during the academic year. Each such member of the bargaining unit shall file current written course and project syllabi with the dean. In addition, it shall be part of a faculty member's professional responsibility to be involved in ongoing scholarly activity and to engage in activities referred to as "value" in Article VIII, Section D(3). It is further recognized that the particular mix of such activities may vary from faculty member to faculty member, department to department, and college to college. By a date specified by the dean, each faculty member shall issue an annual report to his/her department chair and dean concerning the faculty member's scholarly activity and departmental, college, and University "value" for the preceding academic year.

N. Maximum Preparations

No full-time member of the bargaining unit [whose department is based in the College of Business Administration, College of Liberal Arts and Science, or College of Education and Human Services] shall be required to teach more than four (4) different courses during an academic year or more than two (2) different courses during a single academic semester. [Maximum preparations at Westminster Choir College shall be governed by past practice.]

O. Faculty Teaching Outside of His/Her Department
Full-time members of the faculty may teach (but may not be required to teach) outside of his/her department with the approval of the department or program within which the teaching will occur. Such teaching shall either be on an overload basis or with the mutual agreement of the faculty member, the faculty member's department, and the department or program within which the teaching will occur, on an in-load basis.

P. Faculty Rank Prerequisite

Only persons with faculty rank shall be permitted to offer courses for credit, [or] non-credit courses required for the Rider curriculum, or courses for which Rider will provide certification of completion. Subject matter tutoring in the Math Skills Lab by individuals who are not included in the bargaining unit which has occurred prior to this Agreement may continue to be conducted by such individuals, who will not be included in the bargaining unit. Except for the foregoing, only members of the bargaining unit and members of the faculty explicitly exempted from membership in the bargaining unit in Article I shall provide students with subject matter tutoring and advising. Tutors and counselors who are not members of the bargaining unit shall be limited to tutoring and advising in such areas as study strategies, coping with stress, recommendations concerning reasonable accommodations for students with learning disabilities, and other non-subject matter tutoring.

Q.[O] Out-of-load Teaching

The University and the AAUP jointly affirm their agreement that out-of-load teaching should be minimized and that priority should be given to full-time in-load teaching. [ The University shall report to the AAUP by March 15]. The percentage of all University course sections taught on an overload/adjunct/overenrolled basis during an [that] academic year shall not exceed 25%. [If the reported percentage is 25% or greater, the University and the AAUP shall meet to discuss such report.]

R. [P.]Maximum Teaching Assignment for Non-Bargaining Unit Personnel

Except for chairpersons, as provided for in Article XI, Section A, and visiting faculty, [and other non-bargaining unit personnel who have taught more than six (6) classroom contact hours in a calendar year prior to the date of this Agreement, other ] non-bargaining unit personnel who hold faculty status shall teach no more than six (6) classroom contact hours per calendar year, except with the approval of the AAUP.

S.[Q] Reduced Load for AAUP Officers

The President of the AAUP, the Contract Administrator Chief Grievance Officer of the AAUP and, during the final year of this contract, the Chief Negotiator of the AAUP shall receive a reduced classroom teaching load of three (3) hours per semester subject to the following conditions:

1. Identification
The identity of persons to receive workload credit shall be communicated, in writing, to the University by December 15 of the year preceding the academic year during which such persons are to serve.

2. Maximum Per Department
No more than one (1) member of a department shall be eligible for workload credit hereunder unless by mutual consent of the University and the AAUP.

3. Members of Professional Staff
In the event that a bargaining unit member of the professional staff is elected to serve in one of the AAUP positions designated for workload credit, he/she shall be entitled to an adjustment in workload equivalent to thirteen (13) days of released time for each one (1) course contractually provided for teaching faculty. The affected bargaining unit member shall propose to the appropriate administrator (i.e., the Director of Library Services or the Director of Athletics) a plan for an adjustment of responsibilities and work to be covered. Such plan shall specify the extent to which regular professional responsibilities will be decreased or omitted from the annual workload and shall also specify a schedule for up to thirteen (13) days of released time for each one (1) course contractually provided for teaching faculty. If the appropriate administrator disagrees with the plan proposed by the bargaining unit member, he/she shall return it to the bargaining unit member with an alternate plan and written comments. If the bargaining unit member and the appropriate administrator are unable to agree on a plan, the matter shall be referred to the Provost for a determination. In no case shall the University be required to pay additional compensation to such bargaining unit member if he/she does not use the permitted thirteen (13) days of released time, nor shall the University be required to compensate any member of the professional staff by virtue of his/her absence or reduction in workload.

T..[R.] Reduced Load for Promotion and Tenure Committee Chair

The Chairperson of the Promotion and Tenure Committee shall receive a reduced classroom teaching load of six (6) contact hours during the academic year in which they are serving as chair. [three (3) hours in the Fall term and three (3) hours in the Spring term.]

U.[S.] Minimum Teaching Assignment for Full-Time Bargaining Unit Members

In no case shall the University be required to reduce any individual full-time bargaining unit member's workload by more than three (3) hours in any one semester, except for AAUP officers as designated in Section Q . Except for AAUP officers as designated in Section Q, no individual full-time bargaining unit member's classroom contact hours shall be less than twelve (12) hours in any academic year.

V.[T.]Library Workload

1. Changes in Scheduled Hours
The University shall discuss with the AAUP any changes of scheduled hours of work before such changes are put into effect. In case the AAUP disagrees with any such change, grievances may be directed by the AAUP immediately to the second step of the grievance procedure. [During the term of this Agreement, the work week in Talbott Library shall remain 37.5 hours.]

2. Staffing
The number of full-time librarians at Moore Library shall be increased to thirteen (13). No part-time librarians time base shall be reduced due to the appointment of additional full-time librarians to meet this standard, nor shall the number of full-time librarians at Talbott Library be reduced as a consequence of this standard. By August 31, 2000, the University will hire a consultant, chosen jointly by the University and the AAUP to review staffing and the acquisition budget at Talbott Library. During the term of this Agreement, the University shall recruit an additional full-time librarian for Talbott Library. No part-time librarian's time-base shall be reduced due to the appointment of such additional full-time librarian. During the term of this Agreement, the parties agree to hire at least one consultant to review staffing and acquisitions at Moore library. The cost of such consultant(s) shall be split evenly between the University and the AAUP.

3. Duties
Librarians shall not be required to perform duties normally performed by non-bargaining unit members. [Moore Library] The libraries shall not be open for more than three (3) hours per day without a librarian on duty. [On Mondays through Saturdays, Talbott Library shall not be open for more than three (3) hours per day without a librarian on duty. When an additional full-time librarian is appointed in Talbott Library, as provided for in Section 2, Talbott Library shall not be open for more than three (3) hours on any day without a librarian on duty.]

4. Time for AAUP Meetings
Librarians shall be entitled to time for attendance at AAUP meetings, provided that one (1) librarian shall remain on duty at the Library during such meetings. If a librarian is elected to an AAUP office or negotiating team, the librarian shall receive time to attend AAUP Executive Council meetings as well as AAUP chapter meetings, and other necessary meetings in order to carry out his/her AAUP duties.

5. Library Faculty Work Year [Paid Holidays]
Bargaining unit members of the library faculty shall be employed on ten-month academic appointments. In order to allow for flexibility of scheduling over a full year (September 1 - August 31), that ten-month appointment shall be calculated based upon a two hundred-(200) day work year. The actual scheduling of workdays shall be carried out by the bargaining unit members of each library consistent with the staffing needs of that library. Library faculty may not be required to work beyond those two hundred days in any year (September 1 - August 31), but if they choose to do so, they may carry up to twenty (20) days of compensatory time into the next year (September 1 - August 31). If a bargaining unit member chooses either not to take compensatory time or to work beyond twenty (20) additional days, they will be compensated at the rate of 1/200th of their base salary per day (except as specified in Article XXXI, A7 when the specified over-time rate shall prevail.) Full-time librarians shall have paid holidays as follows:

New Year's Day
Memorial Day
Independence Day
Labor Day
Thanksgiving Day
Day after Thanksgiving Day
Christmas Day
Friday during spring recess
One floating holiday

6. Vacations
Full-time librarians shall be entitled to twenty (20) paid days of vacation annually. Full-time librarians may accumulate and carry over to a subsequent year up to a maximum of twenty (20) days of paid vacation, provided that the staffing needs of the relevant library are met at the time that such carry-over vacation is to be taken. Five (5) days of paid vacation which are accumulated and carried over to a subsequent year will not be compensated for in the event of the termination of the employment of the affected librarian. Part-time librarians employed at Talbott Library as of September 1, 1994, shall be entitled to vacation time, prorated by time-base.

7. Professional Development Days
In addition to assignments within the relevant library, the responsibilities of full-time professional librarians include professional development and scholarly activities. To support the professional development and scholarly activities of professional librarians, the University shall provide full-time members of the library faculty seven (7) paid professional development days during the first year of this Agreement, eight (8) paid professional development days during the second year of this Agreement, and nine (9) paid professional development days during the third year of this Agreement. Such professional development days shall be scheduled from January 2 to the start of spring semester and/or during June, July, and August.
3. Library Faculty Work Week
The workweek at both Moore and Talbott Library shall be thirty-five (35) hours per week.
 
 

ARTICLE XXVII [XXVI]

OUTSIDE EMPLOYMENT


The primary professional responsibility of full-time members of the bargaining unit is to Rider University. Outside employment, whether or not related to the professional competence of such unit member, which involves commitments which conflict with the normal work week performance of the individual's responsibilities to Rider University, or any rendering of professional services similar to those performed at Rider University, at another institution of higher education, shall be reported, in writing, prior to its commencement, to the dean, Director of Library Services, or Director of Athletics.

If the dean, Director of Library Services, or Director of Athletics determines that such outside employment impinges upon or conflicts with the individual's professional responsibilities to Rider University or competes with the services offered by Rider University, he/she may direct such individual to refrain from engaging in such outside employment, provided such determination shall not be arbitrary. Such a determination may be grievable pursuant to Article XXI ("Grievance and Arbitration"), set forth elsewhere in this Agreement. However, pending a determination of any such grievance, such individual shall not be required to refrain from engaging in such outside employment.

Copies of all reports concerning outside employment shall be filed by the individual member of the bargaining unit with the AAUP and any determination in response to such report shall also be filed with the AAUP by the appropriate dean, Director of Library Services, or Director of Athletics.

Outside employment which does not involve the rendering of professional services similar to those performed at Rider University and which occurs either during the summer periods or during a vacation period need not be reported.
 
 

ARTICLE XXVIII [XXVII]

FACULTY DEVELOPMENT

 

A. The Faculty Development Research and Patent Committee

There is hereby established the Faculty Development Research and Patent Committee which shall be appointed by the bargaining unit members of the University Academic Policy Committee and which shall be composed of bargaining unit members or chairpersons, two (2) appointed from the School [College] of Liberal Arts and Science, two (2) from the College of Business Administration, two (2) from Westminster Choir College, one (1) from the School [College] of Education and Human Services and professional staffs, and one (1) at-large member chosen on a rotating basis from each of the four (4) colleges in the following order: School [College] of Liberal Arts and Science, College of Business Administration, School [College] of Education and Human Services, and Westminster Choir College. In the event that bargaining unit members or chairpersons in a particular college are unavailable to serve as regular or alternate members, the bargaining unit members of the University Academic Policy Committee may appoint bargaining unit members or chairpersons from other colleges to serve. The term of appointment of each committee member shall be two (2) years. Membership on the Faculty Research and Patent Committee shall be limited to faculty members with a minimum of two (2) years of prior service at the University. It shall be the responsibility of the Faculty Development Research and Patent Committee to elicit, review, and make decisions on all the applications by bargaining unit members for paid research leaves, summer fellowships, development fellowships and leaves, and reimbursements, as described below in Sections B, D, and E(2), respectively. The Committee shall provide the Provost's Office with a copy of the notice sent to members of the bargaining unit regarding application procedures for paid research leaves, summer fellowships, development fellowships and leaves, and reimbursements. In addition, the Faculty Research and Patent Committee shall advise and make recommendations to the President on patent policy in accordance with Article XXVIII.
 

B. Paid Research Leaves

1. Eligibility
Full-time bargaining unit members who hold tenure or, in the case of full-time non-tenured bargaining unit staff members, have six (6) or more years of service by the beginning of the academic year following the date of notification of the award of a paid research leave, shall be eligible to receive a paid research leave. Members of the Faculty Research and Patent Committee shall not be eligible for paid research leaves during the term for which they were elected.
 
2. Number and Distribution
Seventeen (17) Thirteen (13) paid research leaves shall be granted in each of the first and second years of this Agreement and fourteen (14) paid research leaves shall be granted in the third year of this Agreement. At least one (1) paid research leave shall be allocated to eligible bargaining unit members from each of the Colleges of Business Administration, Liberal Arts and Science, Education and Human Services, and Westminster Choir College. The foregoing allocation shall be subject to the receipt of applications from eligible faculty in each college and further subject to the evaluation and determination of merit for each such application by the Faculty Research and Patent Committee referred to in Section A. Where replacement of a faculty member who is on a paid research leave is not necessary, as determined through the procedures set forth in Article XXV ("Workload"), the University will not be obligated to replace such faculty member.
 
3. Conditions
Paid research leaves may be granted for scholarly study, research, writing, or creative projects related to composing, producing, or performing that will contribute to the professional development of the bargaining unit member and be of benefit to the University. Recipients shall be obligated to return to the University for at least one (1) full year of service after such leave. Within ninety (90) days after the return from such leave, a recipient shall be required to submit to the President, with copies to the Provost, the faculty member's dean or supervisor, and his/her department or staff, a written report including a description of the initial proposal and a summary of the activities undertaken during the research leave. The Provost will keep said reports on file and make them available to the Chairperson of the Faculty Development Research and Patent Committee upon request.
 
4. Procedures
Applicants for paid research leaves shall notify their departments through the department chair that they are applying for research leaves. The Faculty Development Research and Patent Committee shall first screen the pool of applicants in order to remove from the pool any proposals which the Committee determines lack sufficient merit to be appropriate for funding by the University. Thereafter, the Committee shall select from the remaining pool of applicants thirteen (13) seventeen (17) applicants in each of the first and second years of the Agreement and fourteen (14) applicants in the third year of the Agreement to be recommended for paid research leaves. If there are more than the aforesaid number of applicants in the pool, after the initial merit screening referred to above, the Committee will not recommend a paid research leave for individuals who have applied to begin such a leave during either semester within the three (3) academic years following the completion of a previous leave, unless all faculty members in such pool who have not completed such a leave during the three (3) academic years preceding the commencement of a leave are included on the list of recommended faculty. Therefore, normally, faculty will not be on paid research leave in two consecutive academic years. The Committee will also recommend three (3) alternates, in ranked order, in case one (1) or more of the selected faculty members are unable to accept the leave. The Chairperson of the Committee shall forward a copy of the recommendations together with the relevant applications from the recommended bargaining unit members to the Provost by November 15.
 
5. Appeal
Bargaining unit members may appeal, in writing, the failure of the Faculty Development Research and Patent Committee to follow the required procedure hereunder, but no appeal may be filed on the basis that the Faculty Development Research and Patent Committee has made an error in judging the merit of any proposal. The bargaining unit members of the University Academic Policy Committee shall hear all such procedural appeals and shall render a final decision. As to remedy, the bargaining unit members of the University Academic Policy Committee shall be limited to remanding the matter back to the Faculty Development Research and Patent Committee with specific procedural instructions. In the event that the resolution of such an appeal results in any change in the recommendation of the Faculty Development Research and Patent Committee, then, to the extent applicable, the initial letters from the University granting paid research leaves shall be rendered void.

Except as set out hereafter, appeals regarding the actions of the Provost under this Article shall be limited to an alleged failure by the Provost to follow the required procedure and shall be processed under the grievance and arbitration provisions of this Agreement. While the Provost is not required to follow the recommendations of the Faculty Development [Research and Patent] Committee, any failure to do so shall be subject to the grievance and arbitration provisions of this Agreement as to the basis for any such deviation from these recommendations.
 

6. Compensation
Compensation for paid research leaves will be at the rate of one-half of base annual salary for one (1) academic year of leave or full base annual salary for one (1) semester of leave. All applicable employee benefits will remain in force during the period of a paid research leave.
 
7. Notification
The University shall notify recipients of the paid research leaves by December 15 in the academic year in which the application has been made, if the Provost has received the applications as aforesaid by the preceding November 15.
 
8. Commencement of Leave
A recipient of a paid research leave may commence such leave in either of the two (2) subsequent years following the awarding of the leave. The University will not be required to allow two (2) or more members in a department to defer leaves to the second year following the award. If two (2) or more members of a department are awarded leaves and wish to defer them, a random selection procedure shall be used to determine which faculty member may so defer the leave. Faculty members wishing to defer a leave to the second year following the award must so notify the University by January 15 of the academic year in which the award is made if they have been notified by the University that they have been granted a leave by December 15. If two or more paid research leaves are granted in a particular department to be used in the same semester and if such absences will cause the University to be unable to staff required courses or the department to be unable to perform its professional responsibilities, the dean may require one or more of the leaves to be deferred for a semester.
 
9. Tuition Remission Benefits During Leaves
Members of the bargaining unit who are on paid research leaves shall be eligible for the continuation of tuition remission benefits at Rider University as specified in Article XXX(B)(12)(a)(iv) and at other institutions as specified in Article XXX(B)(12)(b)(ii).
 
10. Research Leaves for Librarians
Librarians shall be given the flexibility of starting Research Leaves at their discretion, providing that the Dean agrees that the timing does not disrupt the operations and the well being of the library. This means that leaves may be started at the beginning of a semester, in the middle, or towards the end, or any other time, whenever it is most appropriate and suitable for the librarian and the research project in question. If the Dean and the librarian can not agree on when it would be most appropriate and suitable to begin the Research Leave, the leave shall commence at the start of the semester. The length of such leave shall be four (4) months + 3 weeks, to match more closely that of the teaching faculty. For example, if the leave begins on Monday, January 6, 1997, it will last through Monday, May 26.
 

F. Paid Developmental Leaves

 
1. Eligibility
Tenured bargaining unit members, and full-time nontenured bargaining unit staff members with ten (10) or more years of service shall be eligible for paid developmental leaves. Members of the Faculty Development Committee shall not be eligible for paid developmental leaves during the tem for which they were elected.
2. Number and Distribution
At least five (5) developmental leaves shall be granted each year. The foregoing allocation shall be subject to the receipt of applications from eligible faculty or staff. Where replacement of a faculty or staff member who is on a paid developmental leave is not necessary, as determined through the procedures set forth in Article XXVI, Workload, the University will not be obligated to replace such faculty member.
 
3. Conditions
Paid developmental leaves shall be granted for faculty development other than scholarly research; writing or creative projects that will contribute to the professional development of the bargaining unit member and be of benefit to the University. Such professional development projects include, but are not limited to, study within the bargaining unit member's area of expertise, mastering of new disciplinary subject matter, and/or techniques, curriculum development, service to the bargaining unit member's discipline or profession. Recipients shall be obligated to return to the University for at least one (1) full year of service after such leave. Within ninety (90) days after the return of such leave, a recipient shall be required to submit to the President with copies to the Vice President for Academic Affairs and Provost, the faculty member's dean or supervisor and his/her department or staff, a complete written report of the project undertaken. The Vice President of Academic Affairs and Provost will keep said reports on file and make them available to the Chairperson of the Faculty Development Committee upon request.
4. Procedures
The Faculty Development Committee shall select from the pool of applicants, five (5) faculty members to be recommended for paid developmental leaves. If there are more than five (5) applicants in the pool, the Committee will not recommend a paid developmental leave for individuals who have received such a leave during the preceding three (3) years, unless all faculty members in such pool who have not received such a leave during the three (3) preceding years are included on the list of recommended faculty. (The calculation of the aforesaid three years shall be from the date of notification to the date of notification of the award of a paid development leave). The Committee will also recommend three (3) alternates, in ranked order, in case one (1) or more of the selected faculty members is unable to accept the leave. The chairperson of the Committee shall forward a copy of the recommendation to the Vice President for Academic Affairs and Provost prior to its transmittal for final decision to the Board of Trustees.
 
5. Appeal
Bargaining unit members may appeal in writing the failure of the Faculty Development Committee to follow the required procedure hereunder, but no appeal may be filed on the basis that the Faculty Development Committee has made an error in judging the merit of any proposal. The bargaining unit members of the University Academic Policy Committee shall hear all such procedural appeals and shall render a final decision. As to remedy, the bargaining unit members of the University Academic Policy Committee shall be limited to remanding the matter back to the Faculty Development Committee with specific instructions. In the event that the resolution of such an appeal results in any change in the recommendation of the Faculty Development Committee, then, to the extent applicable, the initial letters from the University granting paid developmental leaves shall be rendered void. Except as set out hereafter, appeals regarding the actions of the Board of Trustees under this Article shall be limited to an alleged failure by such Board to follow the required procedure and shall be processed under the grievance and arbitration provisions of this Agreement. While the Board is not required to follow the recommendations of the Faculty Development Committee, any failure to do so shall be subject to the grievance and arbitration provisions of this Agreement as to the basis for any such deviation from these recommendations.
 
6. Compensation
Compensation for paid development leaves will be at the rate of one-half of base annual salary for one (1) academic year of leave or full base annual salary for one (1) semester of leave. All applicable employee benefits will remain in force during the period of a paid development leave.
 
7. Notification
The University shall notify recipients of the paid developmental leaves by December 15 in the academic year in which the application has been made. If the Board of Trustees has received the applications as aforesaid by the preceding November 15.
 
8. Commencement of Leave
A recipient of a paid developmental leave may commence such leave in either of the two- (2) subsequent years following the awarding of the leave. The University will not be required to allow two (2) or more members in a department to defer leaves to the second years following the award. If two (2) of more members of a department are awarded leaves and wish to defer them, a random selection procedure shall be used to determine which faculty member may so defer the leave. Faculty members wishing to defer a leave to the second year following the award must so notify the University by January 15 of the academic year in which the award is made if they have been notified by the University that they have been granted a leave by December 15.
 
9. Tuition Remission Benefits During Leaves
Members of the bargaining unit who are on paid leaves shall be eligible for the continuation of tuition remission benefits at Rider University as specified in Article XXXI (B)(12)(a)(iv) and at other institutions as specified in Article XXXI (B)(12)(b)(ii).
 
10. Developmental Leaves for Librarians
Librarians shall be given the flexibility of starting Developmental Leaves at their discretion, providing that the Dean agrees and that the timing does not disrupt the operations and the well being of the library. This means that leaves may be started at the beginning of the semester, in the middle, or towards the end, or any other time, whenever it is most appropriate and suitable for the librarian and the development project in question. If the Dean and the librarian can not agree on when it would be most appropriate and suitable to begin the Developmental Leave, the leave shall commence at the start of the semester. The length of such leave shall be four (4) months + 3 weeks, to match more closely that of the teaching faculty. For example, if the leave begins on Monday, January 6, 1997, it will last through Monday, May 26.
 

G. [C].. Other Leaves

 
1. Unpaid and Partial Leaves
Full-time members of the bargaining unit may be granted a full-time professional leave without pay or a partial professional leave at partial pay for the purpose of engaging in research or advanced study that is not connected with the earning of an advanced or professional degree. The granting of such unpaid leaves and/or partial leaves, including the designation of reduced workload and salary pertaining to partial leaves, is subject to the mutual agreement of the affected bargaining unit member and the dean, [Director of Library Services,] or Director of Athletics. If an individual member of the bargaining unit so elects, the AAUP may represent such an individual in negotiations with the dean, [Director of Library Services,] or Director of Athletics. A full-time member of the bargaining unit granted a full-time professional leave without pay or a partial professional leave at partial pay shall, upon the person's return to full-time teaching at the University, be entitled to the same salary that he/she would have been receiving if he/she had been teaching on a full-time basis during the period of the leave.

A bargaining unit member who applies for support for a research leave from a granting agency external to Rider University shall request payment of medical and pension benefits in his/her application unless the granting agency specifically excludes payment for such benefits or unless it is determined that such request would place the application at a disadvantage. If the circumstances pertaining to the grant make it inappropriate to request payment of medical benefits or if the bargaining unit member has requested such payment in his/her application and neither the funding agency nor any other entity is providing medical benefits to such bargaining unit member, then the University will maintain medical benefits for bargaining unit members on leaves approved by the University and funded by granting agencies other than Rider University as defined below. If the circumstances pertaining to the grant make it inappropriate to request payment of pension benefits or if the bargaining unit member has requested such payment in his/her application and neither the funding agency nor any other entity is providing pension benefits to such bargaining unit member, the University will make its full contribution to such bargaining unit member's retirement annuity, upon such bargaining unit member's return to the University, based on the base salary such bargaining unit member would have earned at Rider University during the year of the leave, provided that such bargaining unit member also makes his/her annuity payment for the period of the leave either during the research leave or upon return. The aforementioned benefits apply only to leaves and grants funded by outside granting agencies and foundations.

No leave granted hereunder shall be construed by the University as evidence that the affected department or staff should be reduced.
 

2. Military Leaves
A member of the bargaining unit who is called to active military duty shall continue to receive the difference between his/her Rider University salary and his/her military pay during active service for a period up to ninety (90) days. During such leave, the military will become the primary carrier for medical benefits, and the University shall continue as the secondary carrier for a period up to ninety (90) days. Upon return from military service, the bargaining unit member will be entitled to the same salary that he/she would have been receiving if he/she had been teaching on a full-time basis during the period of the leave.
 
3. Tuition Remission Benefits During Leaves
Members of the bargaining unit who are on unpaid, partial, or military leaves shall be eligible for the continuation of tuition remission benefits at Rider University as specified in Article XXX(B)(12)(a)(iv) and at other institutions as specified in Article XXX(B)(12)(b)(ii).
 
 

H. Summer Fellowships

1. Eligibility
All full-time members of the bargaining unit shall be eligible to make application for summer fellowships, except that full-time bargaining unit members who are receiving a stipend from another source to cover living expenses during the summer months or who are engaged in teaching more that one (1) course during the summer shall not be eligible for summer fellowships. Full-time members of the faculty who do not receive summer fellowships shall have priority for the assignment of summer teaching. Members of the Faculty Development [Research and Patent] Committee shall not be eligible for summer fellowships during the term for which they were elected.
 
2. Number and Amount of Awards
During the first year of this Agreement, the University shall allot thirty-six (36) [twenty-nine (29)] summer fellowships to full-time bargaining unit members subject to the receipt of applications for such fellowships and subject to the evaluation and determination of merit for each such applications by the Faculty Development [Research and Patent] Committee. [the number of fellowships shall be increased to thirty (30) for the second and third years of this Agreement.] Such fellowships shall carry a stipend of $________ (to be determined based on percent increase negotiated. [$4,435 during the first year of this Agreement, $4,565 during the second year of this Agreement, and $4,750 during the third year of this Agreement. Such stipends shall be payable in equal installments in July and August.]

If the recipient of a summer fellowship is a member of the library faculty, the recipient shall receive twenty- (20) days compensatory time off. The recipient shall propose a schedule for such compensatory time. If the Dean of Libraries [Director of Library Services] disagrees with the schedule proposed by the recipient, he/she shall respond in writing with an alternate schedule. If the recipient and the Dean of Libraries [Director of Library Services] are unable to agree on a schedule, the matter shall be referred to the Provost for determination.
 

3. Conditions
Summer fellowships may be awarded for scholarly study, research, writing, or creative projects related to composing, producing, or performing that will contribute to the professional development of full-time bargaining unit members and be of benefit to the University. Recipients shall be obligated to return to the University for at least one (1) full year of service after receiving the summer fellowship. Within ninety (90) days of the opening of the Fall semester following receipt of a summer fellowship, a recipient shall be required to submit to the President, with copies to the Provost, the faculty member's dean or supervisor, and his/her department or staff, a written report including a description of the initial proposal and a summary of the activities undertaken during the fellowship. The Provost will keep said reports on file and make them available to the Chairperson of the Faculty Development [Research and Patent] Committee upon request.
 
4. Procedures
The Faculty Development [Research and Patent] Committee shall select from among the pool of applicants thirty-six (36) [twenty-nine (29)] full-time bargaining unit faculty members [during the first year of this Agreement, thirty (30) during the second year of this Agreement, and thirty (30) during the third year of this Agreement] to recommend for summer fellowships. The Committee will also recommend three (3) alternates, who are full-time bargaining unit members, in ranked order, in case one (1) or more of the selected faculty members are unable to accept the fellowship. The Chairperson of the Committee shall forward a copy of the recommendations together with the relevant applications from the recommended bargaining unit members to the Provost.
 
5. Appeal
Bargaining unit members may appeal the failure of the Faculty Development [Research and Patent] Committee to follow the required procedure hereunder, but no appeal may be filed on the basis that the Faculty Development [Research and Patent] Committee has made an error in judging the merit of any proposal. The bargaining unit members of the University Academic Policy Committee shall hear all such procedural appeals and shall render a final decision. As to remedy, the bargaining unit members of the University Academic Policy Committee shall be limited to remanding the matter back to the Faculty Development [Research and Patent] Committee with specific procedural instructions. Except as set out hereafter, appeals regarding the actions of the Provost under this Article shall be limited to an alleged failure by the Provost to follow the required procedure and shall be processed under the grievance and arbitration provisions of this Agreement as to the basis for any such deviation from these recommendations.
 
6. Notification
The University shall notify recipients of summer fellowships by March 18 of the academic year preceding the summer for which the awards are applicable if the Provost has received the recommendations from the Faculty Development [Research and Patent] Committee, as aforesaid, by the preceding March 1.
 

I. Summer Developmental Fellowships

 
1. Eligibility
All full-time members of the bargaining unit shall be eligible to make application for summer developmental fellowships, except that full-time bargaining unit members who are receiving a stipend from another source to cover living expenses during the summer months or who are engaged in teaching more than one (1) course during the summer shall not be eligible for summer fellowships. Full-time members of the faculty who do not receive summer fellowships shall have priority for the assignment of summer teaching. Members of the Faculty Development Committee shall not be eligible for summer fellowships during the term for which they were elected.
 
2. Number and Amount of Awards
The University shall allot five (5) summer developmental fellowships to full-time bargaining unit members, subject to the receipt of applications for such fellowships and subject to the evaluation and determination of merit for each such applications by the Faculty Development Committee. Such fellowships shall carry a stipend of ($______) to be determined based on % increase negotiated. If the recipient of a summer developmental fellowship is a member of the library faculty, the recipient shall receive twenty- (20) days compensatory time off. The recipient shall propose a schedule for such compensatory time. If the Dean of Libraries disagrees with the schedule proposed by the recipient, he/she shall respond in writing with an alternate schedule. If the recipient and the Dean of Libraries are unable to agree on a schedule, the matter shall be referred to the Provost for a determination.
 
3. Conditions
Such fellowships shall be granted for faculty development other than scholarly research, writing or creative projects that will contribute to the professional development of the bargaining unit member and be of benefit to the University. Such professional development projects include, but are not limited to, study within the bargaining unit member's area of expertise, mastering of new disciplinary subject matter, and/or techniques, curriculum development, service to the bargaining unit member's discipline or profession. Recipients shall be obligated to return to the University for at least one (1) full year of service after such leave. Within ninety (90) days after the return from such leave, a recipient shall be required to submit to the President, with copies to the Vice President for Academic Affairs and Provost, the faculty member's dean or supervisor and his/her department or staff, a complete written report of the project undertaken. The Vice President of Academic Affairs and Provost will keep said reports on file and make them available to the Chairperson of the faculty Development Committee upon request.
4. Procedures
The Faculty Development Committee shall select from among the pool of applicants five (5) full-time bargaining unit faculty members to recommend for summer developmental fellowships. The Committee will also recommend three (3) alternates, who are full-time bargaining unit members, in ranked order, in case one (1) or more of the selected faculty members are unable to accept the fellowship. The Chairperson of the Committee shall forward a copy of the recommendations together with the relevant applications from the recommended bargaining unit members to the Provost.
 
5. Appeal
Bargaining unit members may appeal the failure of the Faculty Development Committee to follow the required procedure hereunder, but no appeal may be filed on the basis that the Faculty Development Committee has made an error in judging the merit of any proposal. The bargaining unit members of the University Academic Policy Committee shall hear all such procedural appeals and shall render a final decision. As to remedy, the bargaining unit members of the University Academic Policy Committee shall be limited to remanding the matter back to the Faculty Development Committee with specific procedural instructions. Except as set out hereafter, appeals regarding the actions of the Provost under this Article shall be limited to an alleged failure by the Provost to follow the required procedure and shall be processed under the grievance and arbitration provisions of this Agreement as to the basis for any such deviation from these recommendations.
 
6. Notification
The University shall notify recipients of summer fellowships by March 18 of the academic year preceding the summer for which the awards are applicable if the Provost has received the recommendations from the Faculty Development Committee, as aforesaid, by the preceding March 1.
 

J. [E}. Faculty Travel and Other Business Related Expenses

 
1. Faculty Travel Fund
a. The parties acknowledge the value of faculty participation at professional meetings and structured workshops, seminars and clinics. During the first year of this Agreement, The University will reimburse full-time members of the bargaining unit and priority adjuncts up to $1,200 $925 per person for travel, registration, food, lodging, and other expenses incurred in connection with such person's actual participation in professional meetings and structured workshops, seminars and clinics. Such travel reimbursement shall increase to $950 per person during the second year of this Agreement and to $1,000 per person during the third year of this Agreement. During the third year of this Agreement, part-time members of the bargaining unit holding Priority Appointment Status shall be eligible to participate in such travel reimbursement. After making such reimbursement payments to full-time members of the bargaining unit and, when applicable, to adjunct part-time members of the bargaining unit holding Priority Appointment Status, the University will provide further reimbursement to such bargaining unit members, to the extent funds are available as set forth hereinafter, first for additional expenses associated with actual participation in professional meetings, structured workshops, seminars and clinics on a prorated basis, if necessary, and, then, for attendance at such professional meetings. The aggregate expenditures for the per person reimbursement together with any further reimbursement payments provided for above shall not exceed $150,000. $115,000 during the first year of this Agreement, $120,000 during the second year of this Agreement, and $125,000 during the third year of this Agreement.

b. The maximum reimbursement for attending but not being on the programs as a participant at a professional meeting[s] shall be one-half of expenses incurred, according to past practice. Such maximum reimbursement shall be pro-rated according to the method designated below.

c. If the University has not expended $150,000 $115,000 during the first year of this Agreement, $120,000 during the second year of this Agreement, or $125,000 during the third year of this Agreement, as aforesaid, for reimbursement of the expenses of participants in professional meetings, the University shall proceed to reimburse faculty members for expenses associated with participating at and attending professional meetings, and structured workshops, seminars and clinics using the following method for prorating:

(i) The University shall determine the total sum of all remaining eligible unreimbursed travel expenses as a percent of the amount of money remaining before the $150,000the $115,000, $120,000, or $125,000 limit[s], as aforesaid, will be reached.

(ii) Each eligible faculty member shall be reimbursed for that percent of all legitimate expenses associated with attending professional meetings and structured workshops, seminars and clinics.

d. The University shall continue to administer faculty travel funds according to the policy agreed to by the University and the AAUP. A copy of this policy will be provided to all eligible bargaining unit members at the beginning of each academic year.

e. Reimbursement for use of private vehicles for such travel shall be made according to the provisions of Article XXIII.
2. Reimbursement of Expenses Associated with Scholarly Study,
Research, Writing, and Creative Projects Related to Composing,
Producing, and Performing

a. Eligibility
All full The University shall allot $25,000 $13,500 in -time members of the bargaining unit shall be eligible to make applications for reimbursement of out-of-pocket expenses that are directly related to scholarly study, research, writing, and creative projects related to composing, producing, and performing including the expenses incurred during final preparation of a manuscript. Members of the Faculty Development Research and Patent Committee shall not be eligible for such reimbursements during the term for which they were elected.

b. Reimbursement Fund
each year of this Agreement for a fund for reimbursement of expenses associated with scholarly study, research, writing, and creative projects related to composing, producing, and performing including the expenses incurred during the final preparation of a manuscript. Faculty members may apply for such reimbursement in amounts not to exceed 10% of each year's total fund. Reimbursement shall be made on the basis of actual out-of-pocket expenses paid or incurred as evidenced by the submission to the University of receipted bills or other appropriate evidence of such expenditure.

c. Conditions
Reimbursements may be made for expenses associated with scholarly study, research, writing, and creative projects related to composing, producing, and performing including the expenses incurred during the final preparation of a manuscript, that will be of benefit to the University and contribute to the professional development of the bargaining unit member.

(i) Within ninety (90) days of the end of the academic year during which the scholarly study, research, writing, or creative project related to composing, producing, and performing is to occur, a recipient shall be required to submit to the Provost, the faculty member's dean or supervisor, and his/her department or staff, a written report including a description of the initial proposal and a summary of the activities undertaken during the scholarly study, research, writing, or creative project related to composing, producing, and performing. The Provost will keep said reports on file and make them available to the Chairperson of the Faculty Development Research and Patent Committee upon request.

(ii) Procedures for reimbursement and advances, as agreed to by the University and the AAUP, shall be sent to all eligible bargaining unit members when the University notifies them of approval of their applications (see Section f, below).

d. Procedures
The Faculty Development Research and Patent Committee shall draw up a list of faculty members recommended for reimbursement of eligible expenses. The Chairperson of the Committee shall forward a copy of the recommendations together with the relevant applications from the recommended bargaining unit member to the Provost.

e. Appeal
Bargaining unit members may appeal in writing the failure of the Faculty Development Research and Patent Committee to follow the required procedure hereunder, but no appeal may be filed on the basis that the Faculty Development Research and Patent Committee has made an error in judging the merit of any proposal. The bargaining unit members of the University Academic Policy Committee shall hear all such procedural appeals and shall render a final decision. As to remedy, the bargaining unit members of the University Academic Policy Committee shall be limited to remanding the matter back to the Faculty Development Research and Patent Committee with specific procedural instructions. Except as set out hereafter, appeals regarding the actions of the Provost under this Article shall be limited to an alleged failure by the Provost to follow the required procedure and shall be processed under the grievance and arbitration provisions of this Agreement as to the basis for any such deviation from these recommendations.

f. Notification
The University shall notify recipients of reimbursement by March 18 of the academic year preceding the academic year for which the reimbursement is applicable if the Provost has received the recommendations from the Faculty Development Research and Patent Committee, as aforesaid, by the preceding March 1.

H. The parties recognize that the rapid development of technologies for both teaching and research has created a growing need for faculty skill development. The parties also recognize that such faculty development is often best accomplished through on-campus training and development projects. Therefore, the University shall take appropriate steps to establish and fund such development projects.

I.[F] Additional Faculty Development Support

The University may grant additional faculty development support to members of the bargaining unit, provided that research leaves, professional development leaves, and summer fellowships may be granted only pursuant to the procedures set forth elsewhere in this Article.
 
 

ARTICLE XXIX [XXVIII]

INTELLECTUAL PROPERTY [PATENT POLICY]

Scope

This Article sets forth the rights and obligations of the parties hereto as to intellectual property rights of the University and of the members of the bargaining unit, such rights to include, but not to be limited to, rights in intellectual property that can be trademarked, copyrighted or patented.
 

Definitions


Copyright/Copyrightable
Original works of authorship, including computer programs, fixed in any tangible medium of expression, now known or later developed, from which such works can be perceived, reproduced, or otherwise communicated, either directly, or with the aid of a machine or device. Works of authorship include the following categories:

literary works;
1. musical works, including any accompanying words
2. dramatic works, including any accompanying music;
3. pantomimes and choreographic works;
4. pictorial, graphic, and sculptural works
5. motion picture and other audiovisual works;
6. sound recordings; and
7. architectural works

Intellectual Property
Any trademarkable, copyrightable or patentable matter or any intellectually created tangible thing or matter including, but not limited to: books, texts, articles, monographs, glossaries, bibliographies, study guides, laboratory manuals, syllabi, tests and work papers; lectures, musical and/or dramatic compositions, unpublished scripts, films, filmstrips, charts, transparencies, other visual aids; video and audio tapes and cassettes; computer programs; live video and audio broadcasts; programmed instruction materials; drawings, paintings, sculptures, photographs and other works or art.

Patent/Patentable
1. utility inventions or discoveries which constitute any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, as such is further defined in 35 USC sections 100, 101.
2. Ornamental designs, being new, original and ornamental designs for an article made, as such is further defined in 35 USC section 171, et sea;
3. Plant patents, being for the asexual reproduction of a distinct and new variety of plant, including cultivated spores, mutants, hybrids and newly found seedlings, other than a tuber propagated plant or plant found in an uncultivated state as such is further defined in 35 USC 161, et sea.

Trademark/Trademarkable
Any work, name symbol, or device or combination thereof adopted and used by a bargaining unit member to identify his/her goods and distinguish them from those made, manufactured or sold by others.

Presumption of Ownership
It shall be presumed that intellectual property created, made or originated by a bargaining unit member covered by this Agreement shall be the sole and exclusive property of such member for perpetuity or so long as the federal law applicable thereto allows, except as that he/she may choose individually to contract away such property in full or in part, and further except as the University may expect a faculty member to create syllabi, assignments, and tests for students limited to classes taught in the faculty member's department or program, in which case the university shall have the right to expect the faculty member to use such materials in his or her aforesaid classroom and the university shall not be expected to pay royalties for said materials but may not transfer ownership or sell the use of said to others than the creator; provided further, that if such contractual arrangements are made between the bargaining unit member and the university that, the AAUP also be a party, thereto; otherwise there shall be no restrictions upon the bargaining unit member except as otherwise explicitly set forth herein. Creatorship of intellectual property shall be presumed in the claiming bargaining unit member as against the university. Intellectual property created by the bargaining unit member in the fulfillment of the his/her normal duties and responsibilities under this collective bargaining agreement is presumed to belong to the bargaining unit member for proprietary or marketing purposes outside of the university but is available to the university for internal review and for review by external agencies regulating the university.

The University and the bargaining unit member are joint owners of intellectual property when they enter into a specific agreement to create such intellectual property and this agreement defines the development obligations and ownership share of each party. This shall be the case only when the University has agreed in advance to provide support to the bargaining unit member above and beyond that normally and typically available to bargaining unit members. Under no circumstances shall such joint ownership apply to materials developed for University courses.

Obtaining Copyrights, Patents or Trademarks
It shall be the obligation of the creator of the intellectual property to act to protect his or her rights pertinent thereto under the law. Nothing set forth herein shifts the aforesaid obligation from the creator to either the University or the AAUP.

A. [Reasons for the Patent Policy]

[Rider University has as its primary mission teaching and research and the unrestricted publication and use of the results of such research. The University, however, realizes that research of its faculty and students and staff may result in inventions or discoveries, which should be protected for one of the following reasons:

1. to promote the development of useful articles or processes, which, because of prohibitively high costs involved, could not be adequately developed without patent or other protection;

2. to fulfill terms of a research contract with sponsoring agencies;

3. to encourage invention and insure adequate regard for the inventors;

4. to augment research facilities and research funds from the University's share of income derived from inventions or discoveries.

The intent of the following Patent Policy is to be consistent with this philosophy.]

B. [Implementation of Patent Policy]

[Authority to implement this Patent Policy and to decide questions of ownership of rights to inventions or discoveries and of the apportionment of interest among or between investigators and their associates shall be vested in the President of the University, with the advice and consultation of the Faculty Research and Patent Committee, established in Article XXVII, Section A, and in accordance with the academic governance procedure contained in this Agreement. Decisions relating to ownership or rights to inventions or discoveries shall in no way be deemed or construed as a determination of inventorship but merely as a determination of the allocation of academic and financial interest in such discoveries or inventions.]

C. [Principles of Ownership

Technical information, inventions, discoveries, and items of commercial importance resulting from investigations conducted by staff members, employees, or students of Rider University which]

1. [ were financed in whole or in part from University funds, including that portion of an employee's salary, which related to the work out of which the invention or discovery arose. (Granting of normal salary to an employee is not considered financial support or research);]

2. [result from an employee's duties or a student's academic pursuit within the University; or]

3. [was conducted utilizing to a substantial degree the University's resources or facilities, shall be the property of Rider University. In the event that investigations result in a discovery or invention which may be patentable, the University reserves its right to protect such information, inventions, discoveries, and items and each shall be assigned to the University or its designees unless the University waives its rights to such assignment, in accordance with the terms of Section E of this Policy.

The University shall own all rights, title, and interest in such patents and shall reserve the right to direct the assignment thereof to others; except in the case of sponsored research projects where the contract between the University and sponsor specifies the assignment of patent rights to the sponsor.]

D. [Equity of Participants

The University, recognizing the interests of its staff members, employees, students, sponsors, or other cooperating agencies in inventions and patents arising from investigations, guarantees the following equity to participating parties:]

1. [Investigations and Research Financed Wholly by the University
The principles of ownership stated in Section C apply; the investigator will be compensated as provided for in Section E (1).]

2. [ Investigations Sponsored by a Third Party
Contracts involving sponsorship of research at Rider University or collaboration between an investigator conducting research at Rider University and an outside agency which required that all, or a portion, of the rights in or to inventions and discoveries be given to the outside agency, shall be submitted to the Faculty Research and Patent Committee for its counsel and suggestions.
The terms of the written agreement between the University and granting agency will be binding. Generally this agreement will provide for ownership of the patent to be vested in the University and that the sponsor will be granted a non-exclusive license to the patent (without sub-licensing rights) on the terms no less favorable than may be granted to any other licensee of the same patent. The inventor may be compensated as provided for in the agreement or as under Section E (1).]

3. [Investigations Conducted by Employees or Students in Whole or in Part on Their Own Time at Their Own Expense
Conditions under which the discovery was made shall be reported to the Chairperson of the Faculty Research and Patent Committee and ownership will be determined as follows:]

[a. A discovery made wholly at the expense of the investigator and not using University facilities or funds will be the private property of the individual and ownership will reside with him/her. If the investigator wishes to assign the invention or discovery to the University, he/she may do so and the distribution of funds will be established by a written agreement between the investigator and the University. The assistance of the Research Corporation is still available to him/her as an individual, if he/she desires it.

b. When a discovery is made partly at the expense of the investigator with the use of University facilities or in the normal field of the individual's University employment, the Faculty Research and Patent Committee will recommend to the President a division of rights and compensation to the inventor or inventors and their associates, as outlined under Section E.]

E. [Compensation

Where the University has full ownership rights or where the University received income from inventions made by employees or students, the inventor's compensation will be as follows:

1. Where inventions are assigned to and patented by the Research Corporation, 28.75% of the gross royalties will be received by the inventor, 28.75% by the University and 42.5% by the Research Corporation as stipulated in the contract with the Research Corporation.

2. Where inventions are administered by the University, the inventor receives 50% of the net income.]

F. [Notification of Possible Patents

It shall be the responsibility of the investigator or investigators and of each of their associates to alert the Chairperson of the Faculty Research and Patent Committee, the concerned department chairperson, the dean of his/her/their college and the President of the University, in writing, of any invention or discovery involving potentially patentable items and the conditions under which these discoveries or inventions were made.]

[Failure to report a discovery or invention of patentable or potentially patentable value may result in forfeiture of all or part of the defaulting investigator's equity in the discovery or invention and may be dealt with by the University as a breach of the Patent and Confidential Information Agreement referred to in Section G.]

[Once the interest of the University in the invention or discovery has been established, after careful consideration and on the advice of counsel, if desired, the Faculty Research and Patent Committee may recommend any one of the following:]

[1. If the patent rights of the invention are subject to the terms of a sponsor's contract or grant the Committee shall recommend to the President that the inventor be directed to comply with the terms of the contract.]

[2. In the event that it should appear that the invention or discovery is in the interest of the public, the Committee shall recommend to the President that the inventor be directed to publish his findings in a professional journal or a special university publication.]

[3. The Committee may decide, in cooperation with the inventor, to recommend protection of the invention or discovery through a patent. The Committee will then recommend to the President that the invention be turned over to the Research Corporation of New York or other non-profit patent administration organization for patenting in accordance with the terms of the contract then in effect or that the University secure the services of a patent attorney, or other specialists.]

[4. The Committee may decide to recommend exploitation of the invention as a commercial item. Any invention placed in commercial use but not patented by the University shall be subject to the same terms, conditions, and restrictions as any invention for which a patent has been obtained.]

[5. The Committee may, after careful review, find that the University has no further interest in the invention and may recommend to the President that the invention be referred to the inventor to exploit as he/she sees fit.]
 
 

[However, this Patent Policy does not in any way alter, change, or otherwise modify provisions of this Agreement concerning outside activities of bargaining unit members.]

[The President of the University, through the Chairperson of the Faculty Research and Patent Committee, must notify the investigator of the intention of the University to refer the invention or discovery to the Research Corporation, patent counsel, or other agents or agencies for the initiation of steps in the exploitation of the invention or discovery within ninety (90) days of the date of the investigator's disclosures in accordance with Section F hereof.]

[The University must cause such invention or discovery to be thereafter referred to the foregoing persons, corporations, or agencies within six (6) months of the disclosure, or it shall be deemed that the University has waived its rights and interests in the discovery or invention and that the investigator or investigators may publish, disclose, or dispose of the results of his/her/their investigation as he/she/they may desire.]

G. [Confidentiality Agreement]

[The University may require the execution of a Patent and Confidential Information Agreement by each present and future bargaining unit member at the time of his/her employment or thereafter at such time as it appears that such bargaining unit member shall be exposed to confidential information pertaining to patentable items or information, or is in a position to participate in discovery or invention of such items or information.]
 
 

ARTICLE XXX [XXIX]

SICK LEAVE

 

A. Schedule


Full-time members of the bargaining unit shall be entitled to compensated sick leave in accordance with the following schedule:
 
 
Year of Service            Weeks of Compensated Sick Leave
More than But Less Than Full Pay 75% Pay 50% Pay 25% Pay Total Weeks Comp. Sick Leave
0 1 2 - - - 2
1 2 3 1 1 1 6
2 3 4 2 2 2 10
3 4 5 3 3 3 14
4 5 6 4 4 4 18
5 6 7 5 5 5 22
6 7 8 6 6 6 26
7 8 9 7 7 7 30
8 9 10 8 8 8 34
9 10 11 9 9 9 38
10 11 12 10 10 10 42
11 12 13 11 11 11 46
12 13 14 12 12 12 50
13 14 15 12 12 12 51
14 16 12 12 12 52

 
 

B. Accrual


Unused sick leave may not be accrued.
 

C. Replacement


During the first two (2) weeks of sick leave taken by a member of the bargaining unit, the affected department shall cover the professional assignments of such member of the bargaining unit. Thereafter, if such sick leave continues beyond the initial two-week period, the University shall secure a suitable replacement for each member of the bargaining unit.
 

D. Pregnancy and Childbirth Leaves


Disability by reason of pregnancy and childbirth shall be covered by the above sick leave provisions.
 
 
 

E. Deductions


Whenever eligible, bargaining unit members shall be required to apply for Temporary Disability insurance benefits.

Compensation received by a member of the bargaining unit from Rider University or as a result of a benefit provided by Rider University in relation to illness or disability shall be deducted from any sick leave compensation hereunder. However, no such deduction shall be made for hospitalization and/or medical benefits received by such member the bargaining unit.
 

F. Certification


The University may require bargaining unit members to provide medical certification of illness hereunder, after their use of ten (10) days of paid sick leave.
 

G. Coverage


Sick leave under this Article shall be available to full-time members of the bargaining unit for absence from normal university activities because of illness or personal injury.
 

H. Tuition Remission Benefits During Sick Leave


Members of the bargaining unit who are on sick leave shall be eligible for the continuation of tuition remission benefits at Rider University as specified in Article XXX(B)(12)(a)(iv) and at other institutions as specified in Article XXX(B)(12)(b)(ii).
 

I. Return From Sick Leave


Full-time members of the bargaining unit who return to work from a period of sick leave of six (6) or more consecutive weeks during a single term shall not be required to resume classroom instruction for the remainder of that term if the period remaining in the term is two (2) weeks or less. The University shall continue to consider on a case-by-case basis requests from members of the bargaining unit not to resume classroom instruction if the period remaining in the term is longer than two (2) weeks.
 
 
 
 

ARTICLE XXXI [XXX]

COMPENSATION AND EMPLOYEE BENEFITS

 

 
 
 

The compensation proposal will be provided at a later date.
 
 
 

ARTICLE XXXII [XXXI]

SALARY ADJUSTMENT

 

A. Conditions for Salary Adjustment


In the event that a full-time member of the bargaining unit receives an offer of full-time employment from another institution of higher education, upon the presentation to the University of a written offer of appointment signed and dated by an appropriate agent of the offering institution, the University may offer to increase the base wage rate of such bargaining unit member to an amount that either exceeds or equals the wage rate offered by the other employer; may offer to increase the base wage rate of the bargaining unit member by an amount that is less than the wage offered by the other employer; or may decline to make any offer of an increase in the wage rate of the bargaining unit member.
 

B. Procedures for Salary Adjustment


Copies of the documentation of the offer of employment from another employer, together with the University's final written offer in response thereto, shall be forwarded to the AAUP by the University. If accepted, any such offer of increased compensation shall be made effective as the individual and the University may agree, but no such offer shall take effect retroactively.
 
 

ARTICLE XXXIII [XXXII]

VOLUNTARY SEPARATION [RETIREMENT]

 

A. Phased Voluntary Separation [Retirement]


Full-time bargaining unit members who attain at least age fifty-seven (57) during the term of this Agreement and who have completed at least ten (10) years of full-time employment at the University are eligible for the phased voluntary separation [retirement] program. Statements of intent to voluntary separate [retire] from eligible full-time bargaining unit members under this provision are irrevocable and must be received by the University by November 15 of the year preceding the academic year in which the phased separation [retirement] is to begin. Separation [Retirement] shall take effect no later than June 30, 199_. During the period of phased separation [retirement], such bargaining unit members who are members of the teaching faculty shall teach half-load and fullfill all applicable non-teaching responsibilities. All other members of the bargaining unit in phased separation shall work half their normal hours. All [Such] bargaining unit members shall receive full benefits and compensation at two-thirds of the full-time salary that they would have received had they not selected phased retirement. Positions of such bargaining unit members shall not be declared vacant until the completion of the phase-out period.
 

B. Voluntary Separation Incentive

Full-time bargaining unit members shall receive the voluntary separation incentive set out hereafter. In order to receive the incentive a full-time bargaining unit member must supply the University by November 15 with notification, in writing, of his/her intent to leave the employ of the University effective at the conclusion of that academic year in which the notification is received by the University. Voluntary separation incentive benefits shall be as follows:

i. Payment Schedule
 

Age                 10-19 year's                                   20 or more
At                   of full-time                                       year's of full
Separation       service at Rider                               time service at Rider

59-1/2 -62      100% final year's                            200% of
                       annual base salary                           of final
                                                                             year's annual base salary

62 -65            75% final year's                             175% of
                      annual base salary                          final year's
                                                                           annual base salary

65-67            50% final year's                             150% of
                     annual base salary                          final year's
                                                                          annual base salary

67-70           25% final year's                             100% final
                    annual base salary                          year's
                                                                         annual base salary

71 or Older  Separation                                    Separation
                    Incentive not                                 Incentive
                   applicable                                      not applicable

ii. Standard Methods of Payment
 

The foregoing early retirement benefit shall be paid to the retiring individual over a three- (3) year period commencing in September following the November notification to the University requesting such early separation. One-third of such benefit shall be paid in a lump sum on the first regular payroll dates commencing in the September of the subsequent school year and the following one. Thus, voluntary separation benefits will be paid as follows:
a. one-third in a lump sum in September of the first school year following separation and two-thirds in equal installments over the second and third school years following voluntary separation, or
b. equal monthly installments over three years.
If the candidate wishes to arrange an alternative method of payment, he/she shall present a written plan to the appropriate administrators. If this plan or a viable alternative is approved by the bargaining unit member, the Vice President for Academic Affairs and Provost, and the Executive Committee of the AAUP, in writing, it shall be implemented. If not approved by any one of the three- (3) parties, the method of payment specified in the previous paragraph shall hold.

iii. Medical Insurance for Voluntary Separation
 

The University agrees to continue to pay on behalf of individuals who voluntarily separate early hereunder their respective shares of all medical, hospital, and insurance benefits provided by the University for other bargaining unit members until such individuals reach the age of seventy (70). After achieving age sixty-five (65), Medicare Part B shall become his/her primary medical plan and the University's health benefits plan or HMO will provide secondary coverage.
After reaching the age of seventy (70), members of the bargaining unit who have voluntarily separated shall, to the extent permitted by the applicable insurance carrier, be permitted to participate in, and make payment at their own expense, for continued group rate membership in the University's health benefits and major medical insurance plans or an HMO.
C.. Negotiated Separation [Retirement]

Members of the bargaining unit and the University shall be free, on a case-by-case basis, to negotiate directly and agree upon the terms and conditions of separation [retirement] of any such member of the bargaining unit. If an individual member of the bargaining unit so elects, the AAUP may represent such individual in negotiation with the University. Terms agreed upon with respect to one individual shall not bind the University to offer or agree upon the same or similar terms with respect to any other individual.
 
 

ARTICLE XXXIV [XXXIII]

TRANSFER OF FACULTY


A. Initiation and Review Procedures for the Transfer of Bargaining
Unit Members

A request to transfer a bargaining unit member from one academic department or division to another may be initiated by the Provost, by a dean, by the department or division to which the bargaining unit member would transfer ("Requested Department"), or by the affected bargaining unit member ("Individual"). The aforementioned parties may also initiate requests to transfer an Individual from one discipline to another ("Requested Discipline") in a multi-disciplined department, as specified in Article XIV, Section D.
Regardless of the source of the request, consultation shall occur among the Individual, the dean of the Individual's college, the chair and members of the Individual's department or division, the dean of the Requested Department's college, and the chair and members of the Requested Department. The University shall not transfer an Individual without the approval of both that Individual and the Requested Department.

Procedures for initiating requests to transfer an Individual from one department or division to another or from one discipline to another in a multi-disciplined department shall be as follows:

1. Initiation by the Provost or a Dean
If the Provost or a dean seeks to initiate a transfer, he/she shall notify the chair and members of the Requested Department.
2. Initiation by a Department or Division
If a department or division seeks to initiate a transfer, the chair shall notify the dean of his/her college.

3. Initiation by an Individual
If an Individual seeks to initiate a transfer, he/she shall request such transfer through his/her chair, who shall notify the dean of his/her college.

The chair and bargaining unit members of the Requested Department or Requested Discipline in a multi-disciplined department shall review the credentials of the Individual, including his/her qualifications in relation to the department's or division's instructional program, and shall formulate a written recommendation. In a case of transfer within colleges, such written recommendation shall be transmitted to the dean of the college. In a case of transfer between departments in different colleges, such written recommendation shall be transmitted to the Provost. Subject to the approval of the Individual and the Requested Department or Requested Discipline, the dean shall make the final determination regarding transfers within his/her college. Subject to the approval of the Individual and Requested Department or Requested Discipline, the Provost shall make the final determination regarding transfers between departments in different colleges.

B. Rank, Tenure, and Seniority

Rank and tenure of all bargaining unit members are determined by the provisions of Articles VI, VII, VIII, and X. An Individual's rank and tenure shall not be affected by a transfer. An Individual transferred from one department, division, or discipline to another shall accrue seniority for the purposes of lay-off both in his/her previous department, division, or discipline and in his/her new department, division, or discipline for a period of five (5) years. Thereafter, he/she shall accrue seniority for the purposes of lay-off only in his/her new department, division, or discipline.
 
 

ARTICLE XXXV [XXXIV]

SEPARABILITY


In the event any provision of this Agreement, in whole or in part, is declared to be illegal, void, or invalid by any court of competent jurisdiction or any administrative agency having jurisdiction, all of the other terms, conditions, and provisions of this Agreement shall remain in full force and effect to the same extent as if that provision had never been incorporated in this Agreement, and in such event the remainder of this Agreement shall continue to be binding upon the parties hereto.
 

ARTICLE XXXVI [XXXV]

LENGTH OF CONTRACT: FUTURE NEGOTIATIONS


A. Expiration of Contract

This Agreement shall be effective as of September 1, 1999 [1994], except as specifically provided herein, and shall expire on the 31st day of August, 2000. [1997].

B. Future Negotiations

The parties shall commence negotiations toward a new collective bargaining agreement on or about June 1, 2000. [1997]. Prior thereto, both the AAUP and the University shall exchange proposals for inclusion in such new collective bargaining agreement by May 1, 2000. [1997].
 
 

ARTICLE XXXVII [XXXVI]

ENFORCEABILITY


A. Parties to Enforcement

This Agreement shall be binding upon and is exclusively between the Rider University Chapter of the AAUP and Rider University. All rights and privileges claimed under the terms of this Agreement shall be enforceable only by the AAUP and by Rider University unless otherwise specifically provided herein.

B. Parties Authorized to Act for the University

No department chairperson acting for the University under this Agreement who has not been duly appointed under the terms of this Agreement (except the associate deans or directors who direct graduate divisions) shall carry out administrative functions under this Agreement.

C. Priority of This Agreement

The rights, privileges, and obligations of the parties hereto, and all of the terms set forth in this Agreement, shall be incorporated by reference into and made part of any individual agreement between such member and the University. In the event of a conflict between terms of any individual agreement and the terms of this Agreement, the latter shall be controlling.

ATTESTATION

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year first above written.

Dated: Lawrence Township
New Jersey
April 21, 1995

Rider University Rider University Chapter of the
American Association of
University Professors

__________________________ __________________________
President

__________________________ __________________________
Chief Negotiator

__________________________ __________________________
 

__________________________ __________________________
 

__________________________
 

__________________________
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

2

Rider University Page 1 05/11/99